Vault-13

NUVEEN NEW YORK AMT QLT MUNI NRK

COM · Closed-End Fund · CUSIP 670656107

98 institutional holders +2 vs Q1 2023
25,190,77725.2m shares reported held*
$260.9mreported value*
6 new 15 added 34 reduced 6 sold out net bought ≈ $3.7m (+355.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $10.36.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 109Q4 22: 102Q1 23: 96Q2 23: 9898Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022109
Q4 2022102
Q1 202396
Q2 202398

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 35 bought or addedQ4 22: 50 cut or sold outQ4 22Q1 23: 35 bought or addedQ1 23: 38 cut or sold outQ1 23Q2 23: 21 bought or addedQ2 23: 40 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223550
Q1 20233538
Q2 20232140

Biggest buyers

Karpus Management, Inc. Added +401,820+401.8k
HighTower Advisors, LLC Added +217,412+217.4k
Logan Stone Capital, LLC Added +85,771+85.8k
Hennion & Walsh Asset Management, Inc. Added +55,392+55.4k
AQR Arbitrage LLC Added +55,369+55.4k
Penserra Capital Management LLC Added +35,474+35.5k
RMR Wealth Builders Added +29,788+29.8k
Fort Point Capital Partners LLC New +17,236+17.2k
DEUTSCHE BANK AG\ New +14,500+14.5k
JOHNSON INVESTMENT COUNSEL INC New +13,110+13.1k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -177,715-177.7k
MacKay Shields LLC Reduced -76,304-76.3k
OSAIC HOLDINGS, INC. Reduced -60,523-60.5k
RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -34,218-34.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -30,597-30.6k
Aviance Capital Partners, LLC Sold out -30,587-30.6k
Saba Capital Management, L.P. Reduced -27,540-27.5k
AVANTAX ADVISORY SERVICES, INC. Reduced -26,766-26.8k
Next Capital Management LLC Reduced -23,000-23.0k
Steward Partners Investment Advisory, LLC Reduced -21,800-21.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2026-07-27 5.3% new 4.6m≈ $49.7m 2026-07-27

Fell to 5% or below in the last year: Karpus Management, Inc. (4.0%, 2026-01-07)

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 0 buyingQ4 21: 0 sellingQ4 21Q1 22: 0 buyingQ1 22: 0 sellingQ2 22: 1 buyingQ2 22: 1 sellingQ2 22Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 1 buyingQ4 22: 1 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20210—0——
Q4 20210—0——
Q1 20220—0——
Q2 20221$478.8k1$487.0k—
Q3 20220—0——
Q4 20221$450.4k1$420.8k—
Q1 20230—0——
Q2 20230—0——

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Karpus Management, Inc. 5.02% of their portfolio Pittsford, NY 15,422,05315.4m $159.6m $159.6m 5.02% Added +401.8k +401,820
2 Hennion & Walsh Asset Management, Inc. 0.52% of their portfolio Parsippany, NJ 849,226849.2k $8.8m $8.8m 0.52% Added +55.4k +55,392
3 Claybrook Capital, LLC 4.38% of their portfolio WELLESLEY, MA 792,367792.4k $8.2m $8.2m 4.38% Unchanged
4 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 647,506647.5k $6.7m $6.7m 0.01% Added +217.4k +217,412
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 639,678639.7k $6.6m $6.6m 0.00% Added +7.5k +7,461
6 Penserra Capital Management LLC 0.12% of their portfolio ORINDA, CA 569,083569.1k $5.9m $5.9m 0.12% Added +35.5k +35,474
7 MacKay Shields LLC 0.16% of their portfolio New York, NY 561,758561.8k $5.8m $5.8m 0.16% Reduced -76.3k -76,304
8 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 519,881519.9k $5.4m $5.4m 0.04% Reduced -14.5k -14,451
9 Dakota Wealth Management 0.19% of their portfolio PALM BEACH GARDENS, FL 385,495385.5k $4.0m $4.0m 0.19% Added +3.0k +3,000
10 Frisch Financial Group, Inc. 1.72% of their portfolio MELVILLE, NY 347,389347.4k $3.6m $3.6m 1.72% Reduced -16.3k -16,305
11 Logan Stone Capital, LLC 1.16% of their portfolio CHICAGO, IL 330,314330.3k $3.4m $3.4m 1.16% Added +85.8k +85,771
12 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 300,749300.7k $3.1m $3.1m 0.00% Unchanged
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 264,127264.1k $2.7m $2.7m 0.00% Reduced -177.7k -177,715
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 213,831213.8k $2.2m $2.2m 0.00% Reduced -3.0k -2,956
15 AQR Arbitrage LLC 0.09% of their portfolio Greenwich, CT 204,656204.7k $2.1m $2.1m 0.09% Added +55.4k +55,369
16 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.11% of their portfolio WEST PALM BEACH, FL 204,033204.0k $2.1m $2.1m 0.11% Reduced -34.2k -34,218
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 203,176203.2k $2.1m $2.1m 0.00% Reduced -8.4k -8,374
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 196,587196.6k $2.0m $2.0m 0.00% Added +4.0k +3,973
19 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 184,928184.9k $1.9m $1.9m 0.00% Unchanged
20 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 163,179163.2k $1.7m $1.7m 0.01% First filing
21 ROBINSON CAPITAL MANAGEMENT, LLC 0.73% of their portfolio GROSSE POINTE FARMS, MI 158,705158.7k $1.6m $1.6m 0.73% Unchanged
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 152,890152.9k $1.6m $1.6m 0.00% Reduced -2.0k -2,025
23 Tortoise Investment Management, LLC 0.20% of their portfolio WHITE PLAINS, NY 132,120132.1k $1.4m $1.4m 0.20% Added +7.0k +6,961
24 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 131,213131.2k $1.4m $1.4m 0.00% Reduced -15 -15
25 SIT INVESTMENT ASSOCIATES INC 0.03% of their portfolio Minneapolis, MN 102,463102.5k $1.1m $1.1m 0.03% Unchanged
26 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 97,11497.1k $1.0m $1.0m 0.01% Reduced -26.8k -26,766
27 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 85,33485.3k $883.0k $883.0k 0.00% Reduced -7.9k -7,874
28 Narwhal Capital Management 0.09% of their portfolio MARIETTA, GA 71,71771.7k $742.3k $742.3k 0.09% Reduced -146 -146
29 Westchester Capital Management, LLC 0.02% of their portfolio VALHALLA, NY 69,77469.8k $722.2k $722.2k 0.02% Unchanged
30 HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 66,89666.9k $692.4k $692.4k 0.01% Unchanged
31 Next Capital Management LLC 0.32% of their portfolio NEW YORK, NY 66,70466.7k $690.4k $690.4k 0.32% Reduced -23.0k -23,000
32 RMR Wealth Builders 0.12% of their portfolio Montclair, NJ 66,38366.4k $689.4k $689.4k 0.12% Added +29.8k +29,788
33 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 64,63164.6k $669.0k $669.0k 0.00% Reduced -3.7k -3,722
34 Bridgewater Advisors Inc. 0.13% of their portfolio NEW YORK, NY 62,42662.4k $646.1k $646.1k 0.13% Unchanged
35 Realta Investment Advisors 0.13% of their portfolio WILMINGTON, DE 55,55155.6k $575.0k $575.0k 0.13% Added +517 +517
36 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 54,48354.5k $563.9k $563.9k 0.00% Unchanged
37 Mathes Company, Inc. 0.24% of their portfolio New York, NY 54,00054.0k $559.0k $559.0k 0.24% First filing
38 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 51,75651.8k $536.0k $536.0k 0.00% Added +11.8k +11,826
39 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 48,38548.4k $501.0k $501.0k 0.00% Unchanged
40 Ascent Wealth Partners, LLC 0.09% of their portfolio NEW HARTFORD, NY 48,24748.2k $499.4k $499.4k 0.09% Unchanged
41 Stockman Wealth Management, Inc. 0.09% of their portfolio BILLINGS, MT 40,86240.9k $422.9k $422.9k 0.09% Unchanged
42 Herold Advisors, Inc. 0.13% of their portfolio New York, NY 40,35140.4k $417.6k $417.6k 0.13% Reduced -827 -827
43 David J Yvars Group 0.32% of their portfolio UNIVERSITY PARK, FL 37,05037.0k $383.5k $383.5k 0.32% Unchanged
44 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 34,68834.7k $359.0k $359.0k 0.00% Reduced -770 -770
45 Family Manage LLC 0.07% of their portfolio NEW YORK, NY 32,94932.9k $341.0k $341.0k 0.07% Unchanged
46 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 32,27532.3k $334.0k $334.0k 0.00% Reduced -60.5k -60,523
47 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 31,06131.1k $322.6k $322.6k 0.00% Added +308 +308
48 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 30,26530.3k $313.0k $313.0k 0.01% Reduced -10 -10
49 Mariner, LLC 0.00% of their portfolio Overland Park, KS 30,25830.3k $313.2k $313.2k 0.00% Reduced -695 -695
50 Saba Capital Management, L.P. 0.01% of their portfolio NEW YORK, NY 29,81429.8k $308.6k $308.6k 0.01% Reduced -27.5k -27,540
51 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 29,73929.7k $307.8k $307.8k 0.00% Added +10.4k +10,401
52 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 26,68326.7k $276.2k $276.2k 0.00% Reduced -242 -242
53 STALEY CAPITAL ADVISERS INC 0.01% of their portfolio PITTSBURGH, PA 26,50026.5k $274.3k $274.3k 0.01% Unchanged
54 Wellspring Financial Advisors, LLC 0.08% of their portfolio CLEVELAND, OH 25,99626.0k $269.1k $269.1k 0.08% Unchanged
55 PINNACLE ASSOCIATES LTD 0.00% of their portfolio NEW YORK, NY 25,65925.7k $265.6k $265.6k 0.00% Unchanged
56 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 25,47225.5k $263.6k $263.6k 0.03% Reduced -787 -787
57 Wealthspire Advisors, LLC 0.00% of their portfolio NEW YORK, NY 23,63623.6k $244.6k $244.6k 0.00% Unchanged
58 AJ WEALTH STRATEGIES, LLC 0.01% of their portfolio NEW YORK, NY 23,00623.0k $238.1k $238.1k 0.01% Unchanged
59 NAPLES GLOBAL ADVISORS, LLC 0.02% of their portfolio NAPLES, FL 20,05020.1k $208.2k $208.2k 0.02% Reduced -4.6k -4,600
60 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 19,97320.0k $206.7k $206.7k 0.00% Unchanged
61 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 19,88919.9k $205.9k $205.9k 0.00% Reduced -2.0k -2,039
62 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 17,81917.8k $184.4k $184.4k 0.00% Reduced -900 -900
63 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 17,77917.8k $184.0k $184.0k 0.00% Reduced -5.0k -5,009
64 Fort Point Capital Partners LLC 0.03% of their portfolio San Francisco, CA 17,23617.2k $178.4k $178.4k 0.03% New
65 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 16,66816.7k $172.5k $172.5k 0.00% Reduced -485 -485
66 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 15,90015.9k $164.6k $164.6k 0.01% Reduced -2.6k -2,636
67 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 14,50014.5k $150.1k $150.1k 0.00% New
68 NorthCrest Asset Manangement, LLC 0.01% of their portfolio PLYMOUTH, MN 14,24914.2k $147.5k $147.5k 0.01% Unchanged
69 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 13,97214.0k $144.6k $144.6k 0.00% Reduced -164 -164
70 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 13,77513.8k $142.6k $142.6k 0.00% Reduced -21.8k -21,800
71 JOHNSON INVESTMENT COUNSEL INC 0.00% of their portfolio Cincinnati, OH 13,11013.1k $135.7k $135.7k 0.00% New
72 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 12,78112.8k $132.0k $132.0k 0.00% New
73 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 12,32912.3k $127.6k $127.6k 0.00% Unchanged
74 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 12,00012.0k $124.6k $124.6k 0.00% Unchanged
75 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 11,80011.8k $122.0k $122.0k 0.00% Unchanged
76 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 11,80011.8k $122.1k $122.1k 0.00% Reduced -600 -600
77 Constitution Capital LLC 0.07% of their portfolio SHELTON, CT 11,40011.4k $118.0k $118.0k 0.07% Unchanged
78 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 10,50410.5k $108.7k $108.7k 0.00% New
79 Onyx Bridge Wealth Group LLC 0.03% of their portfolio TARRYTOWN, NY 10,18610.2k $105.4k $105.4k 0.03% Reduced -1.2k -1,166
80 Strategic Advisors LLC 0.02% of their portfolio New York, NY 10,12310.1k $104.8k $104.8k 0.02% Unchanged
81 Leisure Capital Management 0.06% of their portfolio COSTA MESA, CA 10,08310.1k $104.4k $104.4k 0.06% New
82 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 10,00010.0k $103.5k $103.5k 0.01% Unchanged
83 SOA Wealth Advisors, LLC. 0.02% of their portfolio NEW YORK, NY 9,2259.2k $95.5k $95.5k 0.02% Unchanged
84 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 7,4587.5k $77.2k $77.2k 0.00% Reduced -11.2k -11,234
85 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 6,2906.3k $65.1k $65.1k 0.01% Unchanged
86 BROWN, LISLE/CUMMINGS, INC. 0.02% of their portfolio PROVIDENCE, RI 5,0365.0k $52.1k $52.1k 0.02% Unchanged
87 Concord Wealth Partners 0.01% of their portfolio ABINGDON, VA 4,9845.0k $51.6k $51.6k 0.01% Unchanged
88 WealthPLAN Partners, LLC 0.01% of their portfolio OMAHA, NE 3,8383.8k $39.7k $39.7k 0.01% Unchanged
89 TRUST CO OF VERMONT 0.00% of their portfolio BRATTLEBORO, VT 3,3553.4k $34.7k $34.7k 0.00% Unchanged
90 Carmichael Hill & Associates, Inc. 0.01% of their portfolio GAITHERSBURG, MD 2,6672.7k $27.6k $27.6k 0.01% Unchanged
91 Washington Trust Advisors, Inc. 0.00% of their portfolio WELLESLEY, MA 2,0772.1k $21.5k $21.5k 0.00% Unchanged
92 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,8061.8k $18.7k $18.7k 0.00% Unchanged
93 M&R CAPITAL MANAGEMENT INC 0.00% of their portfolio SUMMIT, NJ 1,6001.6k $16.6k $16.6k 0.00% Unchanged
94 FNY Investment Advisers, LLC 0.01% of their portfolio NEW YORK, NY 1,1001.1k $11.0k $11.0k 0.01% Unchanged
95 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 500500 $5.0k $5.0k 0.00% Reduced -8.0k -8,000
96 Key Financial Inc 0.00% of their portfolio WEST CHESTER, PA 489489 $5.1k $5.1k 0.00% Unchanged
97 VALLEY WEALTH MANAGERS, INC. 0.00% of their portfolio PARAMUS, NJ 457457 $4.7k $4.7k 0.00% Unchanged
98 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged