Vault-13

NORTHERN LTS FD TR II ESN

ESSENTIAL 40 STO · ETP · CUSIP 664925708

14 institutional holders +3 vs Q1 2025
7,081,1207.1m shares reported held*
$113.6mreported value*
4 new 5 added 3 reduced 1 sold out net bought ≈ $33.6m (+2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.04.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

051015Q4 24: 12Q1 25: 11Q2 25: 1414Q4 24Q1 25Q2 25
Numbers
QuarterHolders
Q4 202412
Q1 202511
Q2 202514

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q1 25: 3 bought or addedQ1 25: 5 cut or sold outQ1 25Q2 25: 9 bought or addedQ2 25: 4 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q1 202535
Q2 202594

Biggest buyers

Legacy Financial Group LLC Added +1,627,189+1.6m
Sanctuary Advisors, LLC Added +288,548+288.5k
Atria Investments, Inc Added +128,039+128.0k
Rockefeller Capital Management L.P. New +84,328+84.3k
Cambridge Investment Research Advisors, Inc. New +61,934+61.9k
HARBOUR INVESTMENTS, INC. New +43,074+43.1k
Allworth Financial LP Added +1,970+2.0k
JPMORGAN CHASE & CO New +1,008+1.0k
KKM Financial LLC Added +100+100

Biggest sellers

UBS Group AG Reduced -80,918-80.9k
GTS SECURITIES LLC Reduced -42,818-42.8k
NewEdge Wealth, LLC Sold out -16,751-16.8k
Bank of New York Mellon Corp Reduced -2,021-2.0k

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Sanctuary Advisors, LLC 0.30% of their portfolio INDIANAPOLIS, IN 3,065,9263.1m $49.2m $49.2m 0.30% Added +288.5k +288,548
2 Legacy Financial Group LLC 3.92% of their portfolio DES MOINES, IA 1,750,5611.8m $28.1m $28.1m 3.92% Added +1.6m +1,627,189
3 UBS Group AG 0.00% of their portfolio ZURICH, V8 958,464958.5k $15.4m $15.4m 0.00% Reduced -80.9k -80,918
4 KKM Financial LLC 3.31% of their portfolio CHICAGO, IL 592,638592.6k $9.5m $9.5m 3.31% Added +100 +100
5 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 297,813297.8k $4.8m $4.8m 0.06% Added +128.0k +128,039
6 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 127,692127.7k $2.0m $2.0m 0.00% Reduced -2.0k -2,021
7 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 84,32884.3k $1.4m $1.4m 0.00% New
8 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 61,93461.9k $993.0k $993.0k 0.00% New
9 Savoie Capital LLC 0.10% of their portfolio CHICAGO, IL 50,24050.2k $805.7k $805.7k 0.10% Unchanged
10 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 43,07443.1k $690.8k $690.8k 0.02% New
11 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 27,89527.9k $447.4k $447.4k 0.02% Reduced -42.8k -42,818
12 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 19,54719.5k $313.5k $313.5k 0.00% Added +2.0k +1,970
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,0081.0k $16.2k $16.2k 0.00% New
14 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged