Vault-13

NORTHERN LTS FD TR IV BAMG

BROOKSTONE GRWTH · ETP · CUSIP 66537J606

15 institutional holders -1 vs Q1 2026
3,043,4043.0m shares reported held*
$137.8mreported value*
1 new 4 added 7 reduced 2 sold out net bought ≈ $3.4m (+75.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($49.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.28.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

01020Q3 23: 3Q4 23: 7Q1 24: 9Q2 24: 15Q3 24: 8Q4 24: 10Q1 25: 15Q2 25: 16Q3 25: 11Q4 25: 18Q1 26: 16Q2 26: 1515Q3 23Q2 24Q1 25Q4 25Q2 26
Numbers
QuarterHolders
Q3 20233
Q4 20237
Q1 20249
Q2 202415
Q3 20248
Q4 202410
Q1 202515
Q2 202516
Q3 202511
Q4 202518
Q1 202616
Q2 202615

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 3 bought or addedQ3 24: 10 cut or sold outQ4 24: 4 bought or addedQ4 24: 3 cut or sold outQ4 24Q1 25: 11 bought or addedQ1 25: 3 cut or sold outQ2 25: 8 bought or addedQ2 25: 7 cut or sold outQ2 25Q3 25: 6 bought or addedQ3 25: 8 cut or sold outQ4 25: 9 bought or addedQ4 25: 6 cut or sold outQ4 25Q1 26: 6 bought or addedQ1 26: 12 cut or sold outQ2 26: 5 bought or addedQ2 26: 9 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024310
Q4 202443
Q1 2025113
Q2 202587
Q3 202568
Q4 202596
Q1 2026612
Q2 202659

Biggest buyers

Brookstone Capital Management Added +129,081+129.1k
Simplicity Wealth,LLC Added +3,646+3.6k
AE Wealth Management LLC Added +1,100+1.1k
JPMORGAN CHASE & CO New +776+776
UBS Group AG Added +171+171

Biggest sellers

GTS SECURITIES LLC Reduced -24,555-24.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -17,732-17.7k
JANE STREET GROUP, LLC Sold out -13,859-13.9k
HARBOUR INVESTMENTS, INC. Reduced -785-785
Arkadios Wealth Advisors Reduced -722-722
FSA Advisors, Inc. Reduced -534-534
Chris Bulman Inc Reduced -426-426
Gradient Investments LLC Reduced -228-228
Impact Partnership Wealth, LLC Reduced -92-92

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Brookstone Capital Management 1.32% of their portfolio WHEATON, IL 2,899,2612.9m $131.3m $131.3m 1.32% Added +129.1k +129,081
2 Arkadios Wealth Advisors 0.04% of their portfolio ATLANTA, GA 64,49464.5k $2.9m $2.9m 0.04% Reduced -722 -722
3 Chris Bulman Inc 0.32% of their portfolio ROSEVILLE, CA 19,23219.2k $870.8k $870.8k 0.32% Reduced -426 -426
4 Simplicity Wealth,LLC 0.03% of their portfolio SUMMIT, NJ 18,13318.1k $821.1k $821.1k 0.03% Added +3.6k +3,646
5 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 12,78712.8k $579.0k $579.0k 0.01% Reduced -24.6k -24,555
6 FSA Advisors, Inc. 0.20% of their portfolio TROY, MI 9,5029.5k $430.3k $430.3k 0.20% Reduced -534 -534
7 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 6,9927.0k $316.6k $316.6k 0.00% Reduced -228 -228
8 Impact Partnership Wealth, LLC 0.03% of their portfolio MARIETTA, GA 6,4326.4k $291.2k $291.2k 0.03% Reduced -92 -92
9 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,6393.6k $164.8k $164.8k 0.00% Reduced -785 -785
10 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 1,1461.1k $51.9k $51.9k 0.00% Added +1.1k +1,100
11 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 836836 $37.9k $37.9k 0.00% Unchanged
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 776776 $34.8k $34.8k 0.00% New
13 ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio NEEDHAM, MA 581581 $26.3k $26.3k 0.00% Unchanged
14 Planning Strategies Inc. 0.01% of their portfolio LANCASTER, PA 358358 $16.2k $16.2k 0.01% First filing
15 UBS Group AG 0.00% of their portfolio ZURICH, V8 335335 $15.2k $15.2k 0.00% Added +171 +171