Vault-13

NORTHERN LTS FD TR IV TMAT

MAIN THEMATC IN · ETP · CUSIP 66538H278

49 institutional holders +8 vs Q1 2026
6,938,4936.9m shares reported held*
$219.7mreported value*
15 new 13 added 13 reduced 5 sold out net sold ≈ $12.5m (-398.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.67.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 15Q4 22: 22Q1 23: 21Q2 23: 25Q3 23: 23Q4 23: 28Q1 24: 27Q2 24: 33Q3 24: 32Q4 24: 38Q1 25: 39Q2 25: 31Q3 25: 36Q4 25: 42Q1 26: 41Q2 26: 4949Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202215
Q4 202222
Q1 202321
Q2 202325
Q3 202323
Q4 202328
Q1 202427
Q2 202433
Q3 202432
Q4 202438
Q1 202539
Q2 202531
Q3 202536
Q4 202542
Q1 202641
Q2 202649

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 17 bought or addedQ3 24: 18 cut or sold outQ4 24: 18 bought or addedQ4 24: 15 cut or sold outQ4 24Q1 25: 21 bought or addedQ1 25: 17 cut or sold outQ2 25: 16 bought or addedQ2 25: 20 cut or sold outQ2 25Q3 25: 21 bought or addedQ3 25: 13 cut or sold outQ4 25: 15 bought or addedQ4 25: 27 cut or sold outQ4 25Q1 26: 24 bought or addedQ1 26: 17 cut or sold outQ2 26: 28 bought or addedQ2 26: 18 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20241718
Q4 20241815
Q1 20252117
Q2 20251620
Q3 20252113
Q4 20251527
Q1 20262417
Q2 20262818

Biggest buyers

LPL Financial LLC Added +87,405+87.4k
Arax Advisory Partners New +49,554+49.6k
RMG Wealth Management LLC New +31,655+31.7k
San Luis Wealth Advisors LLC Added +22,207+22.2k
ENVESTNET ASSET MANAGEMENT INC Added +18,101+18.1k
Copley Financial Group, Inc. Added +13,273+13.3k
FLORIDA FINANCIAL ADVISORS, LLC New +11,742+11.7k
Triad Wealth Partners, LLC New +11,506+11.5k
CDKV HOLDINGS LLC New +10,410+10.4k
Virtue Capital Management, LLC New +9,057+9.1k

Biggest sellers

Main Management LLC Reduced -671,807-671.8k
OSAIC HOLDINGS, INC. Reduced -9,609-9.6k
Echo45 Advisors LLC Reduced -7,275-7.3k
Visionary Wealth Advisors Reduced -3,600-3.6k
HARBOUR INVESTMENTS, INC. Reduced -1,655-1.7k
Advisory Services Network, LLC Sold out -1,449-1.4k
UBS Group AG Sold out -1,406-1.4k
POTOMAC FUND MANAGEMENT INC /ADV Reduced -1,255-1.3k
Envestnet Portfolio Solutions, Inc. Reduced -1,232-1.2k
Ausdal Financial Partners, Inc. Reduced -1,059-1.1k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Orion Porfolio Solutions, LLC 0.57% of their portfolio OMAHA, NE 2,377,4222.4m $74.7m $74.7m 0.57% Added +6.9k +6,936
2 Main Management LLC 4.71% of their portfolio SAN FRANCISCO, CA 2,230,6302.2m $70.1m $70.1m 4.71% Reduced -671.8k -671,807
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 751,429751.4k $23.6m $23.6m 0.01% Added +87.4k +87,405
4 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 713,330713.3k $22.4m $22.4m 0.03% Reduced -9.6k -9,609
5 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 153,264153.3k $4.8m $4.8m 0.00% Added +18.1k +18,101
6 POTOMAC FUND MANAGEMENT INC /ADV 0.08% of their portfolio BETHESDA, MD 102,836102.8k $3.2m $3.2m 0.08% Reduced -1.3k -1,255
7 Echo45 Advisors LLC 1.30% of their portfolio WALNUT CREEK, CA 80,17180.2k $2.5m $2.5m 1.30% Reduced -7.3k -7,275
8 CreativeOne Wealth, LLC 0.05% of their portfolio OVERLAND PARK, KS 67,61467.6k $2.1m $2.1m 0.05% Reduced -509 -509
9 GeoWealth Management, LLC 0.07% of their portfolio CHICAGO, IL 67,18767.2k $2.1m $2.1m 0.07% Added +2.1k +2,119
10 Arax Advisory Partners 0.01% of their portfolio NEW YORK, NY 49,55449.6k $1.6m $1.6m 0.01% New
11 San Luis Wealth Advisors LLC 0.21% of their portfolio SAN LUIS OBISPO, CA 43,39843.4k $1.4m $1.4m 0.21% Added +22.2k +22,207
12 Copley Financial Group, Inc. 0.68% of their portfolio SAN DIEGO, CA 35,59035.6k $1.1m $1.1m 0.68% Added +13.3k +13,273
13 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 32,03332.0k $1.0m $1.0m 0.02% Added +2.4k +2,437
14 RMG Wealth Management LLC 0.28% of their portfolio PLATTEVILLE, WI 31,65531.7k $2.7m $2.7m 0.28% New
15 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 18,75618.8k $589.5k $589.5k 0.00% Reduced -1.2k -1,232
16 Silver Grove Financial Group, Inc. 0.29% of their portfolio ORCHARD PARK, NY 17,28017.3k $543.1k $543.1k 0.29% Added +1.1k +1,091
17 Visionary Wealth Advisors 0.02% of their portfolio O'FALLON, IL 14,89214.9k $468.1k $468.1k 0.02% Reduced -3.6k -3,600
18 Ausdal Financial Partners, Inc. 0.02% of their portfolio Davenport, IA 14,31914.3k $450.1k $450.1k 0.02% Reduced -1.1k -1,059
19 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 13,82813.8k $434.6k $434.6k 0.01% Added +165 +165
20 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 12,92912.9k $406.4k $406.4k 0.01% Reduced -1.7k -1,655
21 GWN SECURITIES INC. 0.07% of their portfolio Palm Beach Gardens, FL 12,62612.6k $396.8k $396.8k 0.07% Added +1.1k +1,070
22 FLORIDA FINANCIAL ADVISORS, LLC 0.06% of their portfolio TAMPA, FL 11,74211.7k $369.1k $369.1k 0.06% New
23 Encompass More Asset Management 0.05% of their portfolio Danville, CA 11,55311.6k $363.1k $363.1k 0.05% Added +254 +254
24 Triad Wealth Partners, LLC 0.02% of their portfolio LAWRENCE, KS 11,50611.5k $326.0k $326.0k 0.02% New
25 CDKV HOLDINGS LLC 0.26% of their portfolio DENVER, CO 10,41010.4k $327.2k $327.2k 0.26% New
26 Cassaday & Co Wealth Management LLC 0.01% of their portfolio MCLEAN, VA 9,5049.5k $298.7k $298.7k 0.01% Unchanged
27 Virtue Capital Management, LLC 0.04% of their portfolio BRENTWOOD, TN 9,0579.1k $284.7k $284.7k 0.04% New
28 Signal Advisors Wealth, LLC 0.01% of their portfolio DETROIT, MI 7,8097.8k $245.4k $245.4k 0.01% New
29 PACIFIC FINANCIAL GROUP INC 0.11% of their portfolio NASHVILLE, TN 7,3867.4k $232.1k $232.1k 0.11% New
30 AMG Asset Management Group, Inc. 0.14% of their portfolio CARTERSVILLE, GA 7,2647.3k $228.3k $228.3k 0.14% New
31 Synergy Investment Management, LLC 0.03% of their portfolio ALTAMONTE SPRINGS, FL 4,4654.5k $140.3k $140.3k 0.03% Reduced -63 -63
32 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,6471.6k $51.8k $51.8k 0.00% Unchanged
33 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,1161.1k $35.1k $35.1k 0.00% Unchanged
34 Buck Wealth Strategies, LLC 0.00% of their portfolio DENVER, CO 664664 $20.9k $20.9k 0.00% New
35 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 589589 $18.5k $18.5k 0.00% Added +157 +157
36 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 484484 $15.2k $15.2k 0.00% Reduced -484 -484
37 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 403403 $12.7k $12.7k 0.00% Reduced -137 -137
38 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 383383 $12.1k $12.1k 0.00% Added +382 +382
39 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 381381 $11.7k $11.7k 0.00% Unchanged
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 352352 $11.1k $11.1k 0.00% Unchanged
41 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 345345 $10.8k $10.8k 0.00% New
42 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 344344 $11.0k $11.0k 0.00% New
43 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 105105 $3.3k $3.3k 0.00% First filing
44 Continuum Advisory, LLC 0.00% of their portfolio EAGLE, ID 7878 $2.5k $2.5k 0.00% New
45 Fortis Group Advisors, LLC 0.00% of their portfolio WESTWOOD, NJ 5858 $1.8k $1.8k 0.00% Unchanged
46 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 3838 $1.2k $1.2k 0.00% Reduced -17 -17
47 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 3535 $1.0k $1.0k 0.00% New
48 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 3131 $974 $974 0.00% New
49 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $27 $27 0.00% Unchanged