Vault-13

NOVAVAX INC NVAX 5 12.15.27

NOTE 5.000%12/1 · US DOMESTIC · CUSIP 670002AD6

13 institutional holders -4 vs Q1 2024
6,000,0006.0m shares reported held*
$213.0mreported value*
2 new 4 added 4 reduced 5 sold out net sold ≈ $19.3m

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.49.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

01020Q1 24: 17Q2 24: 1313Q1 24Q2 24
Numbers
QuarterHolders
Q1 202417
Q2 202413

Biggest buyers

Graham Capital Management, L.P. Added +32,477,000+32.5m
Sculptor Capital LP New +6,300,000+6.3m
FMR LLC New +2,500,000+2.5m
LMR Partners LLP Added +2,000,000+2.0m
WHITEBOX ADVISORS LLC Added +1,000,000+1.0m
Context Capital Management, LLC Added +12,188+12.2k

Biggest sellers

PenderFund Capital Management Ltd. Sold out -24,000,000-24.0m
HIGHBRIDGE CAPITAL MANAGEMENT LLC Reduced -12,175,000-12.2m
DeepCurrents Investment Group LLC Sold out -7,200,000-7.2m
READYSTATE ASSET MANAGEMENT LP Sold out -4,500,000-4.5m
CAPSTONE INVESTMENT ADVISORS, LLC Reduced -4,000,000-4.0m
Point72 Asset Management, L.P. Reduced -3,000,000-3.0m
Verition Fund Management LLC Sold out -2,268,000-2.3m
Skaana Management L.P. Reduced -1,665,000-1.7m
CSS LLC/IL Sold out -1,000,000-1.0m

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Graham Capital Management, L.P. 2.42% of their portfolio ROWAYTON, CT 56,277,00056.3m $70.1m $70.1m 2.42% Added +32.5m +32,477,000
2 WHITEBOX ADVISORS LLC 1.74% of their portfolio MINNEAPOLIS, MN 34,750,00034.8m $43.2m $43.2m 1.74% Added +1.0m +1,000,000
3 HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.68% of their portfolio NEW YORK, NY 13,000,00013.0m $16.5m $16.5m 0.68% Reduced -12.2m -12,175,000
4 LMR Partners LLP 0.32% of their portfolio LONDON, X0 12,000,00012.0m $14.7m $14.7m 0.32% Added +2.0m +2,000,000
5 CAPSTONE INVESTMENT ADVISORS, LLC 0.29% of their portfolio NEW YORK, NY 10,700,00010.7m $13.3m $13.3m 0.29% Reduced -4.0m -4,000,000
6 Point72 Asset Management, L.P. 0.04% of their portfolio STAMFORD, CT 10,000,00010.0m $12.5m $12.5m 0.04% Reduced -3.0m -3,000,000
7 Sculptor Capital LP 0.16% of their portfolio New York, NY 6,300,0006.3m $7.9m $7.9m 0.16% New
8 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 6,000,0006.0m $7.2m $7.2m 0.01% Unchanged
9 FMR LLC 0.00% of their portfolio BOSTON, MA 2,500,0002.5m $3.1m $3.1m 0.00% New
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,000,0002.0m $2.5m $2.5m 0.00% Unchanged
11 Skaana Management L.P. 0.66% of their portfolio BROOKLYN, NY 1,400,0001.4m $1.7m $1.7m 0.66% Reduced -1.7m -1,665,000
12 Context Capital Management, LLC 0.73% of their portfolio LAJOLLA, CA 16,18816.2k $20.2m $20.2m 0.73% Added +12.2k +12,188
13 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged