Vault-13

NORTHERN LTS FD TR III HYTR

CP HIGH YILD TRD · ETP · CUSIP 66538R722

18 institutional holders -4 vs Q1 2026
11,936,98111.9m shares reported held*
$255.0mreported value*
1 new 11 added 4 reduced 5 sold out net bought ≈ $22.3m (+1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.36.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 6Q4 22: 7Q1 23: 5Q2 23: 8Q3 23: 6Q4 23: 6Q1 24: 4Q2 24: 8Q3 24: 9Q4 24: 13Q1 25: 10Q2 25: 13Q3 25: 17Q4 25: 16Q1 26: 22Q2 26: 1818Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 20226
Q4 20227
Q1 20235
Q2 20238
Q3 20236
Q4 20236
Q1 20244
Q2 20248
Q3 20249
Q4 202413
Q1 202510
Q2 202513
Q3 202517
Q4 202516
Q1 202622
Q2 202618

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 8 bought or addedQ3 24: 1 cut or sold outQ4 24: 9 bought or addedQ4 24: 5 cut or sold outQ4 24Q1 25: 8 bought or addedQ1 25: 4 cut or sold outQ2 25: 6 bought or addedQ2 25: 5 cut or sold outQ2 25Q3 25: 13 bought or addedQ3 25: 6 cut or sold outQ4 25: 10 bought or addedQ4 25: 9 cut or sold outQ4 25Q1 26: 18 bought or addedQ1 26: 5 cut or sold outQ2 26: 12 bought or addedQ2 26: 9 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202481
Q4 202495
Q1 202584
Q2 202565
Q3 2025136
Q4 2025109
Q1 2026185
Q2 2026129

Biggest buyers

LPL Financial LLC Added +1,301,333+1.3m
NewEdge Advisors, LLC New +28,650+28.6k
Accurate Wealth Management, LLC Added +13,207+13.2k
JPMORGAN CHASE & CO Added +4,513+4.5k
OSAIC HOLDINGS, INC. Added +4,376+4.4k
Atria Investments, Inc Added +4,272+4.3k
CITADEL ADVISORS LLC Added +1,871+1.9k
MORGAN STANLEY Added +1,298+1.3k
Cetera Investment Advisers Added +857+857
WORLD EQUITY GROUP, INC. Added +443+443

Biggest sellers

F/m Investments LLC Sold out -166,190-166.2k
Counterpoint Mutual Funds LLC Sold out -131,600-131.6k
WEST MICHIGAN ADVISORS, LLC Reduced -11,312-11.3k
CITIGROUP INC Sold out -6,501-6.5k
Advisory Services Network, LLC Sold out -1,238-1.2k
Integrated Wealth Concepts LLC Reduced -736-736
Luminist Capital LLC Reduced -572-572
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -395-395
UBS Group AG Sold out -103-103

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 11,139,41311.1m $237.9m $237.9m 0.05% Added +1.3m +1,301,333
2 Concurrent Investment Advisors, LLC 0.04% of their portfolio Tampa, FL 196,271196.3k $4.2m $4.2m 0.04% Added +167 +167
3 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 131,743131.7k $2.8m $2.8m 0.01% Reduced -736 -736
4 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 124,314124.3k $2.7m $2.7m 0.00% Added +4.5k +4,513
5 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 87,04187.0k $1.9m $1.9m 0.00% Added +4.4k +4,376
6 Accurate Wealth Management, LLC 0.13% of their portfolio WESLEY CHAPEL, FL 63,01363.0k $1.3m $1.3m 0.13% Added +13.2k +13,207
7 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 46,15746.2k $985.9k $985.9k 0.00% Added +1.9k +1,871
8 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 43,84643.8k $936.6k $936.6k 0.00% Added +857 +857
9 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 28,65028.6k $612.0k $612.0k 0.00% New
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,05917.1k $364.4k $364.4k 0.00% Reduced -395 -395
11 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 15,66715.7k $334.6k $334.6k 0.00% Added +4.3k +4,272
12 WEST MICHIGAN ADVISORS, LLC 0.05% of their portfolio HOLLAND, MI 13,44413.4k $287.2k $287.2k 0.05% Reduced -11.3k -11,312
13 WORLD EQUITY GROUP, INC. 0.06% of their portfolio SCHAUMBURG, IL 12,20412.2k $260.7k $260.7k 0.06% Added +443 +443
14 Jacobi Capital Management LLC 0.01% of their portfolio PITTSTON, PA 11,69211.7k $249.7k $249.7k 0.01% Added +26 +26
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,5594.6k $97.4k $97.4k 0.00% Added +1.3k +1,298
16 Luminist Capital LLC 0.03% of their portfolio GRAND RAPIDS, MI 1,1501.1k $24.6k $24.6k 0.03% Reduced -572 -572
17 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 691691 $14.8k $14.8k 0.00% First filing
18 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 6767 $1.4k $1.4k 0.00% Unchanged