Vault-13

NORTHERN LTS FD TR IV BAMA

BROOKSTONE ACTIV · ETP · CUSIP 66537J879

11 institutional holders +1 vs Q1 2026
1,326,2761.3m shares reported held*
$48.6mreported value*
2 new 2 added 5 reduced 0 sold out net sold ≈ $3.1m (-83.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $36.64.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

051015Q3 23: 2Q4 23: 6Q1 24: 9Q2 24: 15Q3 24: 9Q4 24: 8Q1 25: 9Q2 25: 11Q3 25: 9Q4 25: 13Q1 26: 10Q2 26: 1111Q3 23Q2 24Q1 25Q4 25Q2 26
Numbers
QuarterHolders
Q3 20232
Q4 20236
Q1 20249
Q2 202415
Q3 20249
Q4 20248
Q1 20259
Q2 202511
Q3 20259
Q4 202513
Q1 202610
Q2 202611

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q3 24: 3 bought or addedQ3 24: 10 cut or sold outQ4 24: 2 bought or addedQ4 24: 4 cut or sold outQ4 24Q1 25: 5 bought or addedQ1 25: 2 cut or sold outQ2 25: 6 bought or addedQ2 25: 4 cut or sold outQ2 25Q3 25: 3 bought or addedQ3 25: 6 cut or sold outQ4 25: 6 bought or addedQ4 25: 5 cut or sold outQ4 25Q1 26: 4 bought or addedQ1 26: 7 cut or sold outQ2 26: 4 bought or addedQ2 26: 5 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024310
Q4 202424
Q1 202552
Q2 202564
Q3 202536
Q4 202565
Q1 202647
Q2 202645

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP New +5,681+5.7k
Simplicity Wealth,LLC Added +1,839+1.8k
AE Wealth Management LLC Added +1,733+1.7k
Oakmont Advisory Group, LLC New +442+442

Biggest sellers

Brookstone Capital Management Reduced -66,765-66.8k
GTS SECURITIES LLC Reduced -23,875-23.9k
UBS Group AG Reduced -1,703-1.7k
HARBOUR INVESTMENTS, INC. Reduced -445-445
Chris Bulman Inc Reduced -162-162

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Brookstone Capital Management 0.47% of their portfolio WHEATON, IL 1,282,6731.3m $47.0m $47.0m 0.47% Reduced -66.8k -66,765
2 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 15,74515.7k $576.8k $576.8k 0.01% Reduced -23.9k -23,875
3 Simplicity Wealth,LLC 0.01% of their portfolio SUMMIT, NJ 9,7889.8k $358.6k $358.6k 0.01% Added +1.8k +1,839
4 Chris Bulman Inc 0.10% of their portfolio ROSEVILLE, CA 7,4687.5k $273.6k $273.6k 0.10% Reduced -162 -162
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 5,6815.7k $208.1k $208.1k 0.00% New
6 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,8821.9k $68.9k $68.9k 0.00% Reduced -445 -445
7 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 1,7481.7k $64.0k $64.0k 0.00% Added +1.7k +1,733
8 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 444444 $16.3k $16.3k 0.00% Unchanged
9 Oakmont Advisory Group, LLC 0.01% of their portfolio ALBUQUERQUE, NM 442442 $16.2k $16.2k 0.01% New
10 ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio NEEDHAM, MA 310310 $11.4k $11.4k 0.00% Unchanged
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 9595 $3.5k $3.5k 0.00% Reduced -1.7k -1,703