NUVEEN CALIFORNIA AMT QLT MU XNCMX
COM · Closed-End Fund · CUSIP 670651108
65
institutional holders
-5 vs Q1 2024
7.3m
shares reported held*
$91.1mreported value*
4 new
21 added
19 reduced
9 sold out
net sold ≈ $60.6m (-4.8m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.52.
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 57 |
| Q4 2022 | 64 |
| Q1 2023 | 69 |
| Q2 2023 | 65 |
| Q3 2023 | 62 |
| Q4 2023 | 69 |
| Q1 2024 | 70 |
| Q2 2024 | 65 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 33 | 21 |
| Q1 2023 | 36 | 28 |
| Q2 2023 | 27 | 29 |
| Q3 2023 | 23 | 27 |
| Q4 2023 | 28 | 27 |
| Q1 2024 | 30 | 32 |
| Q2 2024 | 25 | 28 |
Biggest buyers
| GUGGENHEIM CAPITAL LLC | Added | +110.7k |
| WELLS FARGO & COMPANY/MN | Added | +54.0k |
| UBS Group AG | Added | +30.0k |
| Advisors Asset Management, Inc. | Added | +23.2k |
| COMMONWEALTH EQUITY SERVICES, LLC | New | +10.5k |
| Leisure Capital Management | Added | +7.8k |
| Apriem Advisors | Added | +5.0k |
| Pure Financial Advisors, LLC | Added | +3.8k |
| RAYMOND JAMES & ASSOCIATES | Added | +2.7k |
| Van Hulzen Asset Management, LLC | Added | +2.4k |
Biggest sellers
| MORGAN STANLEY | Reduced | -4.2m |
| Fiera Capital Corp | Reduced | -134.8k |
| EVOKE WEALTH, LLC | Reduced | -129.8k |
| AQR Arbitrage LLC | Reduced | -121.5k |
| Logan Stone Capital, LLC | Sold out | -113.2k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Sold out | -81.1k |
| Blue Zone Wealth Advisors, LLC | Reduced | -46.7k |
| Bank of New York Mellon Corp | Sold out | -44.7k |
| OSAIC HOLDINGS, INC. | Reduced | -30.2k |
| NAPA WEALTH MANAGEMENT | Reduced | -29.6k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| MORGAN STANLEY 13G · institution new · filed 2025-05-06 | 5.1% |
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 2.1m $26.1m | Reduced -4.2m |
| GUGGENHEIM CAPITAL LLC 0.10% of their portfolio | 1.1m $13.6m | Added +110.7k |
| Hennion & Walsh Asset Management, Inc. 0.30% of their portfolio | 470.1k $5.9m | Reduced -27.8k |
| Advisors Asset Management, Inc. 0.11% of their portfolio | 455.9k $5.7m | Added +23.2k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 340.5k $4.3m | Added +54.0k |
| Fiera Capital Corp 0.01% of their portfolio | 280.4k $3.5m | Reduced -134.8k |
| REGATTA CAPITAL GROUP, LLC 0.58% of their portfolio | 215.6k $2.7m | Unchanged |
| Leisure Capital Management 1.05% of their portfolio | 180.9k $2.3m | Added +7.8k |
| AQR Arbitrage LLC 0.06% of their portfolio | 173.6k $2.2m | Reduced -121.5k |
| UBS Group AG 0.00% of their portfolio | 173.2k $2.2m | Added +30.0k |
| Mariner, LLC 0.00% of their portfolio | 148.5k $1.9m | Reduced -4.5k |
| Blue Zone Wealth Advisors, LLC 0.63% of their portfolio | 146.4k $1.8m | Reduced -46.7k |
| LPL Financial LLC 0.00% of their portfolio | 138.4k $1.7m | Added +2.3k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 106.5k $1.3m | Added +2.0k |
| WEDBUSH SECURITIES INC 0.04% of their portfolio | 83.2k $1.0m | Added +48 |
| MYECFO, LLC 0.55% of their portfolio | 76.8k $961.2k | Reduced -762 |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 73.0k $912.8k | Added +2.7k |
| MKT Advisors LLC 0.45% of their portfolio | 71.6k $914.4k | Added +293 |
| Allianz Asset Management GmbH 0.00% of their portfolio | 70.1k $877.0k | Unchanged |
| NAPA WEALTH MANAGEMENT 0.59% of their portfolio | 69.4k $867.8k | Reduced -29.6k |
| Rareview Capital LLC 0.78% of their portfolio | 64.9k $812.1k | Added +38 |
| Apriem Advisors 0.09% of their portfolio | 56.4k $706.1k | Added +5.0k |
| NINE MASTS CAPITAL Ltd 0.21% of their portfolio | 53.8k $673.2k | Reduced -25.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 40.0k $501.0k | Added +2.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 38.8k $485.2k | Added +1.2k |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 36.3k $454.3k | Added +449 |
| Diligent Investors, LLC 0.10% of their portfolio | 33.0k $412.8k | Reduced -21.9k |
| Pacific Wealth Strategies Group, Inc. 0.34% of their portfolio | 32.8k $410.3k | Reduced -297 |
| Cetera Investment Advisers 0.00% of their portfolio | 32.5k $406.8k | Reduced -8.7k |
| LAZARI CAPITAL MANAGEMENT, INC. 0.16% of their portfolio | 28.8k $359.8k | Unchanged |
| Van Hulzen Asset Management, LLC 0.02% of their portfolio | 26.1k $326.0k | Added +2.4k |
| Castle Rock Wealth Management, LLC 0.08% of their portfolio | 25.2k $319.2k | Added +3 |
| Cerity Partners LLC 0.00% of their portfolio | 22.0k $275.8k | Unchanged |
| Strait & Sound Wealth Management LLC 0.14% of their portfolio | 22.0k $274.8k | Unchanged |
| EVOKE WEALTH, LLC 0.39% of their portfolio | 21.3k $268.2k | Reduced -129.8k |
| Pure Financial Advisors, LLC 0.01% of their portfolio | 20.9k $261.6k | Added +3.8k |
| Creative Planning 0.00% of their portfolio | 20.9k $261.3k | Added +57 |
| EHRLICH FINANCIAL GROUP 0.18% of their portfolio | 18.5k $231.8k | Added +23 |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 18.5k $242.9k | Reduced -9.7k |
| Core Wealth Partners LLC 0.16% of their portfolio | 18.4k $230.5k | Unchanged |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 17.8k $222.1k | Reduced -15.0k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 17.1k $214.0k | Unchanged |
| Perigon Wealth Management, LLC 0.01% of their portfolio | 16.9k $212.0k | Unchanged |
| Snowden Capital Advisors LLC 0.01% of their portfolio | 15.7k $197.7k | Reduced -2.4k |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 15.3k $190.9k | Reduced -5.4k |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 14.5k $182.5k | Unchanged |
| CAMELOT TECHNOLOGY ADVISORS, INC. 0.17% of their portfolio | 14.5k $181.4k | Unchanged |
| Mutual Advisors, LLC 0.01% of their portfolio | 14.0k $177.2k | Unchanged |
| NOMURA HOLDINGS INC 0.00% of their portfolio | 13.9k $173.6k | Unchanged |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 13.7k $170.8k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 10.5k $132.0k | New |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 10.4k $129.9k | Added +56 |
| FLC Capital Advisors 0.03% of their portfolio | 10.0k $125.1k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 8.5k $106.6k | Reduced -30.2k |
| COMERICA BANK 0.00% of their portfolio | 3.0k $37.5k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 3.0k $37.5k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 3.0k $38.0k | Unchanged |
| UMB Bank, n.a. 0.00% of their portfolio | 1.2k $14.5k | Reduced -649 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio | 1.0k $12.5k | New |
| 1620 INVESTMENT ADVISORS, INC. 0.01% of their portfolio | 536 $6.7k | New |
| Westside Investment Management, Inc. 0.00% of their portfolio | 334 $4.2k | Unchanged |
| CIBC Private Wealth Group LLC 0.00% of their portfolio | 208 $2.7k | New |
| WHITTIER TRUST CO 0.00% of their portfolio | 200 $2.5k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 3 $38 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |