Vault-13

NUTANIX INC NTNX 0 01.15.23

NOTE 1/1 · US DOMESTIC · CUSIP 67059NAB4

17 institutional holders -1 vs Q3 2022
5,009,5005.0m shares reported held*
$139.8mreported value*
2 new 2 added 2 reduced 4 sold out net sold ≈ $26.5m (-5.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($14.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.74.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 18Q4 22: 1717Q3 22Q4 22
Numbers
QuarterHolders
Q3 202218
Q4 202217

Biggest buyers

PALISADE CAPITAL MANAGEMENT, LP New +5,578,000+5.6m
OAKTREE CAPITAL MANAGEMENT LP Added +2,636,000+2.6m
PIPER SANDLER & CO. Added +14,000+14.0k
NOMURA HOLDINGS INC New +102+102

Biggest sellers

Diameter Capital Partners LP Sold out -15,000,000-15.0m
Verition Fund Management LLC Reduced -14,287,000-14.3m
PALISADE CAPITAL MANAGEMENT, LP Sold out -5,592,000-5.6m
MORGAN STANLEY Sold out -3,335,000-3.3m
CITIGROUP INC Sold out -31,000-31.0k
TENOR CAPITAL MANAGEMENT Co., L.P. Reduced -8,000-8.0k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 DeepCurrents Investment Group LLC 2.15% of their portfolio NEW YORK, NY 50,925,00050.9m $50.6m $50.6m 2.15% Unchanged
2 OAKTREE CAPITAL MANAGEMENT LP 0.29% of their portfolio LOS ANGELES, CA 26,526,00026.5m $26.4m $26.4m 0.29% Added +2.6m +2,636,000
3 TENOR CAPITAL MANAGEMENT Co., L.P. 0.37% of their portfolio NEW YORK, NY 15,383,00015.4m $15.3m $15.3m 0.37% Reduced -8.0k -8,000
4 Parallax Volatility Advisers, L.P. 0.38% of their portfolio San Francisco, CA 15,000,00015.0m $14.8m $14.8m 0.38% Unchanged
5 Verition Fund Management LLC 0.28% of their portfolio GREENWICH, CT 14,287,00014.3m $14.2m $14.2m 0.28% Reduced -14.3m -14,287,000
6 Opti Capital Management, LP 0.60% of their portfolio New York, NY 6,992,0007.0m $7.0m $7.0m 0.60% Unchanged
7 PALISADE CAPITAL MANAGEMENT, LP 0.15% of their portfolio FORT LEE, NJ 5,578,0005.6m $5.6m $5.6m 0.15% New
8 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.02% of their portfolio Paris, I0 5,000,0005.0m $5.0m $5.0m 0.02% Unchanged
9 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,157,0003.2m $3.2m $3.2m 0.00% Unchanged
10 PIPER SANDLER & CO. 1.94% of their portfolio MINNEAPOLIS, MN 1,902,0001.9m $1.9m $1.9m 1.94% Added +14.0k +14,000
11 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 52,00052.0k $51.2k $51.2k 0.00% First filing
12 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 9,5009.5k $9.4m $9.4m 0.01% Unchanged
13 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 5,9205.9k $597.0k $597.0k 0.01% Unchanged
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,0002.0k $2.0k $2.0k 0.00% Unchanged
15 Amundi 0.00% of their portfolio Paris, I0 2,0002.0k $2.0k $2.0k 0.00% Unchanged
16 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 102102 $0 $0 0.00% New
17 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged