Vault-13

NORTHERN LTS FD TR IV ISMD

INSPIRE SML/ MID · ETP · CUSIP 66538H641

71 institutional holders +10 vs Q1 2024
3,263,9993.3m shares reported held*
$113.4mreported value*
12 new 21 added 25 reduced 5 sold out net sold ≈ $2.6m (-86.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.74.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 45Q4 22: 52Q1 23: 52Q2 23: 57Q3 23: 60Q4 23: 61Q1 24: 61Q2 24: 7171Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202245
Q4 202252
Q1 202352
Q2 202357
Q3 202360
Q4 202361
Q1 202461
Q2 202471

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 28 bought or addedQ4 22: 22 cut or sold outQ4 22Q1 23: 24 bought or addedQ1 23: 24 cut or sold outQ2 23: 31 bought or addedQ2 23: 23 cut or sold outQ2 23Q3 23: 27 bought or addedQ3 23: 21 cut or sold outQ4 23: 25 bought or addedQ4 23: 23 cut or sold outQ4 23Q1 24: 30 bought or addedQ1 24: 24 cut or sold outQ2 24: 33 bought or addedQ2 24: 30 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222822
Q1 20232424
Q2 20233123
Q3 20232721
Q4 20232523
Q1 20243024
Q2 20243330

Biggest buyers

OneAscent Financial Services LLC Added +79,775+79.8k
LPL Financial LLC Added +55,962+56.0k
Sound Financial Strategies Group, LLC New +38,472+38.5k
Frontier Asset Management, LLC New +34,528+34.5k
Koss-Olinger Consulting, LLC New +31,376+31.4k
Strategic Blueprint, LLC New +18,923+18.9k
EverSource Wealth Advisors, LLC Added +12,643+12.6k
JANE STREET GROUP, LLC New +10,681+10.7k
Envestnet Portfolio Solutions, Inc. New +10,034+10.0k
CWM, LLC Added +8,917+8.9k

Biggest sellers

Inspire Investing, LLC Reduced -64,145-64.1k
Bare Financial Services, Inc Reduced -62,991-63.0k
OSAIC HOLDINGS, INC. Reduced -54,178-54.2k
Inspire Advisors, LLC Reduced -35,822-35.8k
CreativeOne Wealth, LLC Reduced -25,439-25.4k
Valmark Advisers, Inc. Sold out -23,023-23.0k
GTS SECURITIES LLC Sold out -19,573-19.6k
Kestra Advisory Services, LLC Reduced -16,300-16.3k
Atria Wealth Solutions, Inc. Sold out -16,158-16.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -14,231-14.2k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Inspire Advisors, LLC 5.93% of their portfolio Meridian, ID 1,290,7461.3m $44.7m $44.7m 5.93% Reduced -35.8k -35,822
2 PAX Financial Group, LLC 1.82% of their portfolio SAN ANTONIO, TX 268,637268.6k $9.3m $9.3m 1.82% Reduced -9.3k -9,289
3 OneAscent Financial Services LLC 1.17% of their portfolio BIRMINGHAM, AL 241,531241.5k $8.4m $8.4m 1.17% Added +79.8k +79,775
4 CreativeOne Wealth, LLC 0.41% of their portfolio OVERLAND PARK, KS 235,870235.9k $8.2m $8.2m 0.41% Reduced -25.4k -25,439
5 Inspire Investing, LLC 0.83% of their portfolio MERIDIAN, ID 208,342208.3k $7.2m $7.2m 0.83% Reduced -64.1k -64,145
6 Legacy Wealth Asset Management, LLC 1.38% of their portfolio WOODBURY, MN 141,686141.7k $4.9m $4.9m 1.38% Added +5.2k +5,214
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 135,742135.7k $4.7m $4.7m 0.00% Added +56.0k +55,962
8 CWM, LLC 0.02% of their portfolio OMAHA, NE 106,277106.3k $3.7m $3.7m 0.02% Added +8.9k +8,917
9 LVZ, Inc. 0.38% of their portfolio Holland, MI 80,48180.5k $2.8m $2.8m 0.38% Reduced -2.8k -2,790
10 AlphaStar Capital Management, LLC 0.23% of their portfolio CORNELIUS, NC 72,10472.1k $2.5m $2.5m 0.23% Reduced -7.9k -7,872
11 EverSource Wealth Advisors, LLC 0.13% of their portfolio BIRMINGHAM, AL 50,28150.3k $1.9m $1.9m 0.13% Added +12.6k +12,643
12 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 46,91046.9k $1.6m $1.6m 0.01% Added +3.2k +3,183
13 Bare Financial Services, Inc 0.85% of their portfolio GAP, PA 42,16742.2k $1.6m $1.6m 0.85% Reduced -63.0k -62,991
14 Sound Financial Strategies Group, LLC 1.16% of their portfolio MADISON, MS 38,47238.5k $1.3m $1.3m 1.16% New
15 TRUST POINT INC. 0.10% of their portfolio LA CROSSE, WI 36,17336.2k $1.3m $1.3m 0.10% Reduced -742 -742
16 Frontier Asset Management, LLC 0.43% of their portfolio SHERIDAN, WY 34,52834.5k $1.2m $1.2m 0.43% New
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 32,94432.9k $1.1m $1.1m 0.00% Added +4.9k +4,893
18 Koss-Olinger Consulting, LLC 0.10% of their portfolio GAINESVILLE, FL 31,37631.4k $1.1m $1.1m 0.10% New
19 Financial Advocates Investment Management 0.06% of their portfolio OLYMPIA, WA 29,83829.8k $1.0m $1.0m 0.06% Reduced -67 -67
20 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 27,61427.6k $956.3k $956.3k 0.00% Unchanged
21 CREATIVE FINANCIAL DESIGNS INC /ADV 0.07% of their portfolio KOKOMO, IN 21,74321.7k $753.0k $753.0k 0.07% Added +355 +355
22 Strategic Blueprint, LLC 0.04% of their portfolio ATLANTA, GA 18,92318.9k $655.3k $655.3k 0.04% New
23 Belpointe Asset Management LLC 0.04% of their portfolio RENO, NV 18,17018.2k $629.2k $629.2k 0.04% Reduced -10.8k -10,765
24 Well Done, LLC 0.12% of their portfolio HOLLAND, MI 17,26017.3k $597.7k $597.7k 0.12% Unchanged
25 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 16,92216.9k $586.0k $586.0k 0.00% Reduced -16.3k -16,300
26 Faithward Advisors, LLC 0.10% of their portfolio LANCASTER, PA 16,05816.1k $556.1k $556.1k 0.10% Reduced -1.2k -1,151
27 Revisor Wealth Management LLC 0.36% of their portfolio AKRON, OH 15,08415.1k $522.4k $522.4k 0.36% Reduced -9.2k -9,245
28 Keel Point, LLC 0.05% of their portfolio HUNTSVILLE, AL 14,81614.8k $529.9k $529.9k 0.05% Reduced -13.1k -13,108
29 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,50114.5k $502.2k $502.2k 0.00% Reduced -6.6k -6,576
30 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 13,02613.0k $451.1k $451.1k 0.00% Added +611 +611
31 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 12,74312.7k $441.3k $441.3k 0.00% Added +2 +2
32 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 12,44212.4k $430.9k $430.9k 0.00% Added +1.2k +1,208
33 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,94910.9k $379.2k $379.2k 0.00% Reduced -5.3k -5,285
34 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 10,68110.7k $369.9k $369.9k 0.00% New
35 SILVER OAK SECURITIES, INCORPORATED 0.05% of their portfolio JACKSON, TN 10,37010.4k $359.1k $359.1k 0.05% Added +50 +50
36 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 10,30810.3k $357.0k $357.0k 0.00% Added +397 +397
37 TruNorth Capital Management, LLC 0.11% of their portfolio KALAMAZOO, MI 10,17710.2k $352.4k $352.4k 0.11% Unchanged
38 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 10,03410.0k $347.5k $347.5k 0.00% New
39 Fairman Group, LLC 0.29% of their portfolio CHESTERBROOK, PA 8,2838.3k $288.0k $288.0k 0.29% Reduced -2.1k -2,109
40 Whitaker-Myers Wealth Managers, LTD. 0.10% of their portfolio Mansfield, OH 8,1108.1k $280.8k $280.8k 0.10% Added +237 +237
41 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 7,2297.2k $250.3k $250.3k 0.00% Reduced -54.2k -54,178
42 Optivise Advisory Services LLC 0.11% of their portfolio FRANKLIN, TN 6,0476.0k $209.4k $209.4k 0.11% First filing
43 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 5,8765.9k $203.5k $203.5k 0.01% Added +103 +103
44 Cornerstone Planning Group LLC 0.04% of their portfolio FAIRFIELD, NJ 4,1034.1k $143.2k $143.2k 0.04% Added +17 +17
45 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 4,0444.0k $140.1k $140.1k 0.00% Added +2.0k +1,969
46 HOWE & RUSLING INC 0.01% of their portfolio ROCHESTER, NY 3,3783.4k $117.0k $117.0k 0.01% Unchanged
47 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.03% of their portfolio FLINT, MI 3,3473.3k $115.9k $115.9k 0.03% Reduced -19 -19
48 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,8162.8k $98.0k $98.0k 0.00% Reduced -294 -294
49 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 2,2232.2k $77.0k $77.0k 0.01% Reduced -23 -23
50 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,8761.9k $65.2k $65.2k 0.00% Unchanged
51 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 1,7381.7k $60.2k $60.2k 0.00% Added +1.6k +1,574
52 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,5351.5k $53.2k $53.2k 0.00% Added +79 +79
53 Values First Advisors, Inc. 0.02% of their portfolio JOHNSON CITY, TN 903903 $31.3k $31.3k 0.02% Added +204 +204
54 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 681681 $23.6k $23.6k 0.00% Reduced -569 -569
55 Continuum Advisory, LLC 0.00% of their portfolio EAGLE, ID 571571 $19.8k $19.8k 0.00% Unchanged
56 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 516516 $17.9k $17.9k 0.00% New
57 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 500500 $17.3k $17.3k 0.00% New
58 Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio SCOTTSDALE, AZ 480480 $16.0k $16.0k 0.00% New
59 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 425425 $14.7k $14.7k 0.00% New
60 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 358358 $12.4k $12.4k 0.00% New
61 Mattson Financial Services, LLC 0.00% of their portfolio KENTWOOD, MI 358358 $12.4k $12.4k 0.00% First filing
62 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 329329 $11.0k $11.0k 0.00% Unchanged
63 Winch Advisory Services, LLC 0.00% of their portfolio Appleton, WI 232232 $8.0k $8.0k 0.00% Added +1 +1
64 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 110110 $3.8k $3.8k 0.00% Reduced -60 -60
65 FMR LLC 0.00% of their portfolio BOSTON, MA 8686 $3.0k $3.0k 0.00% Unchanged
66 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 8282 $2.8k $2.8k 0.00% Reduced -2.3k -2,280
67 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 7474 $2.6k $2.6k 0.00% Reduced -303 -303
68 IAG Wealth Partners, LLC 0.00% of their portfolio WAUKESHA, WI 6363 $2.2k $2.2k 0.00% Unchanged
69 Camelot Portfolios, LLC 0.00% of their portfolio Maumee, OH 3737 $1.3k $1.3k 0.00% New
70 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 44 $139 $139 0.00% First filing
71 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $23 $23 0.00% Unchanged