Vault-13

NORTHERN LTS FD TR III LGH

HCM DEFEN 500 · ETP · CUSIP 66538R730

35 institutional holders +4 vs Q3 2024
9,477,9189.5m shares reported held*
$386.7mreported value*
6 new 18 added 6 reduced 3 sold out net bought ≈ $17.8m (+342.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.80.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 32Q4 22: 29Q1 23: 29Q2 23: 27Q3 23: 29Q4 23: 25Q1 24: 24Q2 24: 25Q3 24: 31Q4 24: 3535Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202232
Q4 202229
Q1 202329
Q2 202327
Q3 202329
Q4 202325
Q1 202424
Q2 202425
Q3 202431
Q4 202435

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 13 bought or addedQ1 23: 15 cut or sold outQ2 23: 11 bought or addedQ2 23: 17 cut or sold outQ2 23Q3 23: 18 bought or addedQ3 23: 11 cut or sold outQ4 23: 16 bought or addedQ4 23: 14 cut or sold outQ4 23Q1 24: 14 bought or addedQ1 24: 13 cut or sold outQ2 24: 14 bought or addedQ2 24: 10 cut or sold outQ2 24Q3 24: 18 bought or addedQ3 24: 12 cut or sold outQ4 24: 24 bought or addedQ4 24: 9 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20231315
Q2 20231117
Q3 20231811
Q4 20231614
Q1 20241413
Q2 20241410
Q3 20241812
Q4 2024249

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +87,571+87.6k
Howard Capital Management, LLC Added +78,623+78.6k
Optivise Advisory Services LLC Added +48,424+48.4k
Orion Portfolio Solutions, LLC Added +38,611+38.6k
Orion Porfolio Solutions, LLC Added +38,611+38.6k
Cetera Investment Advisers Added +38,248+38.2k
Brooklyn Investment Group New +22,256+22.3k
J.W. COLE ADVISORS, INC. Added +20,999+21.0k
Discipline Wealth Solutions, LLC Added +12,854+12.9k
LPL Financial LLC Added +10,417+10.4k

Biggest sellers

GTS SECURITIES LLC Sold out -63,728-63.7k
CPR Investments Inc. Reduced -13,833-13.8k
Fiduciary Alliance LLC Reduced -3,582-3.6k
OSAIC HOLDINGS, INC. Reduced -2,538-2.5k
IFP Advisors, Inc Reduced -1,231-1.2k
Brookstone Capital Management Reduced -772-772
Atria Investments, Inc Reduced -611-611
UBS Group AG Sold out -240-240
FMR LLC Sold out -10-10

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Howard Capital Management, LLC 3.25% of their portfolio Alpharetta, GA 6,071,9556.1m $209.3m $209.3m 3.25% Added +78.6k +78,623
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 587,367587.4k $30.6m $30.6m 0.01% Added +87.6k +87,571
3 Orion Porfolio Solutions, LLC 0.24% of their portfolio OMAHA, NE 462,088462.1k $24.1m $24.1m 0.24% Added +38.6k +38,611
4 Orion Portfolio Solutions, LLC 0.24% of their portfolio Omaha, NE 462,088462.1k $24.1m $24.1m 0.24% Added +38.6k +38,611
5 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 417,666417.7k $21.7m $21.7m 0.05% Added +38.2k +38,248
6 Wealth Watch Advisors, INC 11.06% of their portfolio ENGLEWOOD, CO 341,241341.2k $17.8m $17.8m 11.06% First filing
7 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 309,580309.6k $16.1m $16.1m 0.05% Added +9.9k +9,873
8 J.W. COLE ADVISORS, INC. 0.50% of their portfolio TAMPA, FL 236,068236.1k $12.3m $12.3m 0.50% Added +21.0k +20,999
9 Optivise Advisory Services LLC 4.82% of their portfolio FRANKLIN, TN 171,932171.9k $9.0m $9.0m 4.82% Added +48.4k +48,424
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 58,42958.4k $3.0m $3.0m 0.00% Added +10.4k +10,417
11 Discipline Wealth Solutions, LLC 1.15% of their portfolio GREENVILLE, SC 47,58747.6k $2.5m $2.5m 1.15% Added +12.9k +12,854
12 Lifestyle Asset Management, Inc. 1.25% of their portfolio FRIENDSWOOD, TX 44,19844.2k $2.3m $2.3m 1.25% Added +1.3k +1,288
13 Foundations Investment Advisors, LLC 0.03% of their portfolio PHOENIX, AZ 33,43333.4k $1.7m $1.7m 0.03% Added +378 +378
14 PANORAMIC INVESTMENT ADVISORS, LLC 1.03% of their portfolio DENVER, CO 30,47430.5k $1.6m $1.6m 1.03% Added +68 +68
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 29,26129.3k $1.5m $1.5m 0.00% Reduced -2.5k -2,538
16 CPR Investments Inc. 1.33% of their portfolio Rochester, MI 28,29528.3k $1.5m $1.5m 1.33% Reduced -13.8k -13,833
17 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 26,42726.4k $1.4m $1.4m 0.02% Reduced -772 -772
18 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 24,97125.0k $1.3m $1.3m 0.04% Reduced -1.2k -1,231
19 Fiduciary Alliance LLC 0.12% of their portfolio GREENVILLE, SC 22,99423.0k $1.2m $1.2m 0.12% Reduced -3.6k -3,582
20 Brooklyn Investment Group 0.35% of their portfolio NEW YORK, NY 22,25622.3k $1.2m $1.2m 0.35% New
21 Worth Financial Advisory Group, LLC 0.32% of their portfolio CHARLOTTE, NC 10,08210.1k $525.0k $525.0k 0.32% Added +897 +897
22 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 7,8947.9k $411.0k $411.0k 0.01% Reduced -611 -611
23 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 7,7187.7k $401.9k $401.9k 0.00% New
24 ABSOLUTE CAPITAL MANAGEMENT, LLC 0.16% of their portfolio Pittsburgh, PA 5,5245.5k $289.5k $289.5k 0.16% New
25 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 5,0535.1k $263.1k $263.1k 0.00% New
26 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,0045.0k $260.6k $260.6k 0.00% Added +1.1k +1,051
27 MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio PALM BEACH GARDENS, FL 4,9114.9k $255.7k $255.7k 0.02% Added +27 +27
28 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,1441.1k $59.6k $59.6k 0.00% Unchanged
29 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 754754 $39.3k $39.3k 0.00% Added +73 +73
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 527527 $27.0k $27.0k 0.00% Added +327 +327
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 377377 $19.6k $19.6k 0.00% New
32 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 373373 $19.4k $19.4k 0.00% Unchanged
33 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 200200 $10.4k $10.4k 0.00% Unchanged
34 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 4747 $2.4k $2.4k 0.00% New
35 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged