Vault-13

NORTHERN LTS FD TR IV SECT

MAIN SECTR ROTN · ETP · CUSIP 66538H591

113 institutional holders +2 vs Q4 2025
36,958,81937.0m shares reported held*
$2.2bnreported value*
12 new 52 added 37 reduced 9 sold out net bought ≈ $1.1m (+18.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $60.39.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 44Q4 22: 48Q1 23: 53Q2 23: 63Q3 23: 67Q4 23: 69Q1 24: 74Q2 24: 87Q3 24: 87Q4 24: 97Q1 25: 97Q2 25: 103Q3 25: 110Q4 25: 111Q1 26: 113113Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202244
Q4 202248
Q1 202353
Q2 202363
Q3 202367
Q4 202369
Q1 202474
Q2 202487
Q3 202487
Q4 202497
Q1 202597
Q2 2025103
Q3 2025110
Q4 2025111
Q1 2026113

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 24: 54 bought or addedQ2 24: 23 cut or sold outQ3 24: 45 bought or addedQ3 24: 36 cut or sold outQ3 24Q4 24: 53 bought or addedQ4 24: 37 cut or sold outQ1 25: 40 bought or addedQ1 25: 51 cut or sold outQ1 25Q2 25: 40 bought or addedQ2 25: 53 cut or sold outQ3 25: 53 bought or addedQ3 25: 50 cut or sold outQ3 25Q4 25: 54 bought or addedQ4 25: 46 cut or sold outQ1 26: 64 bought or addedQ1 26: 46 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20245423
Q3 20244536
Q4 20245337
Q1 20254051
Q2 20254053
Q3 20255350
Q4 20255446
Q1 20266446

Biggest buyers

LPL Financial LLC Added +673,456+673.5k
HARBOUR INVESTMENTS, INC. Added +128,248+128.2k
AMG Asset Management Group, Inc. Added +117,736+117.7k
ENVESTNET ASSET MANAGEMENT INC Added +44,175+44.2k
Gibbs Wealth Management Added +40,132+40.1k
Synergy Investment Management, LLC New +39,304+39.3k
CreativeOne Wealth, LLC Added +37,394+37.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +29,525+29.5k
GeoWealth Management, LLC Added +27,089+27.1k
FLOW TRADERS U.S. LLC New +25,961+26.0k

Biggest sellers

Integrated Wealth Concepts LLC Reduced -555,321-555.3k
OSAIC HOLDINGS, INC. Reduced -246,071-246.1k
Madrona Financial Services, LLC Reduced -171,632-171.6k
Copley Financial Group, Inc. Reduced -57,039-57.0k
Orion Porfolio Solutions, LLC Reduced -45,696-45.7k
OLD MISSION CAPITAL LLC Reduced -38,535-38.5k
Cetera Investment Advisers Reduced -33,298-33.3k
Encompass More Asset Management Reduced -29,729-29.7k
Virtu Financial LLC Sold out -17,374-17.4k
WORLD EQUITY GROUP, INC. Reduced -16,116-16.1k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Orion Porfolio Solutions, LLC 8.99% of their portfolio OMAHA, NE 17,460,12317.5m $1.1bn $1.1bn 8.99% Reduced -45.7k -45,696
2 OSAIC HOLDINGS, INC. 0.55% of their portfolio SCOTTSDALE, AZ 6,185,6536.2m $373.6m $373.6m 0.55% Reduced -246.1k -246,071
3 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 5,108,9155.1m $308.5m $308.5m 0.08% Added +673.5k +673,456
4 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,345,0671.3m $81.2m $81.2m 0.02% Added +44.2k +44,175
5 POTOMAC FUND MANAGEMENT INC /ADV 1.75% of their portfolio BETHESDA, MD 832,467832.5k $50.3m $50.3m 1.75% Added +8.5k +8,454
6 CreativeOne Wealth, LLC 1.02% of their portfolio OVERLAND PARK, KS 727,157727.2k $43.9m $43.9m 1.02% Added +37.4k +37,394
7 GeoWealth Management, LLC 1.17% of their portfolio CHICAGO, IL 538,529538.5k $32.5m $32.5m 1.17% Added +27.1k +27,089
8 Main Management LLC 1.75% of their portfolio SAN FRANCISCO, CA 397,084397.1k $24.0m $24.0m 1.75% Reduced -9.1k -9,124
9 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 354,706354.7k $21.4m $21.4m 0.02% Reduced -33.3k -33,298
10 Madrona Financial Services, LLC 3.38% of their portfolio EVERETT, WA 255,600255.6k $15.4m $15.4m 3.38% Reduced -171.6k -171,632
11 Copley Financial Group, Inc. 8.90% of their portfolio SAN DIEGO, CA 244,231244.2k $14.7m $14.7m 8.90% Reduced -57.0k -57,039
12 Mutual Advisors, LLC 0.30% of their portfolio OMAHA, NE 234,310234.3k $14.1m $14.1m 0.30% Added +101 +101
13 Gibbs Wealth Management 1.69% of their portfolio Alpharetta, GA 212,191212.2k $12.8m $12.8m 1.69% Added +40.1k +40,132
14 INTEGRITY ALLIANCE, LLC. 0.49% of their portfolio Urbandale, IA 211,079211.1k $12.7m $12.7m 0.49% Added +9.4k +9,372
15 Encompass More Asset Management 1.72% of their portfolio Danville, CA 168,776168.8k $10.2m $10.2m 1.72% Reduced -29.7k -29,729
16 AMG Asset Management Group, Inc. 7.45% of their portfolio CARTERSVILLE, GA 158,854158.9k $9.6m $9.6m 7.45% Added +117.7k +117,736
17 Silver Grove Financial Group, Inc. 7.44% of their portfolio ORCHARD PARK, NY 153,271153.3k $9.3m $9.3m 7.44% Reduced -3.1k -3,127
18 Atria Investments, Inc 0.10% of their portfolio Charlotte, NC 145,455145.5k $8.8m $8.8m 0.10% Reduced -11.8k -11,837
19 Ausdal Financial Partners, Inc. 0.39% of their portfolio Davenport, IA 143,689143.7k $8.7m $8.7m 0.39% Added +4.3k +4,298
20 HARBOUR INVESTMENTS, INC. 0.12% of their portfolio MADISON, WI 133,103133.1k $8.0m $8.0m 0.12% Added +128.2k +128,248
21 Spire Wealth Management 0.27% of their portfolio MCLEAN, VA 131,619131.6k $7.9m $7.9m 0.27% Reduced -1.0k -1,007
22 Sigma Planning Corp 0.22% of their portfolio ANN ARBOR, MI 131,205131.2k $7.9m $7.9m 0.22% Added +6.4k +6,385
23 CWM, LLC 0.02% of their portfolio OMAHA, NE 116,491116.5k $7.0m $7.0m 0.02% Added +20.0k +20,007
24 Mariner, LLC 0.01% of their portfolio Overland Park, KS 107,026107.0k $6.5m $6.5m 0.01% Added +281 +281
25 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 87,83687.8k $5.3m $5.3m 0.03% Added +1.6k +1,587
26 Geneos Wealth Management Inc. 0.11% of their portfolio ENGLEWOOD, CO 78,63678.6k $4.7m $4.7m 0.11% Reduced -8.1k -8,145
27 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 72,51672.5k $4.4m $4.4m 0.01% Added +4.6k +4,570
28 Virtue Capital Management, LLC 0.64% of their portfolio BRENTWOOD, TN 72,25672.3k $4.2m $4.2m 0.64% Added +12.4k +12,449
29 Echo45 Advisors LLC 2.38% of their portfolio WALNUT CREEK, CA 70,13270.1k $4.2m $4.2m 2.38% Added +2.3k +2,342
30 PACIFIC FINANCIAL GROUP INC 1.93% of their portfolio NASHVILLE, TN 59,17959.2k $3.6m $3.6m 1.93% Added +8.6k +8,558
31 Balefire, LLC 0.55% of their portfolio DALLAS, TX 47,98048.0k $2.9m $2.9m 0.55% Added +5.0k +4,978
32 Advantage Trust Co 1.26% of their portfolio SALINA, KS 46,71546.7k $2.8m $2.8m 1.26% Added +76 +76
33 Waverly Advisors, LLC 0.02% of their portfolio BIRMINGHAM, AL 46,20946.2k $2.8m $2.8m 0.02% Added +332 +332
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 45,41745.4k $2.7m $2.7m 0.00% Added +29.5k +29,525
35 Tactive Advisors, LLC 0.77% of their portfolio Jacksonville, FL 45,08345.1k $2.7m $2.7m 0.77% Added +841 +841
36 GWN SECURITIES INC. 0.50% of their portfolio Palm Beach Gardens, FL 42,86842.9k $2.6m $2.6m 0.50% Added +143 +143
37 CFC Planning Co LLC 1.82% of their portfolio CICERO, IN 41,74841.7k $2.5m $2.5m 1.82% Added +2.2k +2,241
38 Synergy Investment Management, LLC 0.78% of their portfolio ALTAMONTE SPRINGS, FL 39,30439.3k $2.4m $2.4m 0.78% New
39 Lunt Capital Management, Inc. 0.87% of their portfolio HOLLADAY, UT 37,41837.4k $2.3m $2.3m 0.87% Added +173 +173
40 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 36,29536.3k $2.2m $2.2m 0.00% Added +291 +291
41 FLORIDA FINANCIAL ADVISORS, LLC 0.48% of their portfolio TAMPA, FL 32,95533.0k $2.0m $2.0m 0.48% Added +7.0k +7,001
42 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 25,96126.0k $1.6m $1.6m 0.05% New
43 SILVER OAK SECURITIES, INCORPORATED 0.11% of their portfolio JACKSON, TN 25,83425.8k $1.6m $1.6m 0.11% Added +14.1k +14,128
44 Fiduciary Alliance LLC 0.10% of their portfolio GREENVILLE, SC 24,63524.6k $1.6m $1.6m 0.10% Reduced -13.2k -13,250
45 Independent Wealth Network Inc. 0.44% of their portfolio URBANDALE, IA 24,49024.5k $1.5m $1.5m 0.44% Added +3.5k +3,488
46 WORLD EQUITY GROUP, INC. 0.38% of their portfolio SCHAUMBURG, IL 24,38024.4k $1.5m $1.5m 0.38% Reduced -16.1k -16,116
47 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 22,89922.9k $1.4m $1.4m 0.02% Reduced -8.4k -8,382
48 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 22,63322.6k $1.4m $1.4m 0.00% Reduced -15 -15
49 Simplicity Wealth,LLC 0.08% of their portfolio SUMMIT, NJ 21,97922.0k $1.3m $1.3m 0.08% Reduced -1.4k -1,383
50 Bravias Capital Group, LLC 0.87% of their portfolio ISELIN, NJ 21,97922.0k $1.3m $1.3m 0.87% Reduced -3.0k -2,958
51 Signal Advisors Wealth, LLC 0.09% of their portfolio DETROIT, MI 21,63721.6k $1.3m $1.3m 0.09% Added +4.9k +4,945
52 BAM Wealth Management, LLC 0.96% of their portfolio LAKEWOOD, CO 21,16621.2k $1.3m $1.3m 0.96% Reduced -143 -143
53 COLDSTREAM CAPITAL MANAGEMENT INC 0.02% of their portfolio BELLEVUE, WA 20,88420.9k $1.3m $1.3m 0.02% Reduced -62 -62
54 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 19,74019.7k $1.2m $1.2m 0.03% Added +1.5k +1,499
55 Koshinski Asset Management, Inc. 0.07% of their portfolio DECATUR, IL 19,58919.6k $1.2m $1.2m 0.07% Reduced -295 -295
56 SMITH, MOORE & CO. 0.08% of their portfolio CLAYTON, MO 18,87118.9k $1.1m $1.1m 0.08% Added +5.4k +5,425
57 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 14,20514.2k $858.0k $858.0k 0.00% Reduced -1.8k -1,843
58 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 13,40913.4k $809.7k $809.7k 0.00% Added +465 +465
59 VICTORY FINANCIAL GROUP, LLC 0.09% of their portfolio AUSTIN, TX 12,55312.6k $758.1k $758.1k 0.09% Added +8.9k +8,860
60 TCP Asset Management, LLC 0.10% of their portfolio Upper Arlington, OH 12,26612.3k $740.7k $740.7k 0.10% Unchanged
61 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 12,22612.2k $738.4k $738.4k 0.03% Reduced -471 -471
62 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 11,98412.0k $723.7k $723.7k 0.00% Unchanged
63 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 11,74311.7k $709.2k $709.2k 0.00% Reduced -750 -750
64 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 10,97011.0k $662.5k $662.5k 0.01% Added +399 +399
65 Brookwood Investment Group LLC 0.08% of their portfolio PHOENIX, AZ 10,58610.6k $639.3k $639.3k 0.08% Added +463 +463
66 CIBC Bancorp USA Inc. 0.00% of their portfolio CHICAGO, IL 10,42710.4k $629.7k $629.7k 0.00% First filing
67 Triad Wealth Partners, LLC 0.05% of their portfolio LAWRENCE, KS 10,17410.2k $614.4k $614.4k 0.05% Reduced -754 -754
68 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 8,6508.7k $522.4k $522.4k 0.00% Added +424 +424
69 Barnes Dennig Private Wealth Management LLC 0.46% of their portfolio CINCINNATI, OH 7,7137.7k $465.8k $465.8k 0.46% Added +201 +201
70 SIGNATUREFD, LLC 0.01% of their portfolio ATLANTA, GA 7,6537.7k $462.2k $462.2k 0.01% Unchanged
71 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 7,5957.6k $463.2k $463.2k 0.00% Reduced -88 -88
72 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 7,5597.6k $456.5k $456.5k 0.00% Added +57 +57
73 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 6,9817.0k $421.6k $421.6k 0.00% Reduced -555.3k -555,321
74 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 6,6586.7k $402.1k $402.1k 0.00% Unchanged
75 EverSource Wealth Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 6,3846.4k $385.5k $385.5k 0.01% Added +3.2k +3,189
76 Sovran Advisors, LLC 0.03% of their portfolio SAN DIEGO, CA 6,2366.2k $416.1k $416.1k 0.03% Added +221 +221
77 Focus Partners Advisor Solutions, LLC 0.00% of their portfolio SAINT LOUIS, MO 6,0616.1k $366.1k $366.1k 0.00% New
78 Ethos Financial Group, LLC 0.03% of their portfolio KING OF PRUSSIA, PA 6,0586.1k $365.9k $365.9k 0.03% Added +22 +22
79 Western Wealth Management, LLC 0.01% of their portfolio GOLDEN, CO 6,0416.0k $364.8k $364.8k 0.01% Reduced -6 -6
80 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 5,8145.8k $351.1k $351.1k 0.01% New
81 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 5,5535.6k $335.3k $335.3k 0.00% Added +49 +49
82 Buck Wealth Strategies, LLC 0.04% of their portfolio DENVER, CO 5,4755.5k $330.6k $330.6k 0.04% Added +20 +20
83 Integrity Advisory Solutions, LLC 0.04% of their portfolio DALLAS, TX 5,3275.3k $321.7k $321.7k 0.04% Added +994 +994
84 DIVERSIFY WEALTH MANAGEMENT, LLC 0.01% of their portfolio SANDY, UT 5,2455.2k $347.3k $347.3k 0.01% New
85 Meeder Advisory Services, Inc. 0.01% of their portfolio DUBLIN, OH 5,1465.1k $310.8k $310.8k 0.01% Reduced -1.2k -1,182
86 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 4,8014.8k $289.9k $289.9k 0.00% New
87 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 4,6744.7k $282.3k $282.3k 0.01% Reduced -38.5k -38,535
88 Discipline Wealth Solutions, LLC 0.03% of their portfolio GREENVILLE, SC 4,6034.6k $277.9k $277.9k 0.03% Added +1.2k +1,221
89 Keystone Financial Group 0.02% of their portfolio LEXINGTON, KY 4,2724.3k $258.0k $258.0k 0.02% Reduced -4.3k -4,341
90 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 4,1534.2k $250.8k $250.8k 0.00% Added +1 +1
91 JOHNSON INVESTMENT COUNSEL INC 0.00% of their portfolio Cincinnati, OH 4,0974.1k $247.4k $247.4k 0.00% New
92 Bison Wealth, LLC 0.03% of their portfolio ATLANTA, GA 3,8913.9k $268.8k $268.8k 0.03% Reduced -2.3k -2,286
93 ABSOLUTE CAPITAL MANAGEMENT, LLC 0.08% of their portfolio Pittsburgh, PA 3,8883.9k $234.8k $234.8k 0.08% New
94 Anchor Investment Management, LLC 0.02% of their portfolio COLUMBIA, SC 3,8323.8k $231.4k $231.4k 0.02% Reduced -425 -425
95 Arkadios Wealth Advisors 0.00% of their portfolio ATLANTA, GA 3,8023.8k $229.6k $229.6k 0.00% Added +14 +14
96 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 3,5243.5k $215.9k $215.9k 0.00% Unchanged
97 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,5093.5k $211.9k $211.9k 0.00% Reduced -2.1k -2,076
98 Summit Financial, LLC 0.00% of their portfolio PARSIPPANY, NJ 3,4983.5k $211.2k $211.2k 0.00% Added +13 +13
99 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,4823.5k $204.2k $204.2k 0.00% Unchanged
100 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 2,8072.8k $169.5k $169.5k 0.00% Unchanged