Vault-13

NORTHERN LTS FD TR IV SECT

MAIN SECTR ROTN · ETP · CUSIP 66538H591

97 institutional holders +10 vs Q3 2024
54,346,58954.3m shares reported held*
$3.0bnreported value*
12 new 41 added 28 reduced 9 sold out net bought ≈ $76.4m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $54.43.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 44Q4 22: 48Q1 23: 53Q2 23: 63Q3 23: 67Q4 23: 69Q1 24: 74Q2 24: 87Q3 24: 87Q4 24: 9797Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202244
Q4 202248
Q1 202353
Q2 202363
Q3 202367
Q4 202369
Q1 202474
Q2 202487
Q3 202487
Q4 202497

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 37 bought or addedQ1 23: 22 cut or sold outQ2 23: 36 bought or addedQ2 23: 23 cut or sold outQ2 23Q3 23: 36 bought or addedQ3 23: 27 cut or sold outQ4 23: 46 bought or addedQ4 23: 27 cut or sold outQ4 23Q1 24: 43 bought or addedQ1 24: 29 cut or sold outQ2 24: 54 bought or addedQ2 24: 23 cut or sold outQ2 24Q3 24: 45 bought or addedQ3 24: 36 cut or sold outQ4 24: 53 bought or addedQ4 24: 37 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20233722
Q2 20233623
Q3 20233627
Q4 20234627
Q1 20244329
Q2 20245423
Q3 20244536
Q4 20245337

Biggest buyers

OSAIC HOLDINGS, INC. Added +584,940+584.9k
LPL Financial LLC Added +179,109+179.1k
Copley Financial Group, Inc. Added +147,969+148.0k
Envestnet Portfolio Solutions, Inc. Added +122,064+122.1k
Orion Porfolio Solutions, LLC Added +103,460+103.5k
Orion Portfolio Solutions, LLC Added +103,460+103.5k
Echo45 Advisors LLC New +69,491+69.5k
WORLD EQUITY GROUP, INC. Added +55,075+55.1k
Atria Wealth Solutions, Inc. Added +50,514+50.5k
Encompass More Asset Management Added +35,132+35.1k

Biggest sellers

GeoWealth Management, LLC Reduced -50,770-50.8k
TOWNSQUARE CAPITAL LLC Reduced -36,385-36.4k
Madrona Financial Services, LLC Reduced -35,258-35.3k
Atria Investments, Inc Reduced -32,840-32.8k
GTS SECURITIES LLC Sold out -23,938-23.9k
BRASS TAX WEALTH MANAGEMENT, INC Reduced -22,730-22.7k
Integrated Wealth Concepts LLC Reduced -19,402-19.4k
Arkadios Wealth Advisors Reduced -13,298-13.3k
CWM, LLC Reduced -10,756-10.8k
JPMORGAN CHASE & CO Reduced -10,143-10.1k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Orion Porfolio Solutions, LLC 9.81% of their portfolio OMAHA, NE 17,914,31817.9m $984.6m $984.6m 9.81% Added +103.5k +103,460
2 Orion Portfolio Solutions, LLC 9.81% of their portfolio Omaha, NE 17,914,31817.9m $984.6m $984.6m 9.81% Added +103.5k +103,460
3 OSAIC HOLDINGS, INC. 0.84% of their portfolio SCOTTSDALE, AZ 7,333,7117.3m $374.2m $374.2m 0.84% Added +584.9k +584,940
4 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,405,5941.4m $77.3m $77.3m 0.03% Added +179.1k +179,109
5 Integrated Wealth Concepts LLC 0.62% of their portfolio WALTHAM, MA 965,461965.5k $53.1m $53.1m 0.62% Reduced -19.4k -19,402
6 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 850,805850.8k $46.8m $46.8m 0.02% Reduced -6.2k -6,188
7 POTOMAC FUND MANAGEMENT INC /ADV 2.35% of their portfolio BETHESDA, MD 729,708729.7k $40.1m $40.1m 2.35% First filing
8 TOWNSQUARE CAPITAL LLC 0.34% of their portfolio Lehi, UT 553,401553.4k $30.4m $30.4m 0.34% Reduced -36.4k -36,385
9 CreativeOne Wealth, LLC 0.89% of their portfolio OVERLAND PARK, KS 530,876530.9k $29.2m $29.2m 0.89% Added +33.5k +33,515
10 Madrona Financial Services, LLC 7.87% of their portfolio EVERETT, WA 525,864525.9k $28.9m $28.9m 7.87% Reduced -35.3k -35,258
11 Envestnet Portfolio Solutions, Inc. 0.08% of their portfolio BERWYN, PA 443,887443.9k $24.4m $24.4m 0.08% Added +122.1k +122,064
12 Main Management LLC 1.86% of their portfolio SAN FRANCISCO, CA 414,061414.1k $22.8m $22.8m 1.86% Added +1.5k +1,537
13 Atria Wealth Solutions, Inc. 0.24% of their portfolio NEW YORK, NY 402,019402.0k $22.1m $22.1m 0.24% Added +50.5k +50,514
14 GeoWealth Management, LLC 0.70% of their portfolio CHICAGO, IL 391,362391.4k $21.5m $21.5m 0.70% Reduced -50.8k -50,770
15 Copley Financial Group, Inc. 14.66% of their portfolio SAN DIEGO, CA 348,364348.4k $19.1m $19.1m 14.66% Added +148.0k +147,969
16 WealthPLAN Partners, LLC 2.38% of their portfolio OMAHA, NE 305,128305.1k $16.8m $16.8m 2.38% Added +19.4k +19,424
17 Encompass More Asset Management 5.21% of their portfolio Danville, CA 286,977287.0k $15.8m $15.8m 5.21% Added +35.1k +35,132
18 Gibbs Wealth Management 3.32% of their portfolio Alpharetta, GA 222,948222.9k $12.3m $12.3m 3.32% Reduced -4.9k -4,905
19 Mutual Advisors, LLC 0.36% of their portfolio OMAHA, NE 221,914221.9k $12.3m $12.3m 0.36% Reduced -8.1k -8,147
20 Atria Investments, Inc 0.14% of their portfolio Charlotte, NC 204,734204.7k $11.3m $11.3m 0.14% Reduced -32.8k -32,840
21 Spire Wealth Management 0.34% of their portfolio MCLEAN, VA 201,820201.8k $11.1m $11.1m 0.34% Reduced -8.8k -8,848
22 INTEGRITY ALLIANCE, LLC. 1.08% of their portfolio Urbandale, IA 180,945180.9k $9.9m $9.9m 1.08% First filing
23 Defined Financial Planning LLC 8.77% of their portfolio SAN RAFAEL, CA 149,419149.4k $8.2m $8.2m 8.77% First filing
24 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 137,144137.1k $7.5m $7.5m 0.02% Added +1.6k +1,602
25 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 129,043129.0k $7.1m $7.1m 0.04% Added +13.6k +13,603
26 CWM, LLC 0.02% of their portfolio OMAHA, NE 105,738105.7k $5.8m $5.8m 0.02% Reduced -10.8k -10,756
27 McAlister, Sweet & Associates, Inc. 4.13% of their portfolio HOUSTON, TX 105,639105.6k $5.8m $5.8m 4.13% Added +1.1k +1,147
28 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 97,79997.8k $5.4m $5.4m 0.03% Reduced -3.2k -3,172
29 Sigma Planning Corp 0.15% of their portfolio ANN ARBOR, MI 84,89684.9k $4.7m $4.7m 0.15% Added +10.1k +10,066
30 WORLD EQUITY GROUP, INC. 0.96% of their portfolio SCHAUMBURG, IL 81,47481.5k $4.5m $4.5m 0.96% Added +55.1k +55,075
31 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 70,41070.4k $3.9m $3.9m 0.01% Added +1.4k +1,366
32 Echo45 Advisors LLC 2.54% of their portfolio WALNUT CREEK, CA 69,49169.5k $3.9m $3.9m 2.54% New
33 Cooper Financial Group 0.38% of their portfolio IRVINE, CA 58,00558.0k $3.2m $3.2m 0.38% Added +3.5k +3,511
34 Geneos Wealth Management Inc. 0.10% of their portfolio ENGLEWOOD, CO 53,01553.0k $2.9m $2.9m 0.10% Added +5.7k +5,677
35 Fiduciary Alliance LLC 0.29% of their portfolio GREENVILLE, SC 51,59651.6k $2.8m $2.8m 0.29% Reduced -807 -807
36 CFC Planning Co LLC 2.64% of their portfolio CICERO, IN 44,82844.8k $2.5m $2.5m 2.64% First filing
37 Synergy Investment Management, LLC 1.03% of their portfolio ALTAMONTE SPRINGS, FL 43,60043.6k $2.4m $2.4m 1.03% First filing
38 Discipline Wealth Solutions, LLC 1.07% of their portfolio GREENVILLE, SC 42,02942.0k $2.3m $2.3m 1.07% Added +12.9k +12,943
39 FLORIDA FINANCIAL ADVISORS, LLC 1.03% of their portfolio TAMPA, FL 41,80241.8k $2.3m $2.3m 1.03% Reduced -4.5k -4,458
40 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 39,82539.8k $2.2m $2.2m 0.00% Added +314 +314
41 Lunt Capital Management, Inc. 0.84% of their portfolio HOLLADAY, UT 39,38139.4k $2.2m $2.2m 0.84% Added +3.6k +3,603
42 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 36,62736.6k $2.0m $2.0m 0.00% Added +24.3k +24,296
43 BRASS TAX WEALTH MANAGEMENT, INC 0.38% of their portfolio CINCINNATI, OH 32,97433.0k $1.8m $1.8m 0.38% Reduced -22.7k -22,730
44 Bravias Capital Group, LLC 1.50% of their portfolio ISELIN, NJ 32,69532.7k $1.8m $1.8m 1.50% First filing
45 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 30,46830.5k $1.7m $1.7m 0.00% Added +24.2k +24,219
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,16827.2k $1.5m $1.5m 0.00% Added +6.3k +6,336
47 Independent Wealth Network Inc. 0.50% of their portfolio URBANDALE, IA 22,33822.3k $1.2m $1.2m 0.50% Added +1.7k +1,701
48 PFG Investments, LLC 0.07% of their portfolio WOODBURY, NY 21,91821.9k $1.2m $1.2m 0.07% Added +1.3k +1,329
49 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 20,01920.0k $1.1m $1.1m 0.01% Added +1.6k +1,626
50 Koshinski Asset Management, Inc. 0.08% of their portfolio DECATUR, IL 17,17217.2k $943.8k $943.8k 0.08% Reduced -128 -128
51 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 16,83116.8k $925.0k $925.0k 0.02% Added +7.5k +7,514
52 Advantage Trust Co 0.54% of their portfolio SALINA, KS 16,76516.8k $921.4k $921.4k 0.54% New
53 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 16,48216.5k $905.9k $905.9k 0.01% New
54 SILVER OAK SECURITIES, INCORPORATED 0.08% of their portfolio JACKSON, TN 16,34916.3k $902.8k $902.8k 0.08% Added +3.3k +3,256
55 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 16,32016.3k $897.0k $897.0k 0.00% Added +3.2k +3,234
56 GK Wealth Management LLC 1.06% of their portfolio RENO, NV 15,22215.2k $836.6k $836.6k 1.06% First filing
57 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 14,42814.4k $793.0k $793.0k 0.01% Reduced -227 -227
58 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 12,82212.8k $727.1k $727.1k 0.00% Unchanged
59 TCP Asset Management, LLC 0.15% of their portfolio Upper Arlington, OH 12,26612.3k $674.1k $674.1k 0.15% Unchanged
60 Meeder Advisory Services, Inc. 0.04% of their portfolio DUBLIN, OH 12,07612.1k $663.7k $663.7k 0.04% Added +1.7k +1,690
61 Financial Advocates Investment Management 0.04% of their portfolio OLYMPIA, WA 11,64111.6k $639.8k $639.8k 0.04% Reduced -2.4k -2,440
62 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 10,75310.8k $591.0k $591.0k 0.02% Reduced -5.3k -5,349
63 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 10,68210.7k $587.1k $587.1k 0.02% Reduced -220 -220
64 Coppell Advisory Solutions LLC 0.08% of their portfolio COPPELL, TX 10,52310.5k $581.1k $581.1k 0.08% Added +452 +452
65 GWN SECURITIES INC. 0.15% of their portfolio Palm Beach Gardens, FL 9,8419.8k $554.0k $554.0k 0.15% First filing
66 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 9,4809.5k $521.0k $521.0k 0.00% Added +32 +32
67 Compound Planning, Inc. 0.03% of their portfolio NEW YORK, NY 9,3849.4k $515.8k $515.8k 0.03% Reduced -168 -168
68 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 9,3089.3k $511.6k $511.6k 0.00% Added +116 +116
69 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 8,7298.7k $479.8k $479.8k 0.02% Reduced -1.4k -1,443
70 NWAM LLC 0.03% of their portfolio MERCER ISLAND, WA 7,7577.8k $426.3k $426.3k 0.03% New
71 Simplicity Wealth,LLC 0.09% of their portfolio SUMMIT, NJ 7,6027.6k $417.8k $417.8k 0.09% Reduced -117 -117
72 Sovran Advisors, LLC 0.06% of their portfolio SAN DIEGO, CA 7,1327.1k $389.7k $389.7k 0.06% First filing
73 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 6,7436.7k $370.6k $370.6k 0.01% New
74 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 6,4536.5k $354.7k $354.7k 0.00% New
75 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 6,4416.4k $369.8k $369.8k 0.00% Added +6.0k +6,050
76 Diversify Advisory Services, LLC 0.02% of their portfolio SANDY, UT 6,0916.1k $331.9k $331.9k 0.02% Added +360 +360
77 Ethos Financial Group, LLC 0.04% of their portfolio KING OF PRUSSIA, PA 6,0166.0k $330.7k $330.7k 0.04% Added +20 +20
78 Freedom Investment Management, Inc. 0.02% of their portfolio SOUTH WINDSOR, CT 5,0955.1k $280.0k $280.0k 0.02% New
79 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 4,8554.9k $266.8k $266.8k 0.01% Unchanged
80 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 4,6144.6k $253.6k $253.6k 0.00% Added +16 +16
81 Arkadios Wealth Advisors 0.01% of their portfolio ATLANTA, GA 4,4884.5k $246.6k $246.6k 0.01% Reduced -13.3k -13,298
82 Anchor Investment Management, LLC 0.02% of their portfolio COLUMBIA, SC 4,1824.2k $229.8k $229.8k 0.02% Unchanged
83 EverSource Wealth Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 3,2283.2k $177.4k $177.4k 0.01% Reduced -4 -4
84 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 3,0193.0k $166.0k $166.0k 0.01% New
85 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,8272.8k $155.4k $155.4k 0.00% New
86 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,7442.7k $150.8k $150.8k 0.00% Added +603 +603
87 Nemes Rush Group LLC 0.02% of their portfolio NOVI, MI 2,6332.6k $144.7k $144.7k 0.02% Reduced -237 -237
88 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,6231.6k $89.0k $89.0k 0.00% Reduced -106 -106
89 FSC Wealth Advisors, LLC 0.04% of their portfolio WAPPINGERS FALLS, NY 1,1641.2k $64.0k $64.0k 0.04% New
90 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 932932 $51.2k $51.2k 0.00% New
91 Westside Investment Management, Inc. 0.01% of their portfolio SANTA MONICA, CA 834834 $45.8k $45.8k 0.01% Unchanged
92 Continuum Advisory, LLC 0.00% of their portfolio EAGLE, ID 505505 $27.7k $27.7k 0.00% Reduced -7 -7
93 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 430430 $23.6k $23.6k 0.00% Added +287 +287
94 Crewe Advisors LLC 0.00% of their portfolio SALT LAKE CITY, UT 167167 $9.2k $9.2k 0.00% New
95 TOTH FINANCIAL ADVISORY CORP 0.00% of their portfolio LEESBURG, VA 9797 $5.3k $5.3k 0.00% Unchanged
96 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11 $55 $55 0.00% Reduced -10.1k -10,143
97 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged