Vault-13

NORTHERN LTS FD TR IV BAMD

BROOKSTONE DIVID · ETP · CUSIP 66537J507

11 institutional holders -3 vs Q1 2026
2,798,0582.8m shares reported held*
$91.2mreported value*
0 new 4 added 5 reduced 2 sold out net sold ≈ $3.8m (-116.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($16.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $32.58.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

01020Q3 23: 3Q4 23: 7Q1 24: 8Q2 24: 14Q3 24: 9Q4 24: 11Q1 25: 12Q2 25: 11Q3 25: 10Q4 25: 17Q1 26: 14Q2 26: 1111Q3 23Q2 24Q1 25Q4 25Q2 26
Numbers
QuarterHolders
Q3 20233
Q4 20237
Q1 20248
Q2 202414
Q3 20249
Q4 202411
Q1 202512
Q2 202511
Q3 202510
Q4 202517
Q1 202614
Q2 202611

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 2 bought or addedQ3 24: 10 cut or sold outQ4 24: 6 bought or addedQ4 24: 3 cut or sold outQ4 24Q1 25: 7 bought or addedQ1 25: 6 cut or sold outQ2 25: 6 bought or addedQ2 25: 5 cut or sold outQ2 25Q3 25: 5 bought or addedQ3 25: 5 cut or sold outQ4 25: 11 bought or addedQ4 25: 4 cut or sold outQ4 25Q1 26: 6 bought or addedQ1 26: 12 cut or sold outQ2 26: 4 bought or addedQ2 26: 7 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024210
Q4 202463
Q1 202576
Q2 202565
Q3 202555
Q4 2025114
Q1 2026612
Q2 202647

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +3,189+3.2k
Simplicity Wealth,LLC Added +2,144+2.1k
JPMORGAN CHASE & CO Added +1,300+1.3k
AE Wealth Management LLC Added +505+505

Biggest sellers

Brookstone Capital Management Reduced -97,800-97.8k
GTS SECURITIES LLC Reduced -12,500-12.5k
MORGAN STANLEY Sold out -10,644-10.6k
UBS Group AG Sold out -1,394-1.4k
FSA Advisors, Inc. Reduced -610-610
Chris Bulman Inc Reduced -355-355
Gradient Investments LLC Reduced -200-200

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Brookstone Capital Management 0.89% of their portfolio WHEATON, IL 2,708,5212.7m $88.2m $88.2m 0.89% Reduced -97.8k -97,800
2 Chris Bulman Inc 0.25% of their portfolio ROSEVILLE, CA 21,16321.2k $689.5k $689.5k 0.25% Reduced -355 -355
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,49418.5k $602.5k $602.5k 0.00% Added +3.2k +3,189
4 Simplicity Wealth,LLC 0.02% of their portfolio SUMMIT, NJ 16,66016.7k $542.8k $542.8k 0.02% Added +2.1k +2,144
5 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 12,12012.1k $394.9k $394.9k 0.01% Reduced -12.5k -12,500
6 FSA Advisors, Inc. 0.15% of their portfolio TROY, MI 9,9189.9k $323.1k $323.1k 0.15% Reduced -610 -610
7 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 7,5497.5k $245.9k $245.9k 0.00% Reduced -200 -200
8 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,1512.2k $70.3k $70.3k 0.00% Added +1.3k +1,300
9 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 848848 $27.6k $27.6k 0.00% Unchanged
10 ARMSTRONG ADVISORY GROUP, INC 0.00% of their portfolio NEEDHAM, MA 587587 $19.1k $19.1k 0.00% Unchanged
11 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 552552 $18.0k $18.0k 0.00% Added +505 +505