Vault-13

NORTHERN LIGHTS FD TR THY

TOEWS AGLTY DNYM · ETP · CUSIP 66538J738

17 institutional holders -1 vs Q1 2024
1,755,8351.8m shares reported held*
$39.0mreported value*
3 new 10 added 2 reduced 4 sold out net sold ≈ $267.7k (-12.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.21.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 15Q4 22: 13Q1 23: 13Q2 23: 12Q3 23: 12Q4 23: 15Q1 24: 18Q2 24: 1717Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202215
Q4 202213
Q1 202313
Q2 202312
Q3 202312
Q4 202315
Q1 202418
Q2 202417

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 9 bought or addedQ4 22: 7 cut or sold outQ4 22Q1 23: 6 bought or addedQ1 23: 9 cut or sold outQ2 23: 7 bought or addedQ2 23: 6 cut or sold outQ2 23Q3 23: 7 bought or addedQ3 23: 5 cut or sold outQ4 23: 7 bought or addedQ4 23: 8 cut or sold outQ4 23Q1 24: 7 bought or addedQ1 24: 10 cut or sold outQ2 24: 13 bought or addedQ2 24: 6 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202297
Q1 202369
Q2 202376
Q3 202375
Q4 202378
Q1 2024710
Q2 2024136

Biggest buyers

LPL Financial LLC New +31,677+31.7k
OSAIC HOLDINGS, INC. New +29,234+29.2k
Orion Portfolio Solutions, LLC Added +14,620+14.6k
Orion Porfolio Solutions, LLC Added +14,620+14.6k
Sowell Financial Services LLC Added +3,990+4.0k
INDEPENDENT FINANCIAL GROUP, LLC Added +3,280+3.3k
JANE STREET GROUP, LLC Added +2,363+2.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +2,052+2.1k
SILVER OAK SECURITIES, INCORPORATED Added +1,692+1.7k
Geneos Wealth Management Inc. Added +110+110

Biggest sellers

Cambridge Investment Research Advisors, Inc. Reduced -45,256-45.3k
GTS SECURITIES LLC Sold out -28,269-28.3k
CreativeOne Wealth, LLC Sold out -22,879-22.9k
ICA Group Wealth Management, LLC Sold out -15,172-15.2k
RPg Family Wealth Advisory, LLC Reduced -3,497-3.5k
WELLS FARGO & COMPANY/MN Sold out -814-814

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Orion Porfolio Solutions, LLC 0.16% of their portfolio OMAHA, NE 695,541695.5k $15.4m $15.4m 0.16% Added +14.6k +14,620
2 Orion Portfolio Solutions, LLC 0.16% of their portfolio Omaha, NE 695,541695.5k $15.4m $15.4m 0.16% Added +14.6k +14,620
3 RPg Family Wealth Advisory, LLC 0.94% of their portfolio BURLINGTON, MA 129,286129.3k $2.9m $2.9m 0.94% Reduced -3.5k -3,497
4 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 63,85863.9k $1.4m $1.4m 0.01% Reduced -45.3k -45,256
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 31,67731.7k $703.5k $703.5k 0.00% New
6 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 30,77430.8k $683.0k $683.0k 0.03% Added +4.0k +3,990
7 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 29,23429.2k $649.3k $649.3k 0.00% New
8 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 17,81117.8k $395.6k $395.6k 0.00% Added +2.4k +2,363
9 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 17,74617.7k $394.1k $394.1k 0.02% Added +3.3k +3,280
10 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 14,10914.1k $313.4k $313.4k 0.00% Added +94 +94
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,60713.6k $302.2k $302.2k 0.00% Added +2.1k +2,052
12 SILVER OAK SECURITIES, INCORPORATED 0.04% of their portfolio JACKSON, TN 12,45512.5k $276.6k $276.6k 0.04% Added +1.7k +1,692
13 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,2892.3k $51.0k $51.0k 0.00% Unchanged
14 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,8031.8k $40.0k $40.0k 0.00% Added +110 +110
15 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 7171 $1.6k $1.6k 0.00% New
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 3333 $733 $733 0.00% Added +31 +31
17 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged