Vault-13

NORTHERN LTS FD TR IV BLES

INSPIRE GBL HOPE · ETP · CUSIP 66538H658

60 institutional holders +0 vs Q1 2024
1,961,7012.0m shares reported held*
$71.8mreported value*
5 new 26 added 15 reduced 5 sold out net sold ≈ $66.9m (-1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $36.59.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 47Q4 22: 47Q1 23: 53Q2 23: 58Q3 23: 60Q4 23: 63Q1 24: 60Q2 24: 6060Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202247
Q4 202247
Q1 202353
Q2 202358
Q3 202360
Q4 202363
Q1 202460
Q2 202460

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 28 bought or addedQ4 22: 20 cut or sold outQ4 22Q1 23: 28 bought or addedQ1 23: 17 cut or sold outQ2 23: 26 bought or addedQ2 23: 22 cut or sold outQ2 23Q3 23: 24 bought or addedQ3 23: 25 cut or sold outQ4 23: 34 bought or addedQ4 23: 14 cut or sold outQ4 23Q1 24: 21 bought or addedQ1 24: 28 cut or sold outQ2 24: 31 bought or addedQ2 24: 20 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222820
Q1 20232817
Q2 20232622
Q3 20232425
Q4 20233414
Q1 20242128
Q2 20243120

Biggest buyers

Frontier Asset Management, LLC Added +63,203+63.2k
LPL Financial LLC Added +61,754+61.8k
CREATIVE FINANCIAL DESIGNS INC /ADV Added +34,061+34.1k
JPMORGAN CHASE & CO New +26,122+26.1k
Strategic Blueprint, LLC Added +20,069+20.1k
ENVESTNET ASSET MANAGEMENT INC Added +17,675+17.7k
GOLDMAN SACHS GROUP INC New +13,214+13.2k
Envestnet Portfolio Solutions, Inc. Added +11,190+11.2k
CWM, LLC Added +10,227+10.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +7,958+8.0k

Biggest sellers

Inspire Advisors, LLC Reduced -1,234,285-1.2m
PAX Financial Group, LLC Sold out -299,275-299.3k
Inspire Investing, LLC Reduced -289,490-289.5k
GTS SECURITIES LLC Sold out -96,776-96.8k
Keel Point, LLC Reduced -77,420-77.4k
OSAIC HOLDINGS, INC. Reduced -31,199-31.2k
OLD MISSION CAPITAL LLC Sold out -23,689-23.7k
Atria Wealth Solutions, Inc. Sold out -22,071-22.1k
Sowell Financial Services LLC Reduced -20,727-20.7k
AlphaStar Capital Management, LLC Reduced -10,411-10.4k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CREATIVE FINANCIAL DESIGNS INC /ADV 1.03% of their portfolio KOKOMO, IN 315,484315.5k $11.5m $11.5m 1.03% Added +34.1k +34,061
2 Legacy Wealth Asset Management, LLC 1.59% of their portfolio WOODBURY, MN 154,101154.1k $5.6m $5.6m 1.59% Added +4.9k +4,916
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 138,349138.3k $5.1m $5.1m 0.00% Added +61.8k +61,754
4 CWM, LLC 0.02% of their portfolio OMAHA, NE 137,231137.2k $5.0m $5.0m 0.02% Added +10.2k +10,227
5 OneAscent Financial Services LLC 0.58% of their portfolio BIRMINGHAM, AL 113,994114.0k $4.2m $4.2m 0.58% Added +907 +907
6 Frontier Asset Management, LLC 1.39% of their portfolio SHERIDAN, WY 104,885104.9k $3.8m $3.8m 1.39% Added +63.2k +63,203
7 AlphaStar Capital Management, LLC 0.30% of their portfolio CORNELIUS, NC 89,89189.9k $3.3m $3.3m 0.30% Reduced -10.4k -10,411
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 88,12588.1k $3.2m $3.2m 0.00% Added +4.4k +4,366
9 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 87,68787.7k $3.2m $3.2m 0.04% Reduced -2.9k -2,887
10 Inspire Advisors, LLC 0.38% of their portfolio Meridian, ID 77,62377.6k $2.8m $2.8m 0.38% Reduced -1.2m -1,234,285
11 Belpointe Asset Management LLC 0.14% of their portfolio RENO, NV 55,05155.1k $2.0m $2.0m 0.14% Added +472 +472
12 Financial Advocates Investment Management 0.12% of their portfolio OLYMPIA, WA 54,54454.5k $2.0m $2.0m 0.12% Reduced -1.6k -1,558
13 Strategic Blueprint, LLC 0.12% of their portfolio ATLANTA, GA 48,22248.2k $1.8m $1.8m 0.12% Added +20.1k +20,069
14 Keel Point, LLC 0.16% of their portfolio HUNTSVILLE, AL 48,13448.1k $1.8m $1.8m 0.16% Reduced -77.4k -77,420
15 Range Financial Group LLC 0.84% of their portfolio TIGARD, OR 45,05845.1k $1.6m $1.6m 0.84% Reduced -640 -640
16 Focus Financial Network, Inc. 0.07% of their portfolio MINNEAPOLIS, MN 44,27044.3k $1.7m $1.7m 0.07% Reduced -2.7k -2,673
17 Inspire Investing, LLC 0.17% of their portfolio MERIDIAN, ID 40,41040.4k $1.5m $1.5m 0.17% Reduced -289.5k -289,490
18 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 38,23138.2k $1.4m $1.4m 0.01% Reduced -2.7k -2,707
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 30,36530.4k $1.1m $1.1m 0.00% Added +17.7k +17,675
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 26,12226.1k $953.8k $953.8k 0.00% New
21 EverSource Wealth Advisors, LLC 0.05% of their portfolio BIRMINGHAM, AL 21,56221.6k $819.3k $819.3k 0.05% Added +4.5k +4,453
22 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 21,30721.3k $777.9k $777.9k 0.00% Added +259 +259
23 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 20,98621.0k $766.2k $766.2k 0.00% Added +11.2k +11,190
24 AMARILLO NATIONAL BANK 0.12% of their portfolio AMARILLO, TX 17,64417.6k $644.2k $644.2k 0.12% Unchanged
25 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 15,77415.8k $575.9k $575.9k 0.00% Added +4.8k +4,826
26 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 15,54715.5k $572.0k $572.0k 0.03% Reduced -20.7k -20,727
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,05815.1k $549.8k $549.8k 0.00% Added +8.0k +7,958
28 Harvest Investment Services, LLC 0.22% of their portfolio Oakbrook Terrace, IL 14,95014.9k $545.8k $545.8k 0.22% Added +2 +2
29 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 13,21413.2k $482.4k $482.4k 0.00% New
30 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 12,77712.8k $467.0k $467.0k 0.00% Reduced -1.1k -1,115
31 VICUS CAPITAL 0.04% of their portfolio STATE COLLEGE, PA 11,36811.4k $415.0k $415.0k 0.04% Added +380 +380
32 SILVER OAK SECURITIES, INCORPORATED 0.06% of their portfolio JACKSON, TN 10,84910.8k $396.1k $396.1k 0.06% Unchanged
33 Paradiem, LLC 0.10% of their portfolio COVINGTON, LA 10,41210.4k $380.1k $380.1k 0.10% Reduced -3.4k -3,418
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,5589.6k $349.0k $349.0k 0.00% Reduced -31.2k -31,199
35 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 6,8756.9k $251.0k $251.0k 0.00% Added +12 +12
36 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 6,8036.8k $248.4k $248.4k 0.01% Added +7 +7
37 HOWE & RUSLING INC 0.02% of their portfolio ROCHESTER, NY 6,5226.5k $238.1k $238.1k 0.02% Unchanged
38 LaSalle St. Investment Advisors, LLC 0.11% of their portfolio ELMHURST, IL 5,9946.0k $219.0k $219.0k 0.11% New
39 Swisher Financial Concepts, Inc. 0.22% of their portfolio WESTERVILLE, OH 5,8905.9k $215.0k $215.0k 0.22% Unchanged
40 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,8685.9k $214.0k $214.0k 0.00% Added +66 +66
41 HHM Wealth Advisors, LLC 0.03% of their portfolio CHATTANOOGA, TN 4,9605.0k $181.1k $181.1k 0.03% Added +920 +920
42 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 3,9664.0k $144.8k $144.8k 0.00% Added +3.8k +3,752
43 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,4891.5k $54.4k $54.4k 0.00% Added +74 +74
44 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,0001.0k $36.5k $36.5k 0.00% Unchanged
45 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 897897 $32.7k $32.7k 0.00% Unchanged
46 Venturi Wealth Management, LLC 0.00% of their portfolio AUSTIN, TX 703703 $25.7k $25.7k 0.00% Unchanged
47 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 658658 $24.0k $24.0k 0.00% Unchanged
48 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 429429 $15.7k $15.7k 0.00% Added +35 +35
49 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 400400 $14.6k $14.6k 0.00% New
50 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 313313 $11.0k $11.0k 0.00% Unchanged
51 Winch Advisory Services, LLC 0.00% of their portfolio Appleton, WI 229229 $8.4k $8.4k 0.00% Added +1 +1
52 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 135135 $4.9k $4.9k 0.00% Unchanged
53 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.00% of their portfolio FLINT, MI 100100 $3.7k $3.7k 0.00% Unchanged
54 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 6464 $2.3k $2.3k 0.00% Unchanged
55 FMR LLC 0.00% of their portfolio BOSTON, MA 2525 $917 $917 0.00% Unchanged
56 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 66 $219 $219 0.00% New
57 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $19 $19 0.00% Added +1 +1
58 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $49 $49 0.00% Reduced -3.9k -3,899
59 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
60 Bare Financial Services, Inc 0.00% of their portfolio GAP, PA 00 $0 $0 0.00% Reduced -693 -693