NUVEEN NEW YORK AMT QLT MUNI NRK
COM · Closed-End Fund · CUSIP 670656107
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $10.36.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 109 |
| Q4 2022 | 102 |
| Q1 2023 | 96 |
| Q2 2023 | 98 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 35 | 50 |
| Q1 2023 | 35 | 38 |
| Q2 2023 | 21 | 40 |
Biggest buyers
| Karpus Management, Inc. | Added | +401.8k |
| HighTower Advisors, LLC | Added | +217.4k |
| Logan Stone Capital, LLC | Added | +85.8k |
| Hennion & Walsh Asset Management, Inc. | Added | +55.4k |
| AQR Arbitrage LLC | Added | +55.4k |
| Penserra Capital Management LLC | Added | +35.5k |
| RMR Wealth Builders | Added | +29.8k |
| Fort Point Capital Partners LLC | New | +17.2k |
| DEUTSCHE BANK AG\ | New | +14.5k |
| JOHNSON INVESTMENT COUNSEL INC | New | +13.1k |
Biggest sellers
| BANK OF AMERICA CORP /DE/ | Reduced | -177.7k |
| MacKay Shields LLC | Reduced | -76.3k |
| OSAIC HOLDINGS, INC. | Reduced | -60.5k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Reduced | -34.2k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -30.6k |
| Aviance Capital Partners, LLC | Sold out | -30.6k |
| Saba Capital Management, L.P. | Reduced | -27.5k |
| AVANTAX ADVISORY SERVICES, INC. | Reduced | -26.8k |
| Next Capital Management LLC | Reduced | -23.0k |
| Steward Partners Investment Advisory, LLC | Reduced | -21.8k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2026-07-27 | 5.3% |
Fell to 5% or below in the last year: Karpus Management, Inc. (4.0%, 2026-01-07)
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 0 | — | 0 | — | — |
| Q2 2022 | 1 | $478.8k | 1 | $487.0k | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 1 | $450.4k | 1 | $420.8k | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 0 | — | 0 | — | — |
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| Karpus Management, Inc. 5.02% of their portfolio | 15.4m $159.6m | Added +401.8k |
| Hennion & Walsh Asset Management, Inc. 0.52% of their portfolio | 849.2k $8.8m | Added +55.4k |
| Claybrook Capital, LLC 4.38% of their portfolio | 792.4k $8.2m | Unchanged |
| HighTower Advisors, LLC 0.01% of their portfolio | 647.5k $6.7m | Added +217.4k |
| MORGAN STANLEY 0.00% of their portfolio | 639.7k $6.6m | Added +7.5k |
| Penserra Capital Management LLC 0.12% of their portfolio | 569.1k $5.9m | Added +35.5k |
| MacKay Shields LLC 0.16% of their portfolio | 561.8k $5.8m | Reduced -76.3k |
| GUGGENHEIM CAPITAL LLC 0.04% of their portfolio | 519.9k $5.4m | Reduced -14.5k |
| Dakota Wealth Management 0.19% of their portfolio | 385.5k $4.0m | Added +3.0k |
| Frisch Financial Group, Inc. 1.72% of their portfolio | 347.4k $3.6m | Reduced -16.3k |
| Logan Stone Capital, LLC 1.16% of their portfolio | 330.3k $3.4m | Added +85.8k |
| Allspring Global Investments Holdings, LLC 0.00% of their portfolio | 300.7k $3.1m | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 264.1k $2.7m | Reduced -177.7k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 213.8k $2.2m | Reduced -3.0k |
| AQR Arbitrage LLC 0.09% of their portfolio | 204.7k $2.1m | Added +55.4k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.11% of their portfolio | 204.0k $2.1m | Reduced -34.2k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 203.2k $2.1m | Reduced -8.4k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 196.6k $2.0m | Added +4.0k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 184.9k $1.9m | Unchanged |
| Rockefeller Capital Management L.P. 0.01% of their portfolio | 163.2k $1.7m | First filing |
| ROBINSON CAPITAL MANAGEMENT, LLC 0.73% of their portfolio | 158.7k $1.6m | Unchanged |
| UBS Group AG 0.00% of their portfolio | 152.9k $1.6m | Reduced -2.0k |
| Tortoise Investment Management, LLC 0.20% of their portfolio | 132.1k $1.4m | Added +7.0k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 131.2k $1.4m | Reduced -15 |
| SIT INVESTMENT ASSOCIATES INC 0.03% of their portfolio | 102.5k $1.1m | Unchanged |
| AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio | 97.1k $1.0m | Reduced -26.8k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 85.3k $883.0k | Reduced -7.9k |
| Narwhal Capital Management 0.09% of their portfolio | 71.7k $742.3k | Reduced -146 |
| Westchester Capital Management, LLC 0.02% of their portfolio | 69.8k $722.2k | Unchanged |
| HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio | 66.9k $692.4k | Unchanged |
| Next Capital Management LLC 0.32% of their portfolio | 66.7k $690.4k | Reduced -23.0k |
| RMR Wealth Builders 0.12% of their portfolio | 66.4k $689.4k | Added +29.8k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 64.6k $669.0k | Reduced -3.7k |
| Bridgewater Advisors Inc. 0.13% of their portfolio | 62.4k $646.1k | Unchanged |
| Realta Investment Advisors 0.13% of their portfolio | 55.6k $575.0k | Added +517 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 54.5k $563.9k | Unchanged |
| Mathes Company, Inc. 0.24% of their portfolio | 54.0k $559.0k | First filing |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 51.8k $536.0k | Added +11.8k |
| COHEN & STEERS, INC. 0.00% of their portfolio | 48.4k $501.0k | Unchanged |
| Ascent Wealth Partners, LLC 0.09% of their portfolio | 48.2k $499.4k | Unchanged |
| Stockman Wealth Management, Inc. 0.09% of their portfolio | 40.9k $422.9k | Unchanged |
| Herold Advisors, Inc. 0.13% of their portfolio | 40.4k $417.6k | Reduced -827 |
| David J Yvars Group 0.32% of their portfolio | 37.0k $383.5k | Unchanged |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 34.7k $359.0k | Reduced -770 |
| Family Manage LLC 0.07% of their portfolio | 32.9k $341.0k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 32.3k $334.0k | Reduced -60.5k |
| Cresset Asset Management, LLC 0.00% of their portfolio | 31.1k $322.6k | Added +308 |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 30.3k $313.0k | Reduced -10 |
| Mariner, LLC 0.00% of their portfolio | 30.3k $313.2k | Reduced -695 |
| Saba Capital Management, L.P. 0.01% of their portfolio | 29.8k $308.6k | Reduced -27.5k |
| LPL Financial LLC 0.00% of their portfolio | 29.7k $307.8k | Added +10.4k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 26.7k $276.2k | Reduced -242 |
| STALEY CAPITAL ADVISERS INC 0.01% of their portfolio | 26.5k $274.3k | Unchanged |
| Wellspring Financial Advisors, LLC 0.08% of their portfolio | 26.0k $269.1k | Unchanged |
| PINNACLE ASSOCIATES LTD 0.00% of their portfolio | 25.7k $265.6k | Unchanged |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio | 25.5k $263.6k | Reduced -787 |
| Wealthspire Advisors, LLC 0.00% of their portfolio | 23.6k $244.6k | Unchanged |
| AJ WEALTH STRATEGIES, LLC 0.01% of their portfolio | 23.0k $238.1k | Unchanged |
| NAPLES GLOBAL ADVISORS, LLC 0.02% of their portfolio | 20.1k $208.2k | Reduced -4.6k |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 20.0k $206.7k | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 19.9k $205.9k | Reduced -2.0k |
| OPPENHEIMER & CO INC 0.00% of their portfolio | 17.8k $184.4k | Reduced -900 |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 17.8k $184.0k | Reduced -5.0k |
| Fort Point Capital Partners LLC 0.03% of their portfolio | 17.2k $178.4k | New |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 16.7k $172.5k | Reduced -485 |
| Moors & Cabot, Inc. 0.01% of their portfolio | 15.9k $164.6k | Reduced -2.6k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 14.5k $150.1k | New |
| NorthCrest Asset Manangement, LLC 0.01% of their portfolio | 14.2k $147.5k | Unchanged |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 14.0k $144.6k | Reduced -164 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 13.8k $142.6k | Reduced -21.8k |
| JOHNSON INVESTMENT COUNSEL INC 0.00% of their portfolio | 13.1k $135.7k | New |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 12.8k $132.0k | New |
| Spire Wealth Management 0.00% of their portfolio | 12.3k $127.6k | Unchanged |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 12.0k $124.6k | Unchanged |
| LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio | 11.8k $122.0k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 11.8k $122.1k | Reduced -600 |
| Constitution Capital LLC 0.07% of their portfolio | 11.4k $118.0k | Unchanged |
| Integrated Wealth Concepts LLC 0.00% of their portfolio | 10.5k $108.7k | New |
| Onyx Bridge Wealth Group LLC 0.03% of their portfolio | 10.2k $105.4k | Reduced -1.2k |
| Strategic Advisors LLC 0.02% of their portfolio | 10.1k $104.8k | Unchanged |
| Leisure Capital Management 0.06% of their portfolio | 10.1k $104.4k | New |
| Geneos Wealth Management Inc. 0.01% of their portfolio | 10.0k $103.5k | Unchanged |
| SOA Wealth Advisors, LLC. 0.02% of their portfolio | 9.2k $95.5k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 7.5k $77.2k | Reduced -11.2k |
| GPS Wealth Strategies Group, LLC 0.01% of their portfolio | 6.3k $65.1k | Unchanged |
| BROWN, LISLE/CUMMINGS, INC. 0.02% of their portfolio | 5.0k $52.1k | Unchanged |
| Concord Wealth Partners 0.01% of their portfolio | 5.0k $51.6k | Unchanged |
| WealthPLAN Partners, LLC 0.01% of their portfolio | 3.8k $39.7k | Unchanged |
| TRUST CO OF VERMONT 0.00% of their portfolio | 3.4k $34.7k | Unchanged |
| Carmichael Hill & Associates, Inc. 0.01% of their portfolio | 2.7k $27.6k | Unchanged |
| Washington Trust Advisors, Inc. 0.00% of their portfolio | 2.1k $21.5k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 1.8k $18.7k | Unchanged |
| M&R CAPITAL MANAGEMENT INC 0.00% of their portfolio | 1.6k $16.6k | Unchanged |
| FNY Investment Advisers, LLC 0.01% of their portfolio | 1.1k $11.0k | Unchanged |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 500 $5.0k | Reduced -8.0k |
| Key Financial Inc 0.00% of their portfolio | 489 $5.1k | Unchanged |
| VALLEY WEALTH MANAGERS, INC. 0.00% of their portfolio | 457 $4.7k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |