Vault-13

NOVAVAX INC NVAX 3.75 02.01.23

NOTE 3.750% 2/0 · US DOMESTIC · CUSIP 670002AB0

1 institutional holders -25 vs Q4 2022
$0reported value*
0 new 0 added 0 reduced 25 sold out net sold ≈ $324.1m

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 23Q4 22: 26Q1 23: 11Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202223
Q4 202226
Q1 20231

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 14 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 0 bought or addedQ1 23: 25 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221410
Q1 2023025

Biggest buyers

None

Biggest sellers

TENOR CAPITAL MANAGEMENT Co., L.P. Sold out -50,000,000-50.0m
WHITEBOX ADVISORS LLC Sold out -39,665,000-39.7m
HIGHBRIDGE CAPITAL MANAGEMENT LLC Sold out -39,500,000-39.5m
DeepCurrents Investment Group LLC Sold out -31,893,000-31.9m
Point72 Asset Management, L.P. Sold out -29,912,000-29.9m
PIPER SANDLER & CO. Sold out -19,748,000-19.7m
Graham Capital Management, L.P. Sold out -16,288,000-16.3m
Balyasny Asset Management L.P. Sold out -15,000,000-15.0m
OAKTREE CAPITAL MANAGEMENT LP Sold out -13,659,000-13.7m
Mint Tower Capital Management B.V. Sold out -9,900,000-9.9m

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged