Vault-13

NOVA LTD NVMI 0 10.15.25

NOTE 10/1 · US DOMESTIC · CUSIP 66980MAB2

13 institutional holders -1 vs Q1 2024
$168.9mprincipal reported held*
$491.9mreported value*
2 new 2 added 2 reduced 3 sold out net bought ≈ $15.3m (-6.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($33.1m this quarter). Holder counts are more reliable.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 17Q4 22: 15Q1 23: 15Q2 23: 14Q3 23: 14Q4 23: 16Q1 24: 14Q2 24: 1313Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202217
Q4 202215
Q1 202315
Q2 202314
Q3 202314
Q4 202316
Q1 202414
Q2 202413

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 6 bought or addedQ4 22: 8 cut or sold outQ4 22Q1 23: 9 bought or addedQ1 23: 6 cut or sold outQ2 23: 6 bought or addedQ2 23: 4 cut or sold outQ2 23Q3 23: 2 bought or addedQ3 23: 8 cut or sold outQ4 23: 2 bought or addedQ4 23: 0 cut or sold outQ4 23Q1 24: 5 bought or addedQ1 24: 6 cut or sold outQ2 24: 4 bought or addedQ2 24: 5 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202268
Q1 202396
Q2 202364
Q3 202328
Q4 202320
Q1 202456
Q2 202445

Biggest buyers

DeepCurrents Investment Group LLC Added +16,000,000+16.0m
Opti Capital Management, LP New +13,090,000+13.1m
TENOR CAPITAL MANAGEMENT Co., L.P. New +10,000,000+10.0m
Verition Fund Management LLC Added +4,979,000+5.0m

Biggest sellers

WHITEBOX ADVISORS LLC Sold out -24,800,000-24.8m
CITADEL ADVISORS LLC Reduced -8,000,000-8.0m
Opti Capital Management, LP Sold out -6,050,000-6.0m
BANK OF AMERICA CORP /DE/ Sold out -240,000-240.0k
SILVERBACK ASSET MANAGEMENT LLC Reduced -100,000-100.0k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CAPSTONE INVESTMENT ADVISORS, LLC 4.05% of their portfolio NEW YORK, NY 58,993,00059.0m $185.4m $185.4m 4.05% Unchanged
2 DeepCurrents Investment Group LLC 4.36% of their portfolio NEW YORK, NY 34,500,00034.5m $108.3m $108.3m 4.36% Added +16.0m +16,000,000
3 SILVERBACK ASSET MANAGEMENT LLC 7.13% of their portfolio DURHAM, NC 18,404,00018.4m $57.9m $57.9m 7.13% Reduced -100.0k -100,000
4 Opti Capital Management, LP 3.07% of their portfolio New York, NY 13,090,00013.1m $41.3m $41.3m 3.07% New
5 Verition Fund Management LLC 0.26% of their portfolio GREENWICH, CT 10,542,00010.5m $33.1m $33.1m 0.26% Added +5.0m +4,979,000
6 Calamos Advisors LLC 0.15% of their portfolio NAPERVILLE, IL 10,000,00010.0m $31.4m $31.4m 0.15% Unchanged
7 TENOR CAPITAL MANAGEMENT Co., L.P. 0.49% of their portfolio NEW YORK, NY 10,000,00010.0m $31.5m $31.5m 0.49% New
8 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 7,000,0007.0m $15.9m $15.9m 0.00% Unchanged
9 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 5,037,0005.0m $15.8m $15.8m 0.02% Reduced -8.0m -8,000,000
10 PALISADE CAPITAL MANAGEMENT, LP 0.11% of their portfolio FORT LEE, NJ 1,250,0001.2m $3.9m $3.9m 0.11% Unchanged
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 98,00098.0k $222.8k $222.8k 0.00% Unchanged
12 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 32,00032.0k $100.5k $100.5k 0.00% Unchanged
13 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged