Vault-13

NORTHERN LTS FD TR II ESN

ESSENTIAL 40 STO · ETP · CUSIP 664925708

25 institutional holders +1 vs Q1 2026
12,766,52012.8m shares reported held*
$349.7mreported value*
6 new 14 added 4 reduced 4 sold out net bought ≈ $45.0m (+2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.39.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q4 24: 12Q1 25: 11Q2 25: 14Q3 25: 16Q4 25: 21Q1 26: 24Q2 26: 2525Q4 24Q2 25Q4 25Q2 26
Numbers
QuarterHolders
Q4 202412
Q1 202511
Q2 202514
Q3 202516
Q4 202521
Q1 202624
Q2 202625

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 25: 3 bought or addedQ1 25: 5 cut or sold outQ1 25Q2 25: 9 bought or addedQ2 25: 4 cut or sold outQ2 25Q3 25: 14 bought or addedQ3 25: 4 cut or sold outQ3 25Q4 25: 17 bought or addedQ4 25: 4 cut or sold outQ4 25Q1 26: 16 bought or addedQ1 26: 8 cut or sold outQ1 26Q2 26: 20 bought or addedQ2 26: 8 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q1 202535
Q2 202594
Q3 2025144
Q4 2025174
Q1 2026168
Q2 2026208

Biggest buyers

Vinva Investment Management Ltd New +618,308+618.3k
Legacy Financial Group LLC Added +374,816+374.8k
LPL Financial LLC Added +247,345+247.3k
ROYAL BANK OF CANADA Added +174,308+174.3k
Sanctuary Advisors, LLC Added +169,840+169.8k
HARBOUR INVESTMENTS, INC. Added +132,429+132.4k
RAYMOND JAMES FINANCIAL INC Added +126,182+126.2k
Plus Group Wealth Advisors LLC New +106,862+106.9k
Comprehensive Financial Consultants Institutional, Inc. New +72,927+72.9k
Mowery & Schoenfeld Wealth Management, LLC New +68,840+68.8k

Biggest sellers

BREAKTHRU ADVISORY SERVICES, LLC Reduced -22,580-22.6k
Independent Advisor Alliance Sold out -16,453-16.5k
Janney Montgomery Scott LLC Reduced -3,372-3.4k
JONES FINANCIAL COMPANIES LLLP Sold out -1,422-1.4k
KKM Financial LLC Reduced -718-718
Allworth Financial LP Reduced -714-714
BlackRock, Inc. Sold out -591-591
Bruce G. Allen Investments, LLC Sold out -411-411

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Sanctuary Advisors, LLC 0.32% of their portfolio INDIANAPOLIS, IN 3,459,6593.5m $68.8m $68.8m 0.32% Added +169.8k +169,840
2 Legacy Financial Group LLC 5.09% of their portfolio DES MOINES, IA 2,274,0282.3m $45.2m $45.2m 5.09% Added +374.8k +374,816
3 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 1,645,2901.6m $32.7m $32.7m 0.01% Added +126.2k +126,182
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 983,492983.5k $19.6m $19.6m 0.00% Added +26.2k +26,181
5 HARBOUR INVESTMENTS, INC. 0.23% of their portfolio MADISON, WI 859,522859.5k $17.1m $17.1m 0.23% Added +132.4k +132,429
6 Atria Investments, Inc 0.13% of their portfolio Charlotte, NC 656,158656.2k $13.0m $13.0m 0.13% Added +47.6k +47,552
7 Vinva Investment Management Ltd 0.72% of their portfolio SYDNEY, C3 618,308618.3k $108.1m $108.1m 0.72% New
8 KKM Financial LLC 1.61% of their portfolio CHICAGO, IL 592,014592.0k $11.8m $11.8m 1.61% Reduced -718 -718
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 389,024389.0k $7.7m $7.7m 0.00% Added +247.3k +247,345
10 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 210,117210.1k $4.2m $4.2m 0.01% Added +20.5k +20,493
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 174,309174.3k $3.5m $3.5m 0.00% Added +174.3k +174,308
12 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 121,970122.0k $2.4m $2.4m 0.00% Added +1 +1
13 BREAKTHRU ADVISORY SERVICES, LLC 7.89% of their portfolio MUSKEGO, WI 118,222118.2k $2.4m $2.4m 7.89% Reduced -22.6k -22,580
14 Plus Group Wealth Advisors LLC 2.00% of their portfolio BELGIUM, WI 106,862106.9k $2.1m $2.1m 2.00% New
15 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 92,49692.5k $1.8m $1.8m 0.01% Added +31.0k +30,986
16 GTS SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 87,23587.2k $1.7m $1.7m 0.04% Added +33.7k +33,654
17 Comprehensive Financial Consultants Institutional, Inc. 0.38% of their portfolio Bloomington, IN 72,92772.9k $1.5m $1.5m 0.38% New
18 Mowery & Schoenfeld Wealth Management, LLC 1.87% of their portfolio LINCOLNSHIRE, IL 68,84068.8k $1.4m $1.4m 1.87% New
19 Quantum Private Wealth, LLC 0.32% of their portfolio TAMPA, FL 63,23863.2k $1.3m $1.3m 0.32% Added +1.2k +1,238
20 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 58,99559.0k $1.2m $1.2m 0.00% Added +5.0k +4,953
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 39,07039.1k $776.9k $776.9k 0.00% New
22 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 35,33435.3k $703.0k $703.0k 0.00% Reduced -3.4k -3,372
23 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 26,54226.5k $527.8k $527.8k 0.00% Reduced -714 -714
24 Global View Capital Management LLC 0.05% of their portfolio WAUKESHA, WI 11,06811.1k $220.1k $220.1k 0.05% New
25 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,8001.8k $35.8k $35.8k 0.00% Unchanged