Vault-13

NORTHERN LTS FD TR III CPAI

COUN QUA EQU ETF · ETP · CUSIP 66538R540

9 institutional holders +2 vs Q1 2024
779,020779.0k shares reported held*
$24.3mreported value*
3 new 4 added 0 reduced 1 sold out net bought ≈ $9.8m (+313.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.22.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0510Q4 23: 4Q1 24: 7Q2 24: 99Q4 23Q1 24Q2 24
Numbers
QuarterHolders
Q4 20234
Q1 20247
Q2 20249

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q1 24: 6 bought or addedQ1 24: 1 cut or sold outQ1 24Q2 24: 7 bought or addedQ2 24: 1 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q1 202461
Q2 202471

Biggest buyers

Counterpoint Mutual Funds LLC Added +197,727+197.7k
GTS SECURITIES LLC New +33,698+33.7k
INDEPENDENT FINANCIAL GROUP, LLC Added +32,451+32.5k
Bridge Advisory, LLC New +29,236+29.2k
Jaffetilchin Investment Partners, LLC Added +24,943+24.9k
AVANTAX ADVISORY SERVICES, INC. New +6,900+6.9k
Steward Partners Investment Advisory, LLC Added +387+387

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -12,311-12.3k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Counterpoint Mutual Funds LLC 4.23% of their portfolio San Diego, CA 581,146581.1k $18.1m $18.1m 4.23% Added +197.7k +197,727
2 INDEPENDENT FINANCIAL GROUP, LLC 0.07% of their portfolio SAN DIEGO, CA 55,11755.1k $1.7m $1.7m 0.07% Added +32.5k +32,451
3 Jaffetilchin Investment Partners, LLC 0.11% of their portfolio TAMPA, FL 41,01141.0k $1.3m $1.3m 0.11% Added +24.9k +24,943
4 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 33,69833.7k $1.1m $1.1m 0.02% New
5 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 31,86231.9k $994.6k $994.6k 0.01% Added +387 +387
6 Bridge Advisory, LLC 0.45% of their portfolio PASADENA, CA 29,23629.2k $912.7k $912.7k 0.45% New
7 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 6,9006.9k $215.4k $215.4k 0.00% New
8 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5050 $1.6k $1.6k 0.00% Unchanged
9 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged