Vault-13

NOVONIX LIMITED

SPONSORED ADS · CUSIP 67010L100

26 institutional holders -6 vs Q1 2026
3,407,3513.4m shares reported held*
$1.6mreported value*
3 new 2 added 12 reduced 9 sold out net sold ≈ $612.5k (-1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.46. Options: 5 managers hold calls ($79.7k notional), 1 hold puts ($1.6k).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 7Q4 22: 9Q1 23: 10Q2 23: 9Q3 23: 9Q4 23: 15Q1 24: 15Q2 24: 18Q3 24: 18Q4 24: 18Q1 25: 14Q2 25: 22Q3 25: 26Q4 25: 33Q1 26: 32Q2 26: 2626Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 20227
Q4 20229
Q1 202310
Q2 20239
Q3 20239
Q4 202315
Q1 202415
Q2 202418
Q3 202418
Q4 202418
Q1 202514
Q2 202522
Q3 202526
Q4 202533
Q1 202632
Q2 202626

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 6 bought or addedQ3 24: 7 cut or sold outQ4 24: 8 bought or addedQ4 24: 9 cut or sold outQ4 24Q1 25: 3 bought or addedQ1 25: 8 cut or sold outQ2 25: 13 bought or addedQ2 25: 4 cut or sold outQ2 25Q3 25: 14 bought or addedQ3 25: 7 cut or sold outQ4 25: 21 bought or addedQ4 25: 14 cut or sold outQ4 25Q1 26: 18 bought or addedQ1 26: 20 cut or sold outQ2 26: 5 bought or addedQ2 26: 21 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202467
Q4 202489
Q1 202538
Q2 2025134
Q3 2025147
Q4 20252114
Q1 20261820
Q2 2026521

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 25 calls: $27.0kQ3 25 puts: $0Q3 25P/C 0.00Q4 25 calls: $1.5mQ4 25 puts: $97.0kQ4 25P/C 0.06Q1 26 calls: $543.1kQ1 26 puts: $109.8kQ1 26P/C 0.20Q2 26 calls: $79.7kQ2 26 puts: $1.6kQ2 26P/C 0.02
Numbers
QuarterCallsPutsP/C
Q3 2025$27.0k$00.00
Q4 2025$1.5m$97.0k0.06
Q1 2026$543.1k$109.8k0.20
Q2 2026$79.7k$1.6k0.02

Biggest buyers

Virtu Financial LLC New +49,802+49.8k
BANK OF AMERICA CORP /DE/ Added +31,689+31.7k
GEODE CAPITAL MANAGEMENT, LLC New +26,408+26.4k
GK Wealth Management LLC New +25,375+25.4k
SIMPLEX TRADING, LLC Added +1,134+1.1k

Biggest sellers

UBS Group AG Reduced -311,324-311.3k
XTX Topco Ltd Reduced -260,129-260.1k
CITADEL ADVISORS LLC Reduced -145,894-145.9k
SmartHarvest Portfolios, LLC Sold out -144,801-144.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -120,306-120.3k
Independent Advisor Alliance Sold out -110,888-110.9k
JANE STREET GROUP, LLC Reduced -78,840-78.8k
MILLENNIUM MANAGEMENT LLC Sold out -67,486-67.5k
Vanguard Personalized Indexing Management, LLC Reduced -66,770-66.8k
HRT FINANCIAL LP Sold out -54,446-54.4k

Biggest calls

CITADEL ADVISORS LLC Reduced $41.8k90.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $12.5k27.2k shares
IMC-Chicago, LLC Reduced $10.5k22.9k shares
SIMPLEX TRADING, LLC Reduced $9.5k20.6k shares
GROUP ONE TRADING LLC Reduced $5.3k11.6k shares

Biggest puts

SIMPLEX TRADING, LLC Unchanged $1.6k3.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,241,5801.2m $571.1k $571.1k 0.00% Reduced -311.3k -311,324
2 Forest Avenue Capital Management LP 0.02% of their portfolio MIAMI, FL 1,189,7711.2m $547.3k $547.3k 0.02% Reduced -9.6k -9,627
3 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 197,498197.5k $90.8k $90.8k 0.00% Reduced -9.8k -9,820
4 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 125,682125.7k $52.2k $52.2k 0.00% Reduced -78.8k -78,840
5 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 120,507120.5k $55.4k $55.4k 0.00% Reduced -145.9k -145,894
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 108,300108.3k $49.8k $49.8k 0.00% Added +31.7k +31,689
7 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 107,736107.7k $49.6k $49.6k 0.00% Reduced -260.1k -260,129
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 63,18863.2k $29.1k $29.1k 0.00% Reduced -8.8k -8,850
9 Virtu Financial LLC 0.00% of their portfolio New York, NY 49,80249.8k $23.0k $23.0k 0.00% New
10 Vanguard Personalized Indexing Management, LLC 0.00% of their portfolio OAKLAND, CA 42,32742.3k $19.5k $19.5k 0.00% Reduced -66.8k -66,770
11 Southeast Asset Advisors, LLC 0.00% of their portfolio THOMASVILLE, GA 27,50027.5k $12.7k $12.7k 0.00% Unchanged
12 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 26,40826.4k $12.1k $12.1k 0.00% New
13 GK Wealth Management LLC 0.01% of their portfolio RENO, NV 25,37525.4k $11.7k $11.7k 0.01% New
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,38420.4k $9.4k $9.4k 0.00% Reduced -120.3k -120,306
15 Mariner, LLC 0.00% of their portfolio Overland Park, KS 11,93811.9k $5.5k $5.5k 0.00% Reduced -21.0k -20,970
16 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 11,62011.6k $5.3k $5.3k 0.00% Unchanged
17 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 11,10011.1k $5.1k $5.1k 0.00% Unchanged
18 Equita Financial Network, Inc. 0.00% of their portfolio FORT WASHINGTON, PA 10,00010.0k $4.6k $4.6k 0.00% Unchanged
19 GAMMA Investing LLC 0.00% of their portfolio FOSTER CITY, CA 5,4515.5k $2.5k $2.5k 0.00% Reduced -9.4k -9,390
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,5003.5k $1.6k $1.6k 0.00% Unchanged
21 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 3,4743.5k $1.6k $1.6k 0.00% Added +1.1k +1,134
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,8401.8k $846 $846 0.00% Reduced -10 -10
23 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 1,3691.4k $615 $615 0.00% Unchanged
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 730730 $0 $0 0.00% Unchanged
25 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 270270 $124 $124 0.00% Unchanged
26 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 11 $0 $0 0.00% Unchanged