Vault-13

NORTHRIM BANCORP INC NRIM

COM · Common Stock · CUSIP 666762109

80 institutional holders +4 vs Q1 2023
3,582,6673.6m shares reported held*
64.1% of all shares outstanding*
$140.9mreported value*
18 new 27 added 24 reduced 15 sold out net sold ≈ $381.5k (-9.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.2m this quarter). Holder counts are more reliable. Shares outstanding: 5.6m as of 2023-08-04, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $39.34.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 74Q4 22: 80Q1 23: 76Q2 23: 8080Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202274
Q4 202280
Q1 202376
Q2 202380

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 27 bought or addedQ4 22: 36 cut or sold outQ4 22Q1 23: 35 bought or addedQ1 23: 34 cut or sold outQ1 23Q2 23: 45 bought or addedQ2 23: 39 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222736
Q1 20233534
Q2 20234539

Biggest buyers

KENNEDY CAPITAL MANAGEMENT LLC New +55,846+55.8k
GEODE CAPITAL MANAGEMENT, LLC Added +52,588+52.6k
STATE STREET CORP Added +47,693+47.7k
Huber Capital Management LLC Added +42,556+42.6k
NORTHERN TRUST CORP Added +34,723+34.7k
BlackRock Inc. Added +31,258+31.3k
Legato Capital Management LLC New +28,086+28.1k
VANGUARD GROUP INC Added +24,756+24.8k
Rosenthal | Henry Capital Advisors, Inc. Added +20,000+20.0k
HRT FINANCIAL LP Added +18,247+18.2k

Biggest sellers

AltraVue Capital, LLC Reduced -190,217-190.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -35,681-35.7k
NEW YORK STATE COMMON RETIREMENT FUND Reduced -31,451-31.5k
MILLENNIUM MANAGEMENT LLC Reduced -31,163-31.2k
JANE STREET GROUP, LLC Sold out -29,211-29.2k
Ancora Advisors LLC Reduced -21,905-21.9k
MORGAN STANLEY Reduced -20,367-20.4k
Russell Investments Group, Ltd. Reduced -19,895-19.9k
Hillsdale Investment Management Inc. Reduced -19,236-19.2k
DIMENSIONAL FUND ADVISORS LP Reduced -18,802-18.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
DIMENSIONAL FUND ADVISORS LP 13G · institution +17.0 pts · filed 2025-10-09 24.4% +17.0 pts 1.3m≈ $37.4m 2025-10-09
BlackRock, Inc. 13G · institution filed 2025-02-07 8.2% 448.8k≈ $12.4m 2025-02-07

Fell to 5% or below in the last year: VANGUARD CAPITAL MANAGEMENT LLC (4.9%, 2026-07-31), VANGUARD GROUP INC (0.0%, 2026-03-27)

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
10010Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 1 buyingQ4 21: 1 sellingQ4 21Q1 22: 3 buyingQ1 22: 0 sellingQ2 22: 7 buyingQ2 22: 0 sellingQ2 22Q3 22: 1 buyingQ3 22: 0 sellingQ4 22: 2 buyingQ4 22: 1 sellingQ4 22Q1 23: 3 buyingQ1 23: 0 sellingQ2 23: 9 buyingQ2 23: 0 sellingQ2 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20210—0——
Q4 20211$25.4k1$57.2k—
Q1 20223$161.0k0——
Q2 20227$221.6k0——
Q3 20221$50.5k0——
Q4 20222$47.5k1$81.6k—
Q1 20233$171.5k0——
Q2 20239$422.8k0——
DateInsiderTradeSharesPrice ValueTheir holding
2023-06-07 ROMANO MARILYN Director Bought 982 $40.70 $40.0k982 shares +3928%
2023-05-30 Schutt Aaron Michael Director Bought 794 $37.63 $29.9k794 shares +23%
2023-05-04 WIGHT DAVID G Director · By Trust Bought 2,000 $35.76 $71.5k2.0k shares +100%
2023-05-04 MARUSHACK JOSEPH Director Bought 695 $35.59 $24.7k695 shares +44%
2023-05-03 SWALLING JOHN C Director Bought 700 $36.75 $25.7k700 shares +9%
2023-05-02 SCHIERHORN JOSEPH M President, CEO, and COO, director Bought 2,000 $35.97 $71.9k2.0k shares +5%
2023-05-02 WIGHT DAVID G Director Bought 2,000 $35.33 $70.7k2.0k shares +12%
2023-05-02 Ballard Jed W EVP, CFO Bought 1,200 $36.40 $43.7k1.2k shares +24%
2023-05-02 McCambridge David J Director Bought 684 $37.77 $25.8k684 shares +8%
2023-05-02 Karp David W Director Bought 500 $37.77 $18.9k500 shares +5%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 565,666565.7k $22.2m $22.2m 0.00% Added +31.3k +31,258
2 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 472,207472.2k $18.6m $18.6m 0.01% Reduced -18.8k -18,802
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 287,044287.0k $11.3m $11.3m 0.00% Added +24.8k +24,756
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 256,633256.6k $10.1m $10.1m 0.01% Added +2.3k +2,258
5 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 254,792254.8k $10.0m $10.0m 0.00% Added +8.7k +8,700
6 LSV ASSET MANAGEMENT 0.01% of their portfolio CHICAGO, IL 161,178161.2k $6.3m $6.3m 0.01% Added +4.7k +4,722
7 AltraVue Capital, LLC 0.74% of their portfolio BELLEVUE, WA 160,162160.2k $6.3m $6.3m 0.74% Reduced -190.2k -190,217
8 ACADIAN ASSET MANAGEMENT LLC 0.02% of their portfolio Boston, MA 130,529130.5k $5.1m $5.1m 0.02% Reduced -3.8k -3,839
9 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 109,626109.6k $4.3m $4.3m 0.00% Added +52.6k +52,588
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 70,05570.1k $2.8m $2.8m 0.00% Added +47.7k +47,693
11 Huber Capital Management LLC 0.64% of their portfolio EL SEGUNDO, CA 67,64767.6k $2.7m $2.7m 0.64% Added +42.6k +42,556
12 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 0.01% of their portfolio Los Angeles, CA 66,50266.5k $2.6m $2.6m 0.01% Added +12.1k +12,110
13 Ancora Advisors LLC 0.06% of their portfolio Cleveland, OH 57,73657.7k $2.3m $2.3m 0.06% Reduced -21.9k -21,905
14 KENNEDY CAPITAL MANAGEMENT LLC 0.05% of their portfolio ST LOUIS, MO 55,84655.8k $2.2m $2.2m 0.05% New
15 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 55,40455.4k $2.2m $2.2m 0.00% Added +10.5k +10,508
16 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 54,65754.7k $2.1m $2.1m 0.00% Added +3.7k +3,739
17 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.05% of their portfolio HOUSTON, TX 54,00454.0k $2.1m $2.1m 0.05% Added +9.1k +9,096
18 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 50,03550.0k $2.0m $2.0m 0.00% Added +34.7k +34,723
19 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 42,04842.0k $1.7m $1.7m 0.00% Reduced -31.2k -31,163
20 JACOBS LEVY EQUITY MANAGEMENT, INC 0.01% of their portfolio FLORHAM PARK, NJ 36,45736.5k $1.4m $1.4m 0.01% Added +347 +347
21 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 32,34232.3k $1.3m $1.3m 0.01% Added +18.2k +18,247
22 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 31,80031.8k $1.3m $1.3m 0.00% Reduced -1.7k -1,700
23 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 30,00030.0k $1.2m $1.2m 0.00% Reduced -500 -500
24 Rosenthal | Henry Capital Advisors, Inc. 1.48% of their portfolio MISHAWAKA, IN 30,00030.0k $1.2m $1.2m 1.48% Added +20.0k +20,000
25 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 28,90028.9k $1.1m $1.1m 0.00% Unchanged
26 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 28,21928.2k $1.1m $1.1m 0.00% Reduced -31.5k -31,451
27 Legato Capital Management LLC 0.15% of their portfolio San Francisco, CA 28,08628.1k $1.1m $1.1m 0.15% New
28 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 26,60126.6k $1.0m $1.0m 0.00% Reduced -2.5k -2,483
29 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 26,21526.2k $1.0m $1.0m 0.00% Added +8.0k +7,980
30 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 25,25425.3k $993.2k $993.2k 0.00% Reduced -1.8k -1,779
31 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 23,33823.3k $917.9k $917.9k 0.00% Added +6.3k +6,338
32 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 19,14219.1k $752.9k $752.9k 0.00% Reduced -7.2k -7,230
33 Alaska Wealth Advisors, LLC 0.11% of their portfolio ANCHORAGE, AK 18,24518.2k $717.6k $717.6k 0.11% Added +794 +794
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 17,84417.8k $702.0k $702.0k 0.00% Added +789 +789
35 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 15,39915.4k $605.6k $605.6k 0.00% Unchanged
36 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 15,35315.4k $603.9k $603.9k 0.00% Reduced -20.4k -20,367
37 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 15,18415.2k $597.2k $597.2k 0.00% New
38 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 14,91914.9k $586.8k $586.8k 0.00% New
39 Empowered Funds, LLC 0.02% of their portfolio NEWTOWN SQUARE, PA 14,30914.3k $562.8k $562.8k 0.02% New
40 EA Series Trust 0.02% of their portfolio HAVERTOWN, PA 14,30914.3k $562.8k $562.8k 0.02% First filing
41 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 13,06713.1k $514.0k $514.0k 0.00% Added +176 +176
42 Quadrature Capital Ltd 0.01% of their portfolio LONDON, X0 12,89112.9k $505.6k $505.6k 0.01% Reduced -4.3k -4,328
43 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 12,74812.7k $501.4k $501.4k 0.00% Reduced -549 -549
44 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 12,39712.4k $487.6k $487.6k 0.00% Added +1.9k +1,927
45 CALDWELL SUTTER CAPITAL, INC. 0.25% of their portfolio SAUSALITO, CA 12,36712.4k $486.4k $486.4k 0.25% Unchanged
46 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,99911.0k $432.6k $432.6k 0.00% Reduced -3.7k -3,721
47 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 10,84310.8k $455.0k $455.0k 0.00% New
48 REDMONT WEALTH ADVISORS LLC 0.73% of their portfolio CHICAGO, IL 10,80310.8k $424.9k $424.9k 0.73% Added +1.8k +1,796
49 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 10,09010.1k $396.8k $396.8k 0.00% Added +3.6k +3,649
50 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 7,8267.8k $307.8k $307.8k 0.00% Reduced -19.9k -19,895
51 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 6,6006.6k $259.6k $259.6k 0.00% Unchanged
52 BAILARD, INC. 0.01% of their portfolio Foster City, CA 6,0006.0k $236.0k $236.0k 0.01% Reduced -2.4k -2,398
53 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 5,7545.8k $226.3k $226.3k 0.00% New
54 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 5,4685.5k $214.3k $214.3k 0.00% Reduced -434 -434
55 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,9304.9k $193.9k $193.9k 0.00% Added +2.6k +2,608
56 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio COLUMBUS, OH 3,3623.4k $132.0k $132.0k 0.00% Unchanged
57 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 3,2593.3k $128.2k $128.2k 0.00% New
58 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 2,9613.0k $116.5k $116.5k 0.00% New
59 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,9232.9k $115.0k $115.0k 0.00% Added +530 +530
60 DENALI ADVISORS LLC 0.04% of their portfolio SAN DIEGO, CA 2,7002.7k $106.2k $106.2k 0.04% New
61 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 2,6492.6k $104.2k $104.2k 0.00% New
62 Hillsdale Investment Management Inc. 0.01% of their portfolio Toronto, A6 2,4002.4k $94.4k $94.4k 0.01% Reduced -19.2k -19,236
63 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,3302.3k $91.7k $91.7k 0.00% Added +2.0k +1,992
64 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 1,8311.8k $72.0k $72.0k 0.00% New
65 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,6371.6k $64.4k $64.4k 0.00% Reduced -6.1k -6,141
66 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 1,5001.5k $59.0k $59.0k 0.00% Reduced -320 -320
67 FMR LLC 0.00% of their portfolio BOSTON, MA 915915 $36.0k $36.0k 0.00% Reduced -1.2k -1,219
68 BALDWIN WEALTH PARTNERS LLC/MA 0.00% of their portfolio Marion, MA 650650 $25.6k $25.6k 0.00% Unchanged
69 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 536536 $21.0k $21.0k 0.00% New
70 Legal & General Group Plc 0.00% of their portfolio London, X0 502502 $19.7k $19.7k 0.00% New
71 Cypress Capital Management LLC (WY) 0.02% of their portfolio SHERIDAN, WY 500500 $19.7k $19.7k 0.02% New
72 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 455455 $17.9k $17.9k 0.00% New
73 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 375375 $15.0k $15.0k 0.00% Reduced -21 -21
74 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 328328 $12.9k $12.9k 0.00% Reduced -82 -82
75 Gladius Capital Management LP 0.01% of their portfolio PARK CITY, UT 311311 $12.2k $12.2k 0.01% New
76 Metropolitan Life Insurance Co/NY 0.00% of their portfolio New York, NY 307307 $12.1k $12.1k 0.00% New
77 QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio CINCINNATI, OH 276276 $10.9k $10.9k 0.00% Unchanged
78 Kistler-Tiffany Companies, LLC 0.00% of their portfolio BERWYN, PA 193193 $7.6k $7.6k 0.00% Unchanged
79 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $39 $39 0.00% Unchanged
80 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged