Vault-13

NORTHERN LTS FD TR III LGH

HCM DEFEN 500 · ETP · CUSIP 66538R730

25 institutional holders +1 vs Q1 2024
6,355,1886.4m shares reported held*
$314.5mreported value*
2 new 12 added 9 reduced 1 sold out net bought ≈ $7.3m (+147.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.48.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 32Q4 22: 29Q1 23: 29Q2 23: 27Q3 23: 29Q4 23: 25Q1 24: 24Q2 24: 2525Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202232
Q4 202229
Q1 202329
Q2 202327
Q3 202329
Q4 202325
Q1 202424
Q2 202425

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 10 bought or addedQ4 22: 20 cut or sold outQ4 22Q1 23: 13 bought or addedQ1 23: 15 cut or sold outQ2 23: 11 bought or addedQ2 23: 17 cut or sold outQ2 23Q3 23: 18 bought or addedQ3 23: 11 cut or sold outQ4 23: 16 bought or addedQ4 23: 14 cut or sold outQ4 23Q1 24: 14 bought or addedQ1 24: 13 cut or sold outQ2 24: 14 bought or addedQ2 24: 10 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221020
Q1 20231315
Q2 20231117
Q3 20231811
Q4 20231614
Q1 20241413
Q2 20241410

Biggest buyers

Howard Capital Management, LLC Added +80,487+80.5k
J.W. COLE ADVISORS, INC. Added +41,566+41.6k
Cetera Investment Advisers Added +41,474+41.5k
ENVESTNET ASSET MANAGEMENT INC Added +40,479+40.5k
Orion Porfolio Solutions, LLC Added +14,357+14.4k
Orion Portfolio Solutions, LLC Added +14,357+14.4k
Atria Investments, Inc New +9,093+9.1k
Sigma Planning Corp New +8,095+8.1k
Foundations Investment Advisors, LLC Added +5,811+5.8k
CPR Investments Inc. Added +2,553+2.6k

Biggest sellers

GTS SECURITIES LLC Reduced -42,172-42.2k
OSAIC HOLDINGS, INC. Reduced -29,992-30.0k
Cambridge Investment Research Advisors, Inc. Reduced -17,741-17.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -9,271-9.3k
IFP Advisors, Inc Reduced -7,838-7.8k
CITADEL ADVISORS LLC Sold out -5,183-5.2k
MORGAN STANLEY Reduced -2,288-2.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -1,317-1.3k
Brookstone Capital Management Reduced -158-158
Creekmur Asset Management LLC Reduced -145-145

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Howard Capital Management, LLC 18.66% of their portfolio Alpharetta, GA 3,833,5853.8m $189.7m $189.7m 18.66% Added +80.5k +80,487
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 473,349473.3k $23.4m $23.4m 0.01% Added +40.5k +40,479
3 Orion Porfolio Solutions, LLC 0.19% of their portfolio OMAHA, NE 366,259366.3k $18.1m $18.1m 0.19% Added +14.4k +14,357
4 Orion Portfolio Solutions, LLC 0.19% of their portfolio Omaha, NE 366,259366.3k $18.1m $18.1m 0.19% Added +14.4k +14,357
5 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 339,920339.9k $16.8m $16.8m 0.04% Added +41.5k +41,474
6 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 301,913301.9k $14.9m $14.9m 0.06% Reduced -17.7k -17,741
7 J.W. COLE ADVISORS, INC. 0.51% of their portfolio TAMPA, FL 217,269217.3k $10.7m $10.7m 0.51% Added +41.6k +41,566
8 Optivise Advisory Services LLC 3.38% of their portfolio FRANKLIN, TN 126,664126.7k $6.3m $6.3m 3.38% First filing
9 CPR Investments Inc. 3.53% of their portfolio Rochester, MI 86,34886.3k $4.3m $4.3m 3.53% Added +2.6k +2,553
10 Lifestyle Asset Management, Inc. 1.23% of their portfolio FRIENDSWOOD, TX 43,22743.2k $2.1m $2.1m 1.23% Added +398 +398
11 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 32,23332.2k $1.6m $1.6m 0.00% Reduced -30.0k -29,992
12 Fiduciary Alliance LLC 0.23% of their portfolio GREENVILLE, SC 28,85228.9k $1.4m $1.4m 0.23% Added +2.0k +1,978
13 IFP Advisors, Inc 0.05% of their portfolio TAMPA, FL 25,18425.2k $1.2m $1.2m 0.05% Reduced -7.8k -7,838
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 25,18225.2k $1.2m $1.2m 0.00% Added +675 +675
15 Foundations Investment Advisors, LLC 0.03% of their portfolio PHOENIX, AZ 22,62622.6k $1.1m $1.1m 0.03% Added +5.8k +5,811
16 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 21,76221.8k $1.1m $1.1m 0.02% Reduced -158 -158
17 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 10,54110.5k $521.5k $521.5k 0.01% Reduced -42.2k -42,172
18 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 9,0939.1k $449.8k $449.8k 0.01% New
19 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 8,0958.1k $400.5k $400.5k 0.01% New
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,3457.3k $363.4k $363.4k 0.00% Reduced -9.3k -9,271
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 5,5285.5k $274.0k $274.0k 0.00% Reduced -1.3k -1,317
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,4372.4k $120.6k $120.6k 0.00% Added +2.4k +2,367
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,1441.1k $56.6k $56.6k 0.00% Reduced -2.3k -2,288
24 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 373373 $18.5k $18.5k 0.00% Reduced -145 -145
25 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged