Vault-13

NORTHERN TECHNOLOGIES INTL C NTIC

COM · Common Stock · CUSIP 665809109

70 institutional holders +30 vs Q1 2024
3,967,7864.0m shares reported held*
42.0% of all shares outstanding*
$65.6mreported value*
33 new 17 added 10 reduced 4 sold out net bought ≈ $11.0m (+664.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 9.4m as of 2024-07-10, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $16.54.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 34Q4 22: 35Q1 23: 37Q2 23: 39Q3 23: 43Q4 23: 42Q1 24: 40Q2 24: 7070Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202234
Q4 202235
Q1 202337
Q2 202339
Q3 202343
Q4 202342
Q1 202440
Q2 202470

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 14 bought or addedQ4 22: 7 cut or sold outQ4 22Q1 23: 17 bought or addedQ1 23: 7 cut or sold outQ2 23: 18 bought or addedQ2 23: 9 cut or sold outQ2 23Q3 23: 18 bought or addedQ3 23: 16 cut or sold outQ4 23: 19 bought or addedQ4 23: 10 cut or sold outQ4 23Q1 24: 16 bought or addedQ1 24: 16 cut or sold outQ2 24: 50 bought or addedQ2 24: 14 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022147
Q1 2023177
Q2 2023189
Q3 20231816
Q4 20231910
Q1 20241616
Q2 20245014

Biggest buyers

BlackRock Inc. Added +335,153+335.2k
Hillsdale Investment Management Inc. New +147,760+147.8k
GEODE CAPITAL MANAGEMENT, LLC Added +99,717+99.7k
STATE STREET CORP Added +60,143+60.1k
Meros Investment Management, LP Added +54,209+54.2k
VANGUARD GROUP INC Added +44,153+44.2k
Informed Momentum Co LLC New +41,928+41.9k
ACADIAN ASSET MANAGEMENT LLC Added +39,841+39.8k
RENAISSANCE TECHNOLOGIES LLC Added +33,000+33.0k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP New +30,149+30.1k

Biggest sellers

PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Reduced -239,593-239.6k
Ballast Asset Management, LP Reduced -103,967-104.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -49,068-49.1k
Perritt Capital Management Inc Reduced -45,185-45.2k
JANE STREET GROUP, LLC Sold out -23,577-23.6k
ESSEX INVESTMENT MANAGEMENT CO LLC Reduced -21,697-21.7k
BALLAST ADVISORS LLC Reduced -19,953-20.0k
Qube Research & Technologies Ltd Sold out -18,238-18.2k
Penn Mutual Asset Management Reduced -5,500-5.5k
RBF Capital, LLC Reduced -2,810-2.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
NEEDHAM INVESTMENT MANAGEMENT LLC 13G · passive investor +1.3 pts · filed 2026-05-14 8.1% +1.3 pts 765.0k≈ $6.5m 2026-05-14

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 1 buyingQ1 23: 0 sellingQ2 23: 1 buyingQ2 23: 0 sellingQ2 23Q3 23: 1 buyingQ3 23: 1 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 1 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20231$6.5k0——
Q2 20231$30.0k0——
Q3 20231$6.6k1$22.5k—
Q4 20230—0——
Q1 20240—0——
Q2 20241$20.0k0——
DateInsiderTradeSharesPrice ValueTheir holding
2024-04-23 Kemp Sarah E. Director Bought 1,275 $15.70 $20.0k1.3k shares +28%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 477,112477.1k $7.9m $7.9m 0.00% Added +44.2k +44,153
2 NEEDHAM INVESTMENT MANAGEMENT LLC 0.56% of their portfolio NEW YORK, NY 415,000415.0k $6.9m $6.9m 0.56% Added +15.0k +15,000
3 BlackRock Inc. 0.00% of their portfolio New York, NY 364,706364.7k $6.0m $6.0m 0.00% Added +335.2k +335,153
4 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 348,700348.7k $5.8m $5.8m 0.00% Added +11.7k +11,746
5 Meros Investment Management, LP 2.11% of their portfolio DALLAS, TX 269,510269.5k $4.5m $4.5m 2.11% Added +54.2k +54,209
6 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.25% of their portfolio EDINA, MN 252,034252.0k $4.2m $4.2m 0.25% Reduced -239.6k -239,593
7 Perritt Capital Management Inc 1.87% of their portfolio Chicago, IL 206,854206.9k $3.4m $3.4m 1.87% Reduced -45.2k -45,185
8 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 176,983177.0k $2.9m $2.9m 0.00% Added +99.7k +99,717
9 Ballast Asset Management, LP 1.59% of their portfolio DALLAS, TX 176,952177.0k $2.9m $2.9m 1.59% Reduced -104.0k -103,967
10 BALLAST ADVISORS LLC 0.90% of their portfolio WOODBURY, MN 171,047171.0k $2.8m $2.8m 0.90% Reduced -20.0k -19,953
11 Hillsdale Investment Management Inc. 0.19% of their portfolio Toronto, A6 147,760147.8k $2.4m $2.4m 0.19% New
12 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 135,077135.1k $2.2m $2.2m 0.00% Added +33.0k +33,000
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 75,22475.2k $1.2m $1.2m 0.00% Added +60.1k +60,143
14 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 59,95760.0k $990.0k $990.0k 0.00% Added +39.8k +39,841
15 Diamond Hill Capital Management, LLC (Investment Advisor) 0.00% of their portfolio COLUMBUS, OH 46,00046.0k $761.8k $761.8k 0.00% Added +1.0k +1,009
16 SHEETS SMITH WEALTH MANAGEMENT 0.09% of their portfolio WINSTON-SALEM, NC 44,87044.9k $743.1k $743.1k 0.09% Reduced -748 -748
17 Informed Momentum Co LLC 0.11% of their portfolio SOLANA BEACH, CA 41,92841.9k $694.3k $694.3k 0.11% New
18 Chicago Capital, LLC 0.02% of their portfolio Chicago, IL 41,54441.5k $688.0k $688.0k 0.02% Unchanged
19 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 30,44530.4k $504.2k $504.2k 0.02% Added +3.7k +3,721
20 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 30,14930.1k $499.0k $499.0k 0.00% New
21 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio HOUSTON, TX 30,05230.1k $497.7k $497.7k 0.01% Unchanged
22 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 24,69924.7k $409.0k $409.0k 0.00% New
23 RBF Capital, LLC 0.02% of their portfolio RENO, NV 24,39024.4k $403.9k $403.9k 0.02% Reduced -2.8k -2,810
24 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 22,94122.9k $379.9k $379.9k 0.00% Reduced -1.8k -1,774
25 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 21,17621.2k $350.7k $350.7k 0.00% New
26 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 20,59720.6k $341.1k $341.1k 0.00% New
27 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 20,00020.0k $331.2k $331.2k 0.00% New
28 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 19,58319.6k $324.3k $324.3k 0.00% New
29 Penn Mutual Asset Management 0.65% of their portfolio Conshohocken, PA 18,36018.4k $304.0k $304.0k 0.65% Reduced -5.5k -5,500
30 Man Group plc 0.00% of their portfolio LONDON, X0 17,21617.2k $285.1k $285.1k 0.00% New
31 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 17,04317.0k $282.2k $282.2k 0.00% Added +4.1k +4,094
32 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 15,42015.4k $255.4k $255.4k 0.00% New
33 RITHOLTZ WEALTH MANAGEMENT 0.01% of their portfolio NEW YORK, NY 15,16915.2k $251.2k $251.2k 0.01% New
34 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 15,01115.0k $248.6k $248.6k 0.00% Added +101 +101
35 Trexquant Investment LP 0.00% of their portfolio STAMFORD, CT 12,24912.2k $202.8k $202.8k 0.00% New
36 Estabrook Capital Management 0.03% of their portfolio NEW YORK, NY 12,18812.2k $201.8k $201.8k 0.03% Unchanged
37 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,78411.8k $195.1k $195.1k 0.00% Added +10.2k +10,196
38 ESSEX INVESTMENT MANAGEMENT CO LLC 0.04% of their portfolio BOSTON, MA 11,37011.4k $188.3k $188.3k 0.04% Reduced -21.7k -21,697
39 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 10,93010.9k $181.0k $181.0k 0.00% New
40 PANAGORA ASSET MANAGEMENT INC 0.00% of their portfolio BOSTON, MA 10,54110.5k $174.6k $174.6k 0.00% New
41 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 10,49510.5k $173.8k $173.8k 0.00% New
42 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 10,44110.4k $172.9k $172.9k 0.00% New
43 CONNORS INVESTOR SERVICES INC 0.02% of their portfolio WYOMISSING, PA 10,20710.2k $169.0k $169.0k 0.02% Reduced -200 -200
44 NAVELLIER & ASSOCIATES INC 0.02% of their portfolio Reno, NV 10,00010.0k $165.6k $165.6k 0.02% New
45 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 9,8669.9k $163.4k $163.4k 0.00% Added +9.3k +9,292
46 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 8,3318.3k $138.0k $138.0k 0.00% New
47 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 6,8916.9k $114.1k $114.1k 0.00% New
48 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 6,1006.1k $101.0k $101.0k 0.00% New
49 Corebridge Financial, Inc. 0.00% of their portfolio HOUSTON, TX 4,2344.2k $70.2k $70.2k 0.00% First filing
50 JAMISON PRIVATE WEALTH MANAGEMENT, INC. 0.00% of their portfolio MILTON, GA 4,0004.0k $0 $0 0.00% Unchanged
51 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 3,7083.7k $61.4k $61.4k 0.00% Unchanged
52 CENTRAL TRUST Co 0.00% of their portfolio JEFFERSON CITY, MO 3,3193.3k $55.0k $55.0k 0.00% Unchanged
53 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,1293.1k $51.8k $51.8k 0.00% Added +2.7k +2,713
54 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 2,8342.8k $46.9k $46.9k 0.00% New
55 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,5192.5k $41.7k $41.7k 0.00% Added +2.5k +2,458
56 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 2,0392.0k $33.8k $33.8k 0.00% New
57 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,7121.7k $28.4k $28.4k 0.00% New
58 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 987987 $16.3k $16.3k 0.00% New
59 Legal & General Group Plc 0.00% of their portfolio London, X0 866866 $14.3k $14.3k 0.00% New
60 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 771771 $12.8k $12.8k 0.00% New
61 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 740740 $12.0k $12.0k 0.00% New
62 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 570570 $9.4k $9.4k 0.00% New
63 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 281281 $4.7k $4.7k 0.00% New
64 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 272272 $5.0k $5.0k 0.00% New
65 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 240240 $4.0k $4.0k 0.00% Unchanged
66 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 235235 $3.9k $3.9k 0.00% New
67 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 230230 $3.0k $3.0k 0.00% New
68 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 128128 $1.7k $1.7k 0.00% New
69 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 7070 $1.0k $1.0k 0.00% Unchanged
70 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged