Vault-13

NUVEEN NEW YORK AMT QLT MUNI NRK

COM · Closed-End Fund · CUSIP 670656107

91 institutional holders -5 vs Q4 2023
33,415,86233.4m shares reported held*
$363.4mreported value*
8 new 20 added 23 reduced 13 sold out net bought ≈ $23.3m (+2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.87.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 109Q4 22: 102Q1 23: 96Q2 23: 98Q3 23: 100Q4 23: 96Q1 24: 9191Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022109
Q4 2022102
Q1 202396
Q2 202398
Q3 2023100
Q4 202396
Q1 202491

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 35 bought or addedQ4 22: 50 cut or sold outQ4 22Q1 23: 35 bought or addedQ1 23: 38 cut or sold outQ1 23Q2 23: 21 bought or addedQ2 23: 40 cut or sold outQ2 23Q3 23: 39 bought or addedQ3 23: 23 cut or sold outQ3 23Q4 23: 32 bought or addedQ4 23: 42 cut or sold outQ4 23Q1 24: 28 bought or addedQ1 24: 36 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223550
Q1 20233538
Q2 20232140
Q3 20233923
Q4 20233242
Q1 20242836

Biggest buyers

SIT INVESTMENT ASSOCIATES INC Added +1,048,085+1.0m
MORGAN STANLEY Added +936,269+936.3k
Karpus Management, Inc. Added +852,839+852.8k
Penserra Capital Management LLC New +362,909+362.9k
MacKay Shields LLC Added +224,573+224.6k
PFG Investments, LLC New +109,025+109.0k
Flow State Investments, L.P. New +105,010+105.0k
GUGGENHEIM CAPITAL LLC Added +47,474+47.5k
SANDERS MORRIS HARRIS LLC New +42,700+42.7k
BANK OF AMERICA CORP /DE/ Added +39,417+39.4k

Biggest sellers

Logan Stone Capital, LLC Reduced -307,086-307.1k
Lido Advisors, LLC Reduced -250,181-250.2k
ROBINSON CAPITAL MANAGEMENT, LLC Sold out -203,382-203.4k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -156,184-156.2k
AQR Arbitrage LLC Reduced -128,915-128.9k
Hennion & Walsh Asset Management, Inc. Reduced -101,933-101.9k
Allspring Global Investments Holdings, LLC Reduced -86,850-86.8k
Narwhal Capital Management Sold out -70,830-70.8k
Weiss Asset Management LP Sold out -70,308-70.3k
COHEN & STEERS, INC. Reduced -53,385-53.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2026-07-27 5.3% new 4.6m≈ $49.7m 2026-07-27

Fell to 5% or below in the last year: Karpus Management, Inc. (4.0%, 2026-01-07)

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 22: 1 buyingQ2 22: 1 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 1 buyingQ4 22: 1 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 1 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20221$478.8k1$487.0k—
Q3 20220—0——
Q4 20221$450.4k1$420.8k—
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20231$9.3k0——
Q1 20240—0——

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Karpus Management, Inc. 6.39% of their portfolio Pittsford, NY 20,382,53220.4m $221.6m $221.6m 6.39% Added +852.8k +852,839
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,248,4852.2m $24.4m $24.4m 0.00% Added +936.3k +936,269
3 SIT INVESTMENT ASSOCIATES INC 0.32% of their portfolio Minneapolis, MN 1,291,1921.3m $14.0m $14.0m 0.32% Added +1.0m +1,048,085
4 MacKay Shields LLC 0.24% of their portfolio New York, NY 786,331786.3k $8.5m $8.5m 0.24% Added +224.6k +224,573
5 Hennion & Walsh Asset Management, Inc. 0.44% of their portfolio Parsippany, NJ 750,494750.5k $8.2m $8.2m 0.44% Reduced -101.9k -101,933
6 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 671,987672.0k $7.3m $7.3m 0.01% Reduced -5.4k -5,393
7 GUGGENHEIM CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 624,280624.3k $6.8m $6.8m 0.05% Added +47.5k +47,474
8 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 598,900598.9k $6.5m $6.5m 0.00% Unchanged
9 Lido Advisors, LLC 0.05% of their portfolio Los Angeles, CA 542,186542.2k $5.9m $5.9m 0.05% Reduced -250.2k -250,181
10 Dakota Wealth Management 0.12% of their portfolio PALM BEACH GARDENS, FL 424,427424.4k $4.6m $4.6m 0.12% Added +39.3k +39,266
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 406,352406.4k $4.4m $4.4m 0.00% Reduced -8.5k -8,456
12 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 385,440385.4k $4.2m $4.2m 0.00% Unchanged
13 Penserra Capital Management LLC 0.05% of their portfolio ORINDA, CA 362,909362.9k $3.9m $3.9m 0.05% New
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 307,373307.4k $3.3m $3.3m 0.00% Added +39.4k +39,417
15 AQR Arbitrage LLC 0.11% of their portfolio Greenwich, CT 293,971294.0k $3.2m $3.2m 0.11% Reduced -128.9k -128,915
16 Logan Stone Capital, LLC 0.65% of their portfolio CHICAGO, IL 276,817276.8k $3.0m $3.0m 0.65% Reduced -307.1k -307,086
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 245,989246.0k $2.7m $2.7m 0.00% Added +11.6k +11,612
18 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 213,899213.9k $2.3m $2.3m 0.00% Reduced -86.8k -86,850
19 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.11% of their portfolio WEST PALM BEACH, FL 211,788211.8k $2.3m $2.3m 0.11% Unchanged
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 191,245191.2k $2.1m $2.1m 0.00% Reduced -10.1k -10,121
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 138,671138.7k $1.5m $1.5m 0.00% Reduced -10.1k -10,051
22 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 123,264123.3k $1.3m $1.3m 0.00% Added +1.8k +1,761
23 Westchester Capital Management, LLC 0.05% of their portfolio VALHALLA, NY 115,857115.9k $1.3m $1.3m 0.05% Unchanged
24 PFG Investments, LLC 0.07% of their portfolio WOODBURY, NY 109,025109.0k $1.2m $1.2m 0.07% New
25 Flow State Investments, L.P. 0.33% of their portfolio CHICAGO, IL 105,010105.0k $1.1m $1.1m 0.33% New
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 95,14795.1k $1.0m $1.0m 0.00% Reduced -3.2k -3,233
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 80,10880.1k $870.8k $870.8k 0.00% Added +13.9k +13,870
28 HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 66,89666.9k $727.2k $727.2k 0.01% Unchanged
29 Next Capital Management LLC 0.29% of their portfolio NEW YORK, NY 66,70466.7k $725.1k $725.1k 0.29% Unchanged
30 RMR Wealth Builders 0.09% of their portfolio Montclair, NJ 66,38366.4k $724.7k $724.7k 0.09% Unchanged
31 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 65,72765.7k $714.5k $714.5k 0.00% Reduced -37.1k -37,144
32 Realta Investment Advisors 0.13% of their portfolio WILMINGTON, DE 59,53059.5k $647.1k $647.1k 0.13% Added +1.5k +1,477
33 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 57,74057.7k $628.0k $628.0k 0.00% Added +1.0k +1,015
34 Tortoise Investment Management, LLC 0.07% of their portfolio WHITE PLAINS, NY 55,51055.5k $603.4k $603.4k 0.07% Reduced -9.4k -9,400
35 Mathes Company, Inc. 0.22% of their portfolio New York, NY 54,00054.0k $587.0k $587.0k 0.22% Unchanged
36 Ascent Wealth Partners, LLC 0.08% of their portfolio NEW HARTFORD, NY 52,24752.2k $567.9k $567.9k 0.08% Unchanged
37 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 50,43450.4k $548.2k $548.2k 0.00% Added +6.0k +6,033
38 Wellspring Financial Advisors, LLC 0.07% of their portfolio CLEVELAND, OH 43,49643.5k $472.8k $472.8k 0.07% Unchanged
39 SANDERS MORRIS HARRIS LLC 0.09% of their portfolio Houston, TX 42,70042.7k $464.1k $464.1k 0.09% New
40 Stockman Wealth Management, Inc. 0.08% of their portfolio BILLINGS, MT 40,86240.9k $444.2k $444.2k 0.08% Unchanged
41 Herold Advisors, Inc. 0.10% of their portfolio New York, NY 39,04639.0k $424.4k $424.4k 0.10% Added +2.0k +2,015
42 Frisch Financial Group, Inc. 0.14% of their portfolio MELVILLE, NY 38,17338.2k $415.0k $415.0k 0.14% Reduced -458 -458
43 David J Yvars Group 0.27% of their portfolio UNIVERSITY PARK, FL 37,05037.0k $402.7k $402.7k 0.27% Unchanged
44 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 30,00030.0k $326.0k $326.0k 0.00% Reduced -53.4k -53,385
45 Mariner, LLC 0.00% of their portfolio Overland Park, KS 29,50429.5k $320.7k $320.7k 0.00% Unchanged
46 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 29,04629.0k $315.7k $315.7k 0.00% Reduced -92 -92
47 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 27,69627.7k $301.1k $301.1k 0.03% Reduced -156.2k -156,184
48 STALEY CAPITAL ADVISERS INC 0.01% of their portfolio PITTSBURGH, PA 26,50026.5k $288.1k $288.1k 0.01% Unchanged
49 Opal Wealth Advisors, LLC 0.10% of their portfolio JERICHO, NY 26,13026.1k $284.0k $284.0k 0.10% New
50 Williams Jones Wealth Management, LLC. 0.00% of their portfolio NEW YORK, NY 25,46625.5k $276.8k $276.8k 0.00% Added +15.0k +15,000
51 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 25,34525.3k $276.0k $276.0k 0.00% Added +63 +63
52 Wealthspire Advisors, LLC 0.00% of their portfolio NEW YORK, NY 23,63623.6k $256.9k $256.9k 0.00% Unchanged
53 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 23,36823.4k $254.0k $254.0k 0.01% Unchanged
54 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 22,32722.3k $242.7k $242.7k 0.00% Added +3.2k +3,250
55 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 20,95020.9k $227.7k $227.7k 0.00% Reduced -3.4k -3,430
56 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 16,81916.8k $182.8k $182.8k 0.00% Unchanged
57 NAPLES GLOBAL ADVISORS, LLC 0.02% of their portfolio NAPLES, FL 15,82515.8k $172.8k $172.8k 0.02% Reduced -3.2k -3,250
58 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 15,80015.8k $171.7k $171.7k 0.01% Unchanged
59 Family Manage LLC 0.03% of their portfolio NEW YORK, NY 15,24315.2k $165.7k $165.7k 0.03% Reduced -8.9k -8,906
60 PINNACLE ASSOCIATES LTD 0.00% of their portfolio NEW YORK, NY 15,13015.1k $164.5k $164.5k 0.00% Reduced -550 -550
61 NorthCrest Asset Manangement, LLC 0.01% of their portfolio PLYMOUTH, MN 14,24914.2k $154.9k $154.9k 0.01% Unchanged
62 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 14,17714.2k $154.1k $154.1k 0.00% Unchanged
63 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 13,74513.7k $149.4k $149.4k 0.00% New
64 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 13,52813.5k $147.0k $147.0k 0.00% Reduced -4.8k -4,775
65 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 13,03313.0k $141.7k $141.7k 0.00% Unchanged
66 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 12,67512.7k $137.8k $137.8k 0.00% Added +1.7k +1,675
67 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 12,32912.3k $134.0k $134.0k 0.00% Unchanged
68 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 12,13912.1k $132.0k $132.0k 0.00% Added +75 +75
69 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 12,00012.0k $131.0k $131.0k 0.00% Unchanged
70 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 11,80011.8k $128.0k $128.0k 0.00% Unchanged
71 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 11,42711.4k $124.2k $124.2k 0.00% Reduced -44.5k -44,463
72 Avestar Capital, LLC 0.01% of their portfolio New York, NY 10,56810.6k $115.4k $115.4k 0.01% Unchanged
73 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,16510.2k $110.5k $110.5k 0.00% Reduced -29.9k -29,913
74 Leisure Capital Management 0.05% of their portfolio COSTA MESA, CA 10,08310.1k $109.6k $109.6k 0.05% Unchanged
75 SOA Wealth Advisors, LLC. 0.02% of their portfolio NEW YORK, NY 9,2259.2k $100.3k $100.3k 0.02% Unchanged
76 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 6,2906.3k $68.4k $68.4k 0.01% Unchanged
77 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,7755.8k $62.8k $62.8k 0.00% Unchanged
78 BROWN, LISLE/CUMMINGS, INC. 0.02% of their portfolio PROVIDENCE, RI 5,0365.0k $54.7k $54.7k 0.02% Unchanged
79 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4,4484.4k $48.4k $48.4k 0.00% Unchanged
80 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,5002.5k $27.0k $27.0k 0.00% Unchanged
81 Concord Wealth Partners 0.00% of their portfolio ABINGDON, VA 2,4922.5k $27.1k $27.1k 0.00% Unchanged
82 Carmichael Hill & Associates, Inc. 0.01% of their portfolio GAITHERSBURG, MD 2,4002.4k $26.1k $26.1k 0.01% Unchanged
83 Washington Trust Advisors, Inc. 0.00% of their portfolio WELLESLEY, MA 2,0772.1k $22.6k $22.6k 0.00% Unchanged
84 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,8061.8k $19.6k $19.6k 0.00% Unchanged
85 M&R CAPITAL MANAGEMENT INC 0.00% of their portfolio SUMMIT, NJ 1,6001.6k $17.4k $17.4k 0.00% Unchanged
86 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 1,1001.1k $11.0k $11.0k 0.01% New
87 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,0861.1k $11.0k $11.0k 0.00% Added +8 +8
88 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 489489 $5.3k $5.3k 0.00% Unchanged
89 VALLEY WEALTH MANAGERS, INC. 0.00% of their portfolio PARAMUS, NJ 457457 $5.0k $5.0k 0.00% Unchanged
90 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $11 $11 0.00% New
91 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged