Vault-13

NORTHERN LTS FD TR III QQH

HCM DEFND 100 · ETP · CUSIP 66538R748

52 institutional holders -1 vs Q1 2026
8,474,2958.5m shares reported held*
$725.4mreported value*
8 new 18 added 20 reduced 8 sold out net bought ≈ $7.4m (-2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $85.60.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 30Q4 22: 30Q1 23: 29Q2 23: 33Q3 23: 32Q4 23: 33Q1 24: 28Q2 24: 31Q3 24: 34Q4 24: 40Q1 25: 41Q2 25: 42Q3 25: 47Q4 25: 54Q1 26: 53Q2 26: 5252Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202230
Q4 202230
Q1 202329
Q2 202333
Q3 202332
Q4 202333
Q1 202428
Q2 202431
Q3 202434
Q4 202440
Q1 202541
Q2 202542
Q3 202547
Q4 202554
Q1 202653
Q2 202652

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 17 bought or addedQ3 24: 17 cut or sold outQ4 24: 26 bought or addedQ4 24: 14 cut or sold outQ4 24Q1 25: 22 bought or addedQ1 25: 20 cut or sold outQ2 25: 19 bought or addedQ2 25: 23 cut or sold outQ2 25Q3 25: 24 bought or addedQ3 25: 19 cut or sold outQ4 25: 28 bought or addedQ4 25: 23 cut or sold outQ4 25Q1 26: 28 bought or addedQ1 26: 28 cut or sold outQ2 26: 26 bought or addedQ2 26: 28 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20241717
Q4 20242614
Q1 20252220
Q2 20251923
Q3 20252419
Q4 20252823
Q1 20262828
Q2 20262628

Biggest buyers

Cambridge Investment Research Advisors, Inc. Added +411,900+411.9k
TUCKER ASSET MANAGEMENT LLC New +39,914+39.9k
Quadrature Capital Ltd New +37,260+37.3k
Discipline Wealth Solutions, LLC Added +35,160+35.2k
Colonial River Investments, LLC Added +23,281+23.3k
Nuveen, LLC New +15,652+15.7k
Lifestyle Asset Management, Inc. Added +12,758+12.8k
LPL Financial LLC Added +11,709+11.7k
Aegis Wealth Management, Inc. Added +9,349+9.3k
CITADEL ADVISORS LLC Added +9,246+9.2k

Biggest sellers

Howard Capital Management, LLC Reduced -2,441,752-2.4m
Orion Porfolio Solutions, LLC Reduced -259,182-259.2k
Cetera Investment Advisers Reduced -70,386-70.4k
GTS SECURITIES LLC Sold out -61,677-61.7k
Wealth Watch Advisors, INC Reduced -39,325-39.3k
Tactive Advisors, LLC Sold out -14,452-14.5k
J2 Capital Management Inc Reduced -12,210-12.2k
J.W. COLE ADVISORS, INC. Reduced -10,241-10.2k
Optivise Advisory Services LLC Reduced -8,335-8.3k
Mariner, LLC Sold out -8,186-8.2k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Howard Capital Management, LLC 4.44% of their portfolio Alpharetta, GA 4,355,6334.4m $372.8m $372.8m 4.44% Reduced -2.4m -2,441,752
2 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 838,306838.3k $71.8m $71.8m 0.08% Added +411.9k +411,900
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 629,437629.4k $53.9m $53.9m 0.01% Reduced -6.3k -6,255
4 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 424,608424.6k $36.3m $36.3m 0.03% Reduced -70.4k -70,386
5 Wealth Watch Advisors, INC 8.98% of their portfolio ENGLEWOOD, CO 322,697322.7k $27.6m $27.6m 8.98% Reduced -39.3k -39,325
6 J.W. COLE ADVISORS, INC. 0.38% of their portfolio TAMPA, FL 256,226256.2k $21.9m $21.9m 0.38% Reduced -10.2k -10,241
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 254,261254.3k $21.8m $21.8m 0.00% Added +11.7k +11,709
8 Aegis Wealth Management, Inc. 12.92% of their portfolio Guthrie Center, IA 233,887233.9k $20.0m $20.0m 12.92% Added +9.3k +9,349
9 McKinney Capital Management, LLC 7.70% of their portfolio HOUSTON, TX 228,158228.2k $19.5m $19.5m 7.70% Added +3.3k +3,273
10 Discipline Wealth Solutions, LLC 1.43% of their portfolio GREENVILLE, SC 191,319191.3k $16.4m $16.4m 1.43% Added +35.2k +35,160
11 Lifestyle Asset Management, Inc. 2.65% of their portfolio FRIENDSWOOD, TX 115,143115.1k $9.9m $9.9m 2.65% Added +12.8k +12,758
12 Optivise Advisory Services LLC 3.48% of their portfolio FRANKLIN, TN 80,13280.1k $6.9m $6.9m 3.48% Reduced -8.3k -8,335
13 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 56,37256.4k $4.8m $4.8m 0.01% Added +6.4k +6,377
14 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 47,32547.3k $4.1m $4.1m 0.00% Reduced -794 -794
15 TUCKER ASSET MANAGEMENT LLC 0.84% of their portfolio LITTLETON, CO 39,91439.9k $3.4m $3.4m 0.84% New
16 Quadrature Capital Ltd 0.03% of their portfolio LONDON, X0 37,26037.3k $3.2m $3.2m 0.03% New
17 Simplicity Wealth,LLC 0.11% of their portfolio SUMMIT, NJ 37,18637.2k $3.2m $3.2m 0.11% Reduced -567 -567
18 Colonial River Investments, LLC 0.90% of their portfolio MIDLOTHIAN, VA 36,86736.9k $3.2m $3.2m 0.90% Added +23.3k +23,281
19 HighPoint Advisor Group LLC 0.09% of their portfolio DOWNERS GROVE, IL 29,54629.5k $2.5m $2.5m 0.09% Added +761 +761
20 Delta Investment Management, LLC 0.34% of their portfolio SAN FRANCISCO, CA 23,85723.9k $2.0m $2.0m 0.34% Reduced -548 -548
21 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 23,82223.8k $2.0m $2.0m 0.02% Added +499 +499
22 WBI INVESTMENTS, LLC 0.50% of their portfolio RED BANK, NJ 23,69423.7k $2.0m $2.0m 0.50% Added +966 +966
23 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 22,99023.0k $2.0m $2.0m 0.04% Added +22 +22
24 PANORAMIC INVESTMENT ADVISORS, LLC 0.84% of their portfolio DENVER, CO 20,60120.6k $1.8m $1.8m 0.84% Reduced -2.4k -2,420
25 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 18,14618.1k $1.6m $1.6m 0.02% Reduced -104 -104
26 Nuveen, LLC 0.00% of their portfolio CHARLOTTE, NC 15,65215.7k $1.3m $1.3m 0.00% New
27 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 14,59014.6k $1.2m $1.2m 0.00% Reduced -2.7k -2,729
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,51714.5k $1.2m $1.2m 0.00% Added +9.2k +9,246
29 Fiduciary Alliance LLC 0.05% of their portfolio GREENVILLE, SC 9,1999.2k $787.4k $787.4k 0.05% Added +97 +97
30 MONEY CONCEPTS CAPITAL CORP 0.03% of their portfolio PALM BEACH GARDENS, FL 7,5907.6k $649.7k $649.7k 0.03% Unchanged
31 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 6,7946.8k $581.6k $581.6k 0.00% Unchanged
32 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 5,5615.6k $476.0k $476.0k 0.01% Added +366 +366
33 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 5,4235.4k $464.2k $464.2k 0.00% Added +39 +39
34 Bison Wealth, LLC 0.04% of their portfolio ATLANTA, GA 5,0925.1k $430.0k $430.0k 0.04% Added +346 +346
35 VestGen Advisors, LLC 0.01% of their portfolio CHICAGO, IL 4,3954.4k $376.2k $376.2k 0.01% Reduced -307 -307
36 VestGen Investment Management 0.19% of their portfolio EGG HARBOR TOWNSHIP, NJ 4,1334.1k $353.8k $353.8k 0.19% Reduced -1.0k -1,035
37 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 3,7893.8k $324.3k $324.3k 0.00% Unchanged
38 ABSOLUTE CAPITAL MANAGEMENT, LLC 0.08% of their portfolio Pittsburgh, PA 3,6533.7k $312.7k $312.7k 0.08% Reduced -665 -665
39 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 3,5833.6k $306.7k $306.7k 0.00% Reduced -259.2k -259,182
40 FOUNDERS FINANCIAL SECURITIES LLC 0.02% of their portfolio TOWSON, MD 3,5543.6k $304.2k $304.2k 0.02% New
41 Worth Financial Advisory Group, LLC 0.12% of their portfolio CHARLOTTE, NC 3,3683.4k $288.3k $288.3k 0.12% New
42 INTEGRITY ALLIANCE, LLC. 0.01% of their portfolio Urbandale, IA 3,0513.1k $261.2k $261.2k 0.01% Reduced -322 -322
43 J2 Capital Management Inc 0.17% of their portfolio TROY, MI 2,8792.9k $246.4k $246.4k 0.17% Reduced -12.2k -12,210
44 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 2,6612.7k $227.8k $227.8k 0.00% New
45 GDS Wealth Management 0.01% of their portfolio FLOWER MOUND, TX 2,5632.6k $219.4k $219.4k 0.01% Reduced -1.7k -1,746
46 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,3001.3k $111.3k $111.3k 0.00% Unchanged
47 Colonial Trust Advisors 0.01% of their portfolio SPARTANBURG, SC 1,1061.1k $94.7k $94.7k 0.01% New
48 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 823823 $70.4k $70.4k 0.00% Reduced -1 -1
49 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 813813 $69.6k $69.6k 0.00% Unchanged
50 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 502502 $43.0k $43.0k 0.00% Added +1 +1
51 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 181181 $15.5k $15.5k 0.00% New
52 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 136136 $11.6k $11.6k 0.00% Unchanged