NUVEEN NEW YORK AMT QLT MUNI NRK
COM · Closed-End Fund · CUSIP 670656107
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.87.
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 109 |
| Q4 2022 | 102 |
| Q1 2023 | 96 |
| Q2 2023 | 98 |
| Q3 2023 | 100 |
| Q4 2023 | 96 |
| Q1 2024 | 91 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 35 | 50 |
| Q1 2023 | 35 | 38 |
| Q2 2023 | 21 | 40 |
| Q3 2023 | 39 | 23 |
| Q4 2023 | 32 | 42 |
| Q1 2024 | 28 | 36 |
Biggest buyers
| SIT INVESTMENT ASSOCIATES INC | Added | +1.0m |
| MORGAN STANLEY | Added | +936.3k |
| Karpus Management, Inc. | Added | +852.8k |
| Penserra Capital Management LLC | New | +362.9k |
| MacKay Shields LLC | Added | +224.6k |
| PFG Investments, LLC | New | +109.0k |
| Flow State Investments, L.P. | New | +105.0k |
| GUGGENHEIM CAPITAL LLC | Added | +47.5k |
| SANDERS MORRIS HARRIS LLC | New | +42.7k |
| BANK OF AMERICA CORP /DE/ | Added | +39.4k |
Biggest sellers
| Logan Stone Capital, LLC | Reduced | -307.1k |
| Lido Advisors, LLC | Reduced | -250.2k |
| ROBINSON CAPITAL MANAGEMENT, LLC | Sold out | -203.4k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Reduced | -156.2k |
| AQR Arbitrage LLC | Reduced | -128.9k |
| Hennion & Walsh Asset Management, Inc. | Reduced | -101.9k |
| Allspring Global Investments Holdings, LLC | Reduced | -86.8k |
| Narwhal Capital Management | Sold out | -70.8k |
| Weiss Asset Management LP | Sold out | -70.3k |
| COHEN & STEERS, INC. | Reduced | -53.4k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2026-07-27 | 5.3% |
Fell to 5% or below in the last year: Karpus Management, Inc. (4.0%, 2026-01-07)
Insider purchases and sales in Q1 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2022 | 1 | $478.8k | 1 | $487.0k | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 1 | $450.4k | 1 | $420.8k | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 0 | — | 0 | — | — |
| Q3 2023 | 0 | — | 0 | — | — |
| Q4 2023 | 1 | $9.3k | 0 | — | — |
| Q1 2024 | 0 | — | 0 | — | — |
None reported in Q1 2024.
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| Karpus Management, Inc. 6.39% of their portfolio | 20.4m $221.6m | Added +852.8k |
| MORGAN STANLEY 0.00% of their portfolio | 2.2m $24.4m | Added +936.3k |
| SIT INVESTMENT ASSOCIATES INC 0.32% of their portfolio | 1.3m $14.0m | Added +1.0m |
| MacKay Shields LLC 0.24% of their portfolio | 786.3k $8.5m | Added +224.6k |
| Hennion & Walsh Asset Management, Inc. 0.44% of their portfolio | 750.5k $8.2m | Reduced -101.9k |
| HighTower Advisors, LLC 0.01% of their portfolio | 672.0k $7.3m | Reduced -5.4k |
| GUGGENHEIM CAPITAL LLC 0.05% of their portfolio | 624.3k $6.8m | Added +47.5k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 598.9k $6.5m | Unchanged |
| Lido Advisors, LLC 0.05% of their portfolio | 542.2k $5.9m | Reduced -250.2k |
| Dakota Wealth Management 0.12% of their portfolio | 424.4k $4.6m | Added +39.3k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 406.4k $4.4m | Reduced -8.5k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 385.4k $4.2m | Unchanged |
| Penserra Capital Management LLC 0.05% of their portfolio | 362.9k $3.9m | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 307.4k $3.3m | Added +39.4k |
| AQR Arbitrage LLC 0.11% of their portfolio | 294.0k $3.2m | Reduced -128.9k |
| Logan Stone Capital, LLC 0.65% of their portfolio | 276.8k $3.0m | Reduced -307.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 246.0k $2.7m | Added +11.6k |
| Allspring Global Investments Holdings, LLC 0.00% of their portfolio | 213.9k $2.3m | Reduced -86.8k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.11% of their portfolio | 211.8k $2.3m | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 191.2k $2.1m | Reduced -10.1k |
| UBS Group AG 0.00% of their portfolio | 138.7k $1.5m | Reduced -10.1k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 123.3k $1.3m | Added +1.8k |
| Westchester Capital Management, LLC 0.05% of their portfolio | 115.9k $1.3m | Unchanged |
| PFG Investments, LLC 0.07% of their portfolio | 109.0k $1.2m | New |
| Flow State Investments, L.P. 0.33% of their portfolio | 105.0k $1.1m | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 95.1k $1.0m | Reduced -3.2k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 80.1k $870.8k | Added +13.9k |
| HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio | 66.9k $727.2k | Unchanged |
| Next Capital Management LLC 0.29% of their portfolio | 66.7k $725.1k | Unchanged |
| RMR Wealth Builders 0.09% of their portfolio | 66.4k $724.7k | Unchanged |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 65.7k $714.5k | Reduced -37.1k |
| Realta Investment Advisors 0.13% of their portfolio | 59.5k $647.1k | Added +1.5k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 57.7k $628.0k | Added +1.0k |
| Tortoise Investment Management, LLC 0.07% of their portfolio | 55.5k $603.4k | Reduced -9.4k |
| Mathes Company, Inc. 0.22% of their portfolio | 54.0k $587.0k | Unchanged |
| Ascent Wealth Partners, LLC 0.08% of their portfolio | 52.2k $567.9k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 50.4k $548.2k | Added +6.0k |
| Wellspring Financial Advisors, LLC 0.07% of their portfolio | 43.5k $472.8k | Unchanged |
| SANDERS MORRIS HARRIS LLC 0.09% of their portfolio | 42.7k $464.1k | New |
| Stockman Wealth Management, Inc. 0.08% of their portfolio | 40.9k $444.2k | Unchanged |
| Herold Advisors, Inc. 0.10% of their portfolio | 39.0k $424.4k | Added +2.0k |
| Frisch Financial Group, Inc. 0.14% of their portfolio | 38.2k $415.0k | Reduced -458 |
| David J Yvars Group 0.27% of their portfolio | 37.0k $402.7k | Unchanged |
| COHEN & STEERS, INC. 0.00% of their portfolio | 30.0k $326.0k | Reduced -53.4k |
| Mariner, LLC 0.00% of their portfolio | 29.5k $320.7k | Unchanged |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 29.0k $315.7k | Reduced -92 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio | 27.7k $301.1k | Reduced -156.2k |
| STALEY CAPITAL ADVISERS INC 0.01% of their portfolio | 26.5k $288.1k | Unchanged |
| Opal Wealth Advisors, LLC 0.10% of their portfolio | 26.1k $284.0k | New |
| Williams Jones Wealth Management, LLC. 0.00% of their portfolio | 25.5k $276.8k | Added +15.0k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 25.3k $276.0k | Added +63 |
| Wealthspire Advisors, LLC 0.00% of their portfolio | 23.6k $256.9k | Unchanged |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 23.4k $254.0k | Unchanged |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 22.3k $242.7k | Added +3.2k |
| LPL Financial LLC 0.00% of their portfolio | 20.9k $227.7k | Reduced -3.4k |
| OPPENHEIMER & CO INC 0.00% of their portfolio | 16.8k $182.8k | Unchanged |
| NAPLES GLOBAL ADVISORS, LLC 0.02% of their portfolio | 15.8k $172.8k | Reduced -3.2k |
| Moors & Cabot, Inc. 0.01% of their portfolio | 15.8k $171.7k | Unchanged |
| Family Manage LLC 0.03% of their portfolio | 15.2k $165.7k | Reduced -8.9k |
| PINNACLE ASSOCIATES LTD 0.00% of their portfolio | 15.1k $164.5k | Reduced -550 |
| NorthCrest Asset Manangement, LLC 0.01% of their portfolio | 14.2k $154.9k | Unchanged |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 14.2k $154.1k | Unchanged |
| Cetera Investment Advisers 0.00% of their portfolio | 13.7k $149.4k | New |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 13.5k $147.0k | Reduced -4.8k |
| Private Advisor Group, LLC 0.00% of their portfolio | 13.0k $141.7k | Unchanged |
| NOMURA HOLDINGS INC 0.00% of their portfolio | 12.7k $137.8k | Added +1.7k |
| Spire Wealth Management 0.00% of their portfolio | 12.3k $134.0k | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 12.1k $132.0k | Added +75 |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 12.0k $131.0k | Unchanged |
| LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio | 11.8k $128.0k | Unchanged |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 11.4k $124.2k | Reduced -44.5k |
| Avestar Capital, LLC 0.01% of their portfolio | 10.6k $115.4k | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 10.2k $110.5k | Reduced -29.9k |
| Leisure Capital Management 0.05% of their portfolio | 10.1k $109.6k | Unchanged |
| SOA Wealth Advisors, LLC. 0.02% of their portfolio | 9.2k $100.3k | Unchanged |
| GPS Wealth Strategies Group, LLC 0.01% of their portfolio | 6.3k $68.4k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 5.8k $62.8k | Unchanged |
| BROWN, LISLE/CUMMINGS, INC. 0.02% of their portfolio | 5.0k $54.7k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 4.4k $48.4k | Unchanged |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 2.5k $27.0k | Unchanged |
| Concord Wealth Partners 0.00% of their portfolio | 2.5k $27.1k | Unchanged |
| Carmichael Hill & Associates, Inc. 0.01% of their portfolio | 2.4k $26.1k | Unchanged |
| Washington Trust Advisors, Inc. 0.00% of their portfolio | 2.1k $22.6k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 1.8k $19.6k | Unchanged |
| M&R CAPITAL MANAGEMENT INC 0.00% of their portfolio | 1.6k $17.4k | Unchanged |
| FNY Investment Advisers, LLC 0.01% of their portfolio | 1.1k $11.0k | New |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 1.1k $11.0k | Added +8 |
| Key Financial Inc 0.00% of their portfolio | 489 $5.3k | Unchanged |
| VALLEY WEALTH MANAGERS, INC. 0.00% of their portfolio | 457 $5.0k | Unchanged |
| FMR LLC 0.00% of their portfolio | 1 $11 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |