Vault-13

NORTHERN LTS FD TR IV BAMO

BROOKSTONE OPPOR · ETP · CUSIP 66537J861

9 institutional holders +0 vs Q1 2026
1,322,5581.3m shares reported held*
$45.6mreported value*
1 new 3 added 4 reduced 0 sold out net sold ≈ $1.3m (-38.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $34.51.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

051015Q3 23: 2Q4 23: 6Q1 24: 7Q2 24: 14Q3 24: 9Q4 24: 10Q1 25: 8Q2 25: 10Q3 25: 7Q4 25: 13Q1 26: 9Q2 26: 99Q3 23Q2 24Q1 25Q4 25Q2 26
Numbers
QuarterHolders
Q3 20232
Q4 20236
Q1 20247
Q2 202414
Q3 20249
Q4 202410
Q1 20258
Q2 202510
Q3 20257
Q4 202513
Q1 20269
Q2 20269

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 1 bought or addedQ3 24: 11 cut or sold outQ4 24: 5 bought or addedQ4 24: 3 cut or sold outQ4 24Q1 25: 5 bought or addedQ1 25: 4 cut or sold outQ2 25: 4 bought or addedQ2 25: 4 cut or sold outQ2 25Q3 25: 3 bought or addedQ3 25: 5 cut or sold outQ4 25: 6 bought or addedQ4 25: 3 cut or sold outQ4 25Q1 26: 4 bought or addedQ1 26: 7 cut or sold outQ2 26: 4 bought or addedQ2 26: 4 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024111
Q4 202453
Q1 202554
Q2 202544
Q3 202535
Q4 202563
Q1 202647
Q2 202644

Biggest buyers

GTS SECURITIES LLC Added +10,776+10.8k
Simplicity Wealth,LLC Added +2,008+2.0k
AE Wealth Management LLC Added +1,824+1.8k
Oakmont Advisory Group, LLC New +449+449

Biggest sellers

Brookstone Capital Management Reduced -50,821-50.8k
UBS Group AG Reduced -1,733-1.7k
HARBOUR INVESTMENTS, INC. Reduced -478-478
Chris Bulman Inc Reduced -158-158

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Brookstone Capital Management 0.44% of their portfolio WHEATON, IL 1,267,8141.3m $43.8m $43.8m 0.44% Reduced -50.8k -50,821
2 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 32,17932.2k $1.1m $1.1m 0.02% Added +10.8k +10,776
3 Simplicity Wealth,LLC 0.01% of their portfolio SUMMIT, NJ 10,06310.1k $347.3k $347.3k 0.01% Added +2.0k +2,008
4 Chris Bulman Inc 0.09% of their portfolio ROSEVILLE, CA 7,4977.5k $258.7k $258.7k 0.09% Reduced -158 -158
5 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,8911.9k $65.3k $65.3k 0.00% Reduced -478 -478
6 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 1,8401.8k $63.5k $63.5k 0.00% Added +1.8k +1,824
7 Oakmont Advisory Group, LLC 0.01% of their portfolio ALBUQUERQUE, NM 449449 $15.5k $15.5k 0.01% New
8 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 443443 $15.3k $15.3k 0.00% Unchanged
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 382382 $13.2k $13.2k 0.00% Reduced -1.7k -1,733