Vault-13

NOVO-NORDISK A S NVO

ADR · ADR · CUSIP 670100205 · ISIN US6701002056

1,049 institutional holders +142 vs Q3 2022
142,614,813142.6m shares reported held*
$19.3bnreported value*
149 new 296 added 352 reduced 49 sold out net bought ≈ $646.6m (+4.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($119.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $135.30. Options: 18 managers hold calls ($255.3m notional), 12 hold puts ($142.3m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 907Q4 22: 1,0491,049Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022907
Q4 20221,049

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ3 22 calls: $183.1mQ3 22 puts: $124.6mQ3 22P/C 0.68Q4 22 calls: $255.3mQ4 22 puts: $142.3mQ4 22P/C 0.56
Numbers
QuarterCallsPutsP/C
Q3 2022$183.1m$124.6m0.68
Q4 2022$255.3m$142.3m0.56

Biggest buyers

FMR LLC Added +3,517,671+3.5m
MORGAN STANLEY Added +1,472,550+1.5m
MILLENNIUM MANAGEMENT LLC Added +1,116,580+1.1m
Nuveen Asset Management, LLC New +690,895+690.9k
Capital World Investors Added +669,955+670.0k
JENNISON ASSOCIATES LLC Added +524,276+524.3k
D. E. Shaw & Co., Inc. Added +500,902+500.9k
LORD, ABBETT & CO. LLC Added +444,648+444.6k
Clearbridge Investments, LLC Added +443,609+443.6k
DAVENPORT & Co LLC Added +391,397+391.4k

Biggest sellers

RENAISSANCE TECHNOLOGIES LLC Reduced -2,704,583-2.7m
FIRST TRUST ADVISORS LP Reduced -612,616-612.6k
BANK OF AMERICA CORP /DE/ Reduced -558,380-558.4k
GILDER GAGNON HOWE & CO LLC Reduced -396,460-396.5k
Fisher Asset Management, LLC Reduced -306,861-306.9k
1832 Asset Management L.P. Sold out -279,938-279.9k
Thrivent Financial for Lutherans Reduced -253,871-253.9k
SPHERA FUNDS MANAGEMENT LTD. Reduced -224,900-224.9k
LOOMIS SAYLES & CO L P Reduced -197,599-197.6k
Magnetar Financial LLC Reduced -196,499-196.5k

Biggest calls

CITADEL ADVISORS LLC Reduced $55.7m411.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $43.6m322.4k shares
JANE STREET GROUP, LLC Added $41.3m305.3k shares
PEAK6 Investments LLC Added $29.7m219.8k shares
SIMPLEX TRADING, LLC Added $19.3m142.6k shares
BARCLAYS PLC First filing $14.5m107.5k shares
Walleye Trading LLC Reduced $12.6m93.3k shares
Optiver Holding B.V. Added $11.7m86.3k shares
GROUP ONE TRADING LLC Added $10.6m78.4k shares
Twin Tree Management, LP Reduced $5.4m39.9k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $34.3m253.2k shares
Twin Tree Management, LP Added $31.1m230.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $30.3m223.6k shares
JANE STREET GROUP, LLC Reduced $15.1m111.9k shares
Optiver Holding B.V. Reduced $8.6m63.6k shares
SIMPLEX TRADING, LLC Reduced $7.1m52.1k shares
Walleye Trading LLC Reduced $6.0m44.0k shares
WOLVERINE TRADING, LLC Added $5.9m43.7k shares
PEAK6 Investments LLC Added $2.3m16.7k shares
SAL Trading, LLC New $1.1m8.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RENAISSANCE TECHNOLOGIES LLC 2.33% of their portfolio NEW YORK, NY 12,604,28812.6m $1.7bn $1.7bn 2.33% Reduced -2.7m -2,704,583
2 JENNISON ASSOCIATES LLC 1.57% of their portfolio NEW YORK, NY 11,454,78211.5m $1.6bn $1.6bn 1.57% Added +524.3k +524,276
3 Fisher Asset Management, LLC 0.83% of their portfolio PLANO, TX 9,026,0019.0m $1.2bn $1.2bn 0.83% Reduced -306.9k -306,861
4 BANK OF AMERICA CORP /DE/ 0.12% of their portfolio CHARLOTTE, NC 6,763,2566.8m $915.3m $915.3m 0.12% Reduced -558.4k -558,380
5 Capital International Investors 0.23% of their portfolio Los Angeles, CA 6,220,5756.2m $841.5m $841.5m 0.23% Reduced -59.3k -59,284
6 MORGAN STANLEY 0.08% of their portfolio NEW YORK, NY 5,212,3985.2m $705.4m $705.4m 0.08% Added +1.5m +1,472,550
7 Fayez Sarofim & Co 2.56% of their portfolio Houston, TX 5,116,3695.1m $692.4m $692.4m 2.56% Reduced -101.7k -101,735
8 LOOMIS SAYLES & CO L P 1.35% of their portfolio BOSTON, MA 4,979,7905.0m $674.0m $674.0m 1.35% Reduced -197.6k -197,599
9 BlackRock Inc. 0.02% of their portfolio New York, NY 4,624,1654.6m $625.8m $625.8m 0.02% Reduced -81.1k -81,101
10 FOLKETRYGDFONDET 12.30% of their portfolio OSLO, Q8 4,284,8584.3m $579.9m $579.9m 12.30% Added +22.2k +22,199
11 FMR LLC 0.06% of their portfolio BOSTON, MA 4,169,7404.2m $564.3m $564.3m 0.06% Added +3.5m +3,517,671
12 WCM INVESTMENT MANAGEMENT, LLC 1.62% of their portfolio LAGUNA BEACH, CA 3,580,7263.6m $484.6m $484.6m 1.62% Reduced -186.3k -186,257
13 STATE STREET CORP 0.03% of their portfolio BOSTON, MA 3,487,9433.5m $472.1m $472.1m 0.03% Reduced -40.9k -40,872
14 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 0.49% of their portfolio BLOOMINGTON, IL 3,479,0903.5m $470.9m $470.9m 0.49% Unchanged
15 EVERETT HARRIS & CO /CA/ 7.72% of their portfolio LOS ANGELES, CA 3,319,3093.3m $449.2m $449.2m 7.72% Added +3.2k +3,219
16 MILLENNIUM MANAGEMENT LLC 0.31% of their portfolio NEW YORK, NY 2,031,5532.0m $274.9m $274.9m 0.31% Added +1.1m +1,116,580
17 GOLDMAN SACHS GROUP INC 0.07% of their portfolio NEW YORK, NY 1,904,7421.9m $257.8m $257.8m 0.07% Added +20.0k +19,969
18 NORTHERN TRUST CORP 0.05% of their portfolio CHICAGO, IL 1,877,7601.9m $254.1m $254.1m 0.05% Reduced -52.3k -52,317
19 ENVESTNET ASSET MANAGEMENT INC 0.12% of their portfolio Berwyn, PA 1,771,6181.8m $239.8m $239.8m 0.12% Reduced -32.8k -32,848
20 ROYAL BANK OF CANADA 0.07% of their portfolio TORONTO, A6 1,733,9131.7m $234.7m $234.7m 0.07% Added +3.1k +3,130
21 WELLS FARGO & COMPANY/MN 0.07% of their portfolio SAN FRANCISCO, CA 1,601,0581.6m $216.7m $216.7m 0.07% Reduced -2.4k -2,371
22 NATIXIS ADVISORS, LLC 0.75% of their portfolio Boston, MA 1,458,3271.5m $197.4m $197.4m 0.75% Reduced -25.6k -25,593
23 Clearbridge Investments, LLC 0.19% of their portfolio NEW YORK, NY 1,426,8161.4m $193.1m $193.1m 0.19% Added +443.6k +443,609
24 Capital World Investors 0.04% of their portfolio LOS ANGELES, CA 1,399,0871.4m $189.3m $189.3m 0.04% Added +670.0k +669,955
25 RAYMOND JAMES & ASSOCIATES 0.17% of their portfolio ST PETERSBURG, FL 1,382,5571.4m $187.1m $187.1m 0.17% Added +11.8k +11,832
26 STIFEL FINANCIAL CORP 0.25% of their portfolio ST. LOUIS, MO 1,209,4121.2m $163.7m $163.7m 0.25% Reduced -12.7k -12,655
27 Markel Group Inc. 1.96% of their portfolio Glen Allen, VA 1,075,0001.1m $145.5m $145.5m 1.96% Unchanged
28 SATURNA CAPITAL CORP 3.11% of their portfolio BELLINGHAM, WA 1,068,6621.1m $144.6m $144.6m 3.11% Reduced -2.9k -2,909
29 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 997,740997.7k $135.0m $135.0m 0.02% Reduced -121.7k -121,720
30 DIMENSIONAL FUND ADVISORS LP 0.04% of their portfolio AUSTIN, TX 839,472839.5k $113.6m $113.6m 0.04% Added +54.9k +54,872
31 LORD, ABBETT & CO. LLC 0.19% of their portfolio JERSEY CITY, NJ 766,402766.4k $103.7m $103.7m 0.19% Added +444.6k +444,648
32 BANK OF MONTREAL /CAN/ 0.04% of their portfolio TORONTO, A6 702,209702.2k $95.1m $95.1m 0.04% Added +63.3k +63,296
33 Nuveen Asset Management, LLC 0.04% of their portfolio CHICAGO, IL 690,895690.9k $93.5m $93.5m 0.04% New
34 Saratoga Research & Investment Management 4.54% of their portfolio SARATOGA, CA 678,337678.3k $91.8m $91.8m 4.54% Reduced -20.6k -20,572
35 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.48% of their portfolio IRVING, TX 627,649627.6k $84.9m $84.9m 0.48% Reduced -31.9k -31,903
36 Thrivent Financial for Lutherans 0.18% of their portfolio Minneapolis, MN 518,815518.8k $70.2m $70.2m 0.18% Reduced -253.9k -253,871
37 D. E. Shaw & Co., Inc. 0.12% of their portfolio New York, NY 510,298510.3k $69.1m $69.1m 0.12% Added +500.9k +500,902
38 Artisan Partners Limited Partnership 0.12% of their portfolio Milwaukee, WI 494,987495.0k $67.0m $67.0m 0.12% Added +290.3k +290,287
39 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 469,756469.8k $63.7m $63.7m 0.02% Reduced -3.2k -3,160
40 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 451,078451.1k $61.0m $61.0m 0.01% Reduced -33.6k -33,596
41 Baird Financial Group, Inc. 0.16% of their portfolio MILWAUKEE, WI 442,304442.3k $59.9m $59.9m 0.16% Reduced -101.5k -101,544
42 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.33% of their portfolio JUPITER, FL 440,512440.5k $59.6m $59.6m 0.33% Added +154.5k +154,474
43 CITADEL ADVISORS LLC 0.06% of their portfolio MIAMI, FL 405,798405.8k $54.9m $54.9m 0.06% Added +102.3k +102,333
44 DAVENPORT & Co LLC 0.45% of their portfolio RICHMOND, VA 401,745401.7k $54.3m $54.3m 0.45% Added +391.4k +391,397
45 Alyeska Investment Group, L.P. 0.54% of their portfolio CHICAGO, IL 388,090388.1k $52.5m $52.5m 0.54% Reduced -79.7k -79,719
46 Artia Global Partners LP 19.27% of their portfolio MIAMI, FL 371,055371.1k $50.2m $50.2m 19.27% First filing
47 TRUIST FINANCIAL CORP 0.09% of their portfolio CHARLOTTE, NC 357,868357.9k $48.4m $48.4m 0.09% Reduced -6.3k -6,281
48 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.11% of their portfolio Boston, MA 354,186354.2k $47.9m $47.9m 0.11% Reduced -34.1k -34,084
49 AMERICAN CENTURY COMPANIES INC 0.04% of their portfolio KANSAS CITY, MO 324,824324.8k $44.0m $44.0m 0.04% Added +68.2k +68,239
50 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 322,194322.2k $43.6m $43.6m 0.02% Reduced -2.6k -2,646
51 Amundi 0.02% of their portfolio Paris, I0 316,799316.8k $42.0m $42.0m 0.02% Reduced -2.6k -2,621
52 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 314,076314.1k $42.5m $42.5m 0.04% Reduced -5.3k -5,347
53 ARMISTICE CAPITAL, LLC 1.14% of their portfolio NEW YORK, NY 312,000312.0k $42.2m $42.2m 1.14% New
54 J.P. Morgan Private Wealth Advisors LLC 0.09% of their portfolio SAN FRANCISCO, CA 307,518307.5k $41.6m $41.6m 0.09% Added +4.9k +4,889
55 SEGALL BRYANT & HAMILL, LLC 0.46% of their portfolio CHICAGO, IL 301,556301.6k $40.8m $40.8m 0.46% Added +42.7k +42,660
56 UBS Group AG 0.02% of their portfolio ZURICH, V8 292,094292.1k $39.5m $39.5m 0.02% Reduced -5.5k -5,477
57 Reynders McVeigh Capital Management, LLC 2.89% of their portfolio BOSTON, MA 290,802290.8k $39.4m $39.4m 2.89% Added +2.4k +2,368
58 Clark Capital Management Group, Inc. 0.34% of their portfolio PHILADELPHIA, PA 270,338270.3k $36.6m $36.6m 0.34% Added +8.2k +8,173
59 NICHOLS & PRATT ADVISERS LLP /MA 2.85% of their portfolio BOSTON, MA 261,787261.8k $35.5m $35.5m 2.85% Reduced -440 -440
60 THORNBURG INVESTMENT MANAGEMENT INC 0.58% of their portfolio SANTA FE, NM 252,931252.9k $34.2m $34.2m 0.58% New
61 CITIGROUP INC 0.05% of their portfolio NEW YORK, NY 252,082252.1k $34.1m $34.1m 0.05% Added +35.1k +35,074
62 Moran Wealth Management, LLC 1.27% of their portfolio NAPLES, FL 247,410247.4k $33.5m $33.5m 1.27% First filing
63 Parsec Financial Management, Inc. 1.47% of their portfolio ASHEVILLE, NC 243,651243.7k $33.0m $33.0m 1.47% Reduced -10.4k -10,407
64 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 241,382241.4k $32.7m $32.7m 0.03% Added +5.9k +5,922
65 Main Street Research LLC 7.95% of their portfolio SAUSALITO, CA 241,305241.3k $32.7m $32.7m 7.95% Added +2.4k +2,387
66 PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio BALTIMORE, MD 234,456234.5k $31.7m $31.7m 0.01% New
67 VAN ECK ASSOCIATES CORP 0.08% of their portfolio NEW YORK, NY 232,662232.7k $31.5m $31.5m 0.08% Reduced -30.0k -30,027
68 Calamos Advisors LLC 0.15% of their portfolio NAPERVILLE, IL 230,121230.1k $31.1m $31.1m 0.15% Reduced -30.1k -30,066
69 SEI INVESTMENTS CO 0.07% of their portfolio OAKS, PA 221,480221.5k $30.0m $30.0m 0.07% Added +27.3k +27,318
70 ASSETMARK, INC 0.13% of their portfolio CONCORD, CA 218,648218.6k $29.6m $29.6m 0.13% Reduced -8.2k -8,222
71 Capital Group Private Client Services, Inc. 0.37% of their portfolio Los Angeles, CA 217,491217.5k $29.4m $29.4m 0.37% Added +673 +673
72 OPPENHEIMER ASSET MANAGEMENT INC. 0.47% of their portfolio NEW YORK, NY 215,722215.7k $29.2m $29.2m 0.47% Reduced -17.4k -17,447
73 BEACON INVESTMENT ADVISORY SERVICES, INC. 1.40% of their portfolio MORRISTOWN, NJ 202,084202.1k $27.4m $27.4m 1.40% Reduced -2.3k -2,295
74 Senator Investment Group LP 2.43% of their portfolio New York, NY 200,000200.0k $27.1m $27.1m 2.43% Not comparable
75 Connor, Clark & Lunn Investment Management Ltd. 0.15% of their portfolio VANCOUVER, A1 197,431197.4k $26.7m $26.7m 0.15% Added +2.5k +2,493
76 GQG Partners LLC 0.07% of their portfolio FT. LAUDERDALE, FL 196,582196.6k $26.6m $26.6m 0.07% Added +11.7k +11,675
77 Mirae Asset Global Investments Co., Ltd. 0.07% of their portfolio SEOUL, M5 187,397187.4k $25.3m $25.3m 0.07% Added +96.3k +96,291
78 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 186,034186.0k $25.2m $25.2m 0.01% Reduced -26.9k -26,870
79 Vantage Investment Partners, LLC 3.86% of their portfolio KANSAS CITY, MO 183,697183.7k $24.9m $24.9m 3.86% Reduced -16.2k -16,227
80 JANUS HENDERSON GROUP PLC 0.02% of their portfolio LONDON, X0 180,635180.6k $24.4m $24.4m 0.02% Reduced -185.9k -185,901
81 TRILLIUM ASSET MANAGEMENT, LLC 0.74% of their portfolio BOSTON, MA 177,952178.0k $24.1m $24.1m 0.74% Reduced -1.1k -1,131
82 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 171,774171.8k $23.2m $23.2m 0.05% Added +8.8k +8,788
83 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 171,328171.3k $23.2m $23.2m 0.05% Added +1.3k +1,276
84 US BANCORP \DE\ 0.04% of their portfolio MINNEAPOLIS, MN 163,139163.1k $22.1m $22.1m 0.04% Reduced -6.4k -6,371
85 Penbrook Management LLC 18.47% of their portfolio NEW YORK, NY 160,100160.1k $21.7m $21.7m 18.47% Reduced -11.1k -11,050
86 BAR HARBOR WEALTH MANAGEMENT 1.73% of their portfolio CONCORD, NH 160,085160.1k $21.7m $21.7m 1.73% Reduced -858 -858
87 CIBC WORLD MARKET INC. 0.08% of their portfolio TORONTO, A6 154,457154.5k $20.9m $20.9m 0.08% Added +42.7k +42,729
88 South Street Advisors LLC 4.56% of their portfolio New York, NY 152,509152.5k $20.6m $20.6m 4.56% Reduced -3.9k -3,858
89 JLB & ASSOCIATES INC 3.22% of their portfolio PLYMOUTH, MI 149,435149.4k $20.2m $20.2m 3.22% Reduced -4.4k -4,399
90 DILLON & ASSOCIATES INC 4.23% of their portfolio JACKSON, MI 144,716144.7k $19.5m $19.5m 4.23% Reduced -142 -142
91 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 138,089138.1k $18.7m $18.7m 0.07% Added +14.4k +14,407
92 Mariner, LLC 0.06% of their portfolio Overland Park, KS 135,341135.3k $18.3m $18.3m 0.06% Added +3.3k +3,306
93 Cutter & CO Brokerage, Inc. 6.18% of their portfolio Ballwin, MO 135,060135.1k $18.3m $18.3m 6.18% Added +89.0k +88,976
94 Brookfield Corp /ON/ 0.07% of their portfolio TORONTO, A6 134,904134.9k $18.3m $18.3m 0.07% Not comparable
95 ST GERMAIN D J CO INC 1.10% of their portfolio SPRINGFIELD, MA 132,730132.7k $18.0m $18.0m 1.10% Reduced -3.5k -3,486
96 Tekla Capital Management LLC 0.67% of their portfolio Boston, MA 130,523130.5k $17.7m $17.7m 0.67% Unchanged
97 FEDERATED HERMES, INC. 0.05% of their portfolio PITTSBURGH, PA 128,438128.4k $17.4m $17.4m 0.05% Added +44.6k +44,632
98 GUARDIAN CAPITAL LP 0.56% of their portfolio TORONTO, A6 126,303126.3k $17.1m $17.1m 0.56% Reduced -486 -486
99 NORTHSTAR ASSET MANAGEMENT INC 5.58% of their portfolio Boston, MA 123,457123.5k $16.7m $16.7m 5.58% Added +562 +562
100 TOWNSQUARE CAPITAL LLC 0.41% of their portfolio Lehi, UT 121,340121.3k $16.4m $16.4m 0.41% Added +2.5k +2,550