Vault-13

NUTANIX INC NTNX 0.25 10.01.27

NOTE 0.250%10/0 · US DOMESTIC · CUSIP 67059NAH1

39 institutional holders -5 vs Q1 2023
44,107,89644.1m shares reported held*
$478.5mreported value*
3 new 15 added 8 reduced 8 sold out net bought ≈ $16.7m (-1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $10.98.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q4 22: 44Q1 23: 44Q2 23: 3939Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q4 202244
Q1 202344
Q2 202339

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 21 bought or addedQ1 23: 20 cut or sold outQ1 23Q2 23: 18 bought or addedQ2 23: 16 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q1 20232120
Q2 20231816

Biggest buyers

Linden Advisors LP Added +24,000,000+24.0m
MILLENNIUM MANAGEMENT LLC New +10,000,000+10.0m
SONA ASSET MANAGEMENT (US) LLC Added +9,625,000+9.6m
SILVERBACK ASSET MANAGEMENT LLC Added +6,000,000+6.0m
JPMORGAN CHASE & CO New +5,498,000+5.5m
Point72 Asset Management, L.P. Added +5,000,000+5.0m
STATE STREET CORP Added +3,900,000+3.9m
Calamos Advisors LLC Added +3,500,000+3.5m
BANK OF AMERICA CORP /DE/ Added +3,255,000+3.3m
WELLINGTON MANAGEMENT GROUP LLP Added +1,133,000+1.1m

Biggest sellers

CITADEL ADVISORS LLC Sold out -15,965,000-16.0m
LAZARD ASSET MANAGEMENT LLC Reduced -7,500,000-7.5m
CSS LLC/IL Reduced -6,500,000-6.5m
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -5,654,000-5.7m
AVIVA PLC Sold out -4,040,000-4.0m
LMR Partners LLP Sold out -4,000,000-4.0m
WOLVERINE ASSET MANAGEMENT LLC Reduced -3,500,000-3.5m
Aequim Alternative Investments LP Sold out -3,500,000-3.5m
READYSTATE ASSET MANAGEMENT LP Sold out -1,500,000-1.5m
Segantii Capital Management Ltd Reduced -1,500,000-1.5m

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Linden Advisors LP 0.91% of their portfolio New York, NY 102,180,000102.2m $87.0m $87.0m 0.91% Added +24.0m +24,000,000
2 VOYA INVESTMENT MANAGEMENT LLC 0.08% of their portfolio ATLANTA, GA 90,035,00090.0m $76.6m $76.6m 0.08% Unchanged
3 ADVENT CAPITAL MANAGEMENT /DE/ 1.06% of their portfolio NEW YORK, NY 62,375,00062.4m $53.1m $53.1m 1.06% Reduced -5.7m -5,654,000
4 Polar Capital Holdings Plc 0.21% of their portfolio London, X0 36,010,00036.0m $30.6m $30.6m 0.21% Unchanged
5 WOLVERINE ASSET MANAGEMENT LLC 0.55% of their portfolio CHICAGO, IL 34,454,00034.5m $29.3m $29.3m 0.55% Reduced -3.5m -3,500,000
6 TENOR CAPITAL MANAGEMENT Co., L.P. 0.54% of their portfolio NEW YORK, NY 30,000,00030.0m $25.6m $25.6m 0.54% Unchanged
7 SONA ASSET MANAGEMENT (US) LLC 5.49% of their portfolio NEW YORK, NY 27,625,00027.6m $23.5m $23.5m 5.49% Added +9.6m +9,625,000
8 Calamos Advisors LLC 0.10% of their portfolio NAPERVILLE, IL 23,960,00024.0m $20.4m $20.4m 0.10% Added +3.5m +3,500,000
9 Lynrock Lake LP 0.57% of their portfolio RYE BROOK, NY 16,000,00016.0m $13.6m $13.6m 0.57% Unchanged
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 15,504,00015.5m $13.2m $13.2m 0.00% Added +3.9m +3,900,000
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 13,000,00013.0m $11.0m $11.0m 0.00% Unchanged
12 SILVERBACK ASSET MANAGEMENT LLC 1.32% of their portfolio DURHAM, NC 11,341,00011.3m $9.7m $9.7m 1.32% Added +6.0m +6,000,000
13 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 10,000,00010.0m $8.5m $8.5m 0.01% New
14 Segantii Capital Management Ltd 0.43% of their portfolio HONG KONG, K3 8,500,0008.5m $7.3m $7.3m 0.43% Reduced -1.5m -1,500,000
15 Blackstone Inc. 0.03% of their portfolio NEW YORK, NY 8,000,0008.0m $6.8m $6.8m 0.03% Unchanged
16 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 7,572,0007.6m $6.4m $6.4m 0.01% Reduced -402.0k -402,000
17 Point72 Asset Management, L.P. 0.02% of their portfolio STAMFORD, CT 7,500,0007.5m $6.4m $6.4m 0.02% Added +5.0m +5,000,000
18 DeepCurrents Investment Group LLC 0.20% of their portfolio NEW YORK, NY 5,500,0005.5m $4.7m $4.7m 0.20% Unchanged
19 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,498,0005.5m $4.7m $4.7m 0.00% New
20 Paloma Partners Management Co 0.96% of their portfolio GREENWICH, CT 4,875,0004.9m $4.2m $4.2m 0.96% Added +375.0k +375,000
21 OAKTREE CAPITAL MANAGEMENT LP 0.06% of their portfolio LOS ANGELES, CA 4,798,0004.8m $4.1m $4.1m 0.06% Added +600.0k +600,000
22 BlackRock Inc. 0.00% of their portfolio New York, NY 3,400,0003.4m $2.9m $2.9m 0.00% Added +125.0k +125,000
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,290,0003.3m $2.8m $2.8m 0.00% Added +3.3m +3,255,000
24 CSS LLC/IL 0.20% of their portfolio CHICAGO, IL 3,000,0003.0m $2.6m $2.6m 0.20% Reduced -6.5m -6,500,000
25 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 2,500,0002.5m $2.1m $2.1m 0.00% Reduced -7.5m -7,500,000
26 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,200,0002.2m $1.9m $1.9m 0.00% Added +1.0m +1,000,000
27 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 1,825,0001.8m $1.5m $1.5m 0.00% Added +1.1m +1,133,000
28 Jefferies Financial Group Inc. 0.01% of their portfolio NEW YORK, NY 564,000564.0k $483.6k $483.6k 0.01% Added +400.0k +400,000
29 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 400,000400.0k $343.0k $343.0k 0.00% New
30 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 293,000293.0k $251.3k $251.3k 0.00% Added +135.0k +135,000
31 Amundi 0.00% of their portfolio Paris, I0 160,000160.0k $135.6k $135.6k 0.00% Unchanged
32 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 80,00080.0k $67.7k $67.7k 0.00% Unchanged
33 Oaktree Fund Advisors, LLC 0.04% of their portfolio LOS ANGLES, CA 52,00052.0k $44.2k $44.2k 0.04% Unchanged
34 LOOMIS SAYLES & CO L P 0.00% of their portfolio BOSTON, MA 45,89645.9k $1.3m $1.3m 0.00% Reduced -155.7k -155,699
35 K2 PRINCIPAL FUND, L.P. 3.54% of their portfolio TORONTO, A6 13,00013.0k $11.1m $11.1m 3.54% Unchanged
36 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 13,00013.0k $11.0k $11.0k 0.00% Reduced -8.0k -8,000
37 Verition Fund Management LLC 0.15% of their portfolio GREENWICH, CT 11,65511.7k $9.9m $9.9m 0.15% Added +2.6k +2,650
38 UBS Group AG 0.00% of their portfolio ZURICH, V8 11,00011.0k $9.3k $9.3k 0.00% Unchanged
39 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged