Vault-13

NORTHERN LTS FD TR III LGH

HCM DEFEN 500 · ETP · CUSIP 66538R730

39 institutional holders +4 vs Q4 2024
10,323,96810.3m shares reported held*
$401.3mreported value*
6 new 14 added 14 reduced 2 sold out net bought ≈ $41.0m (+846.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.88.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 32Q4 22: 29Q1 23: 29Q2 23: 27Q3 23: 29Q4 23: 25Q1 24: 24Q2 24: 25Q3 24: 31Q4 24: 35Q1 25: 3939Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202232
Q4 202229
Q1 202329
Q2 202327
Q3 202329
Q4 202325
Q1 202424
Q2 202425
Q3 202431
Q4 202435
Q1 202539

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 23: 11 bought or addedQ2 23: 17 cut or sold outQ3 23: 18 bought or addedQ3 23: 11 cut or sold outQ3 23Q4 23: 16 bought or addedQ4 23: 14 cut or sold outQ1 24: 14 bought or addedQ1 24: 13 cut or sold outQ1 24Q2 24: 14 bought or addedQ2 24: 10 cut or sold outQ3 24: 18 bought or addedQ3 24: 12 cut or sold outQ3 24Q4 24: 24 bought or addedQ4 24: 9 cut or sold outQ1 25: 20 bought or addedQ1 25: 16 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20231117
Q3 20231811
Q4 20231614
Q1 20241413
Q2 20241410
Q3 20241812
Q4 2024249
Q1 20252016

Biggest buyers

Orion Portfolio Solutions, LLC Added +523,778+523.8k
Cetera Investment Advisers Added +84,621+84.6k
GTS SECURITIES LLC New +80,731+80.7k
ENVESTNET ASSET MANAGEMENT INC Added +71,847+71.8k
Orion Porfolio Solutions, LLC Added +61,690+61.7k
Simplicity Wealth,LLC New +57,555+57.6k
J.W. COLE ADVISORS, INC. Added +45,513+45.5k
MONEY CONCEPTS CAPITAL CORP Added +32,593+32.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +15,302+15.3k
INTEGRITY ALLIANCE, LLC. New +11,146+11.1k

Biggest sellers

Optivise Advisory Services LLC Reduced -65,662-65.7k
Howard Capital Management, LLC Reduced -40,815-40.8k
OSAIC HOLDINGS, INC. Reduced -23,276-23.3k
Wealth Watch Advisors, INC Reduced -10,847-10.8k
Cambridge Investment Research Advisors, Inc. Reduced -5,252-5.3k
Discipline Wealth Solutions, LLC Reduced -5,230-5.2k
JANE STREET GROUP, LLC Sold out -5,053-5.1k
Brooklyn Investment Group Reduced -1,293-1.3k
CPR Investments Inc. Reduced -1,241-1.2k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -773-773

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Howard Capital Management, LLC 4.83% of their portfolio Alpharetta, GA 6,031,1406.0m $192.3m $192.3m 4.83% Reduced -40.8k -40,815
2 Orion Portfolio Solutions, LLC 0.24% of their portfolio Omaha, NE 985,866985.9k $49.4m $49.4m 0.24% Added +523.8k +523,778
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 659,214659.2k $31.8m $31.8m 0.01% Added +71.8k +71,847
4 Orion Porfolio Solutions, LLC 0.25% of their portfolio OMAHA, NE 523,778523.8k $25.3m $25.3m 0.25% Added +61.7k +61,690
5 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 502,287502.3k $24.3m $24.3m 0.05% Added +84.6k +84,621
6 Wealth Watch Advisors, INC 12.97% of their portfolio ENGLEWOOD, CO 330,394330.4k $16.0m $16.0m 12.97% Reduced -10.8k -10,847
7 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 304,328304.3k $14.7m $14.7m 0.05% Reduced -5.3k -5,252
8 J.W. COLE ADVISORS, INC. 0.42% of their portfolio TAMPA, FL 281,581281.6k $13.6m $13.6m 0.42% Added +45.5k +45,513
9 Optivise Advisory Services LLC 2.88% of their portfolio FRANKLIN, TN 106,270106.3k $5.1m $5.1m 2.88% Reduced -65.7k -65,662
10 GTS SECURITIES LLC 0.17% of their portfolio NEW YORK, NY 80,73180.7k $3.9m $3.9m 0.17% New
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 62,81762.8k $3.0m $3.0m 0.00% Added +4.4k +4,388
12 Simplicity Wealth,LLC 0.22% of their portfolio SUMMIT, NJ 57,55557.6k $2.8m $2.8m 0.22% New
13 Lifestyle Asset Management, Inc. 1.45% of their portfolio FRIENDSWOOD, TX 54,49654.5k $2.6m $2.6m 1.45% Added +10.3k +10,298
14 Discipline Wealth Solutions, LLC 0.98% of their portfolio GREENVILLE, SC 42,35742.4k $2.0m $2.0m 0.98% Reduced -5.2k -5,230
15 MONEY CONCEPTS CAPITAL CORP 0.14% of their portfolio PALM BEACH GARDENS, FL 37,50437.5k $1.8m $1.8m 0.14% Added +32.6k +32,593
16 Foundations Investment Advisors, LLC 0.03% of their portfolio PHOENIX, AZ 33,29633.3k $1.6m $1.6m 0.03% Reduced -137 -137
17 PANORAMIC INVESTMENT ADVISORS, LLC 0.99% of their portfolio DENVER, CO 30,47430.5k $1.5m $1.5m 0.99% Unchanged
18 CPR Investments Inc. 1.16% of their portfolio Rochester, MI 27,05427.1k $1.3m $1.3m 1.16% Reduced -1.2k -1,241
19 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 27,03427.0k $1.3m $1.3m 0.02% Added +607 +607
20 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 25,65125.7k $1.2m $1.2m 0.04% Added +680 +680
21 Fiduciary Alliance LLC 0.11% of their portfolio GREENVILLE, SC 23,06423.1k $1.1m $1.1m 0.11% Added +70 +70
22 Brooklyn Investment Group 0.22% of their portfolio NEW YORK, NY 20,96321.0k $1.0m $1.0m 0.22% Reduced -1.3k -1,293
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,30215.3k $738.9k $738.9k 0.00% New
24 INTEGRITY ALLIANCE, LLC. 0.02% of their portfolio Urbandale, IA 11,14611.1k $538.2k $538.2k 0.02% New
25 Worth Financial Advisory Group, LLC 0.29% of their portfolio CHARLOTTE, NC 9,3289.3k $450.4k $450.4k 0.29% Reduced -754 -754
26 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 7,8887.9k $380.9k $380.9k 0.00% Reduced -6 -6
27 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 6,9456.9k $335.4k $335.4k 0.00% Reduced -773 -773
28 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5,9856.0k $289.1k $289.1k 0.00% Reduced -23.3k -23,276
29 ABSOLUTE CAPITAL MANAGEMENT, LLC 0.15% of their portfolio Pittsburgh, PA 5,2315.2k $252.6k $252.6k 0.15% Reduced -293 -293
30 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,0515.1k $243.9k $243.9k 0.00% Added +47 +47
31 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 4,2084.2k $203.2k $203.2k 0.00% New
32 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,3381.3k $64.6k $64.6k 0.00% Added +961 +961
33 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,1441.1k $55.2k $55.2k 0.00% Unchanged
34 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 804804 $38.8k $38.8k 0.00% Added +757 +757
35 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 736736 $35.5k $35.5k 0.00% Reduced -18 -18
36 UBS Group AG 0.00% of their portfolio ZURICH, V8 435435 $21.0k $21.0k 0.00% New
37 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 373373 $18.0k $18.0k 0.00% Unchanged
38 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 200200 $9.7k $9.7k 0.00% Unchanged
39 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged