Vault-13

NOMURA HLDGS INC NMR

SPONSORED ADR · ADR · CUSIP 65535H208

Financial holding company

208 institutional holders +3 vs Q1 2025
66,258,23266.3m shares reported held*
$436.0mreported value*
35 new 68 added 77 reduced 29 sold out net bought ≈ $2.4m (+349.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($595.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $6.58. Options: 3 managers hold calls ($30.6k notional), 4 hold puts ($258.8k).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 114Q4 22: 123Q1 23: 123Q2 23: 121Q3 23: 131Q4 23: 152Q1 24: 184Q2 24: 205Q3 24: 212Q4 24: 208Q1 25: 205Q2 25: 208208Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 2022114
Q4 2022123
Q1 2023123
Q2 2023121
Q3 2023131
Q4 2023152
Q1 2024184
Q2 2024205
Q3 2024212
Q4 2024208
Q1 2025205
Q2 2025208

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 23: 77 bought or addedQ3 23: 39 cut or sold outQ4 23: 92 bought or addedQ4 23: 37 cut or sold outQ4 23Q1 24: 128 bought or addedQ1 24: 50 cut or sold outQ2 24: 129 bought or addedQ2 24: 65 cut or sold outQ2 24Q3 24: 111 bought or addedQ3 24: 98 cut or sold outQ4 24: 105 bought or addedQ4 24: 103 cut or sold outQ4 24Q1 25: 106 bought or addedQ1 25: 93 cut or sold outQ2 25: 103 bought or addedQ2 25: 106 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20237739
Q4 20239237
Q1 202412850
Q2 202412965
Q3 202411198
Q4 2024105103
Q1 202510693
Q2 2025103106

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 24 calls: $41.2kQ3 24 puts: $15.1kQ3 24P/C 0.37Q4 24 calls: $32.8kQ4 24 puts: $10.4kQ4 24P/C 0.32Q1 25 calls: $2.5kQ1 25 puts: $4.0kQ1 25P/C 1.63Q2 25 calls: $30.6kQ2 25 puts: $258.8kQ2 25P/C 8.45
Numbers
QuarterCallsPutsP/C
Q3 2024$41.2k$15.1k0.37
Q4 2024$32.8k$10.4k0.32
Q1 2025$2.5k$4.0k1.63
Q2 2025$30.6k$258.8k8.45

Biggest buyers

DONALD SMITH & CO., INC. Added +650,835+650.8k
Carrera Capital Advisors Added +381,235+381.2k
FMR LLC Added +299,856+299.9k
Quantinno Capital Management LP Added +259,158+259.2k
TORONTO DOMINION BANK Added +250,000+250.0k
GOLDMAN SACHS GROUP INC Added +248,717+248.7k
RENAISSANCE TECHNOLOGIES LLC Added +240,400+240.4k
UBS Group AG Added +144,665+144.7k
NORTHERN TRUST CORP Added +136,481+136.5k
MANGROVE PARTNERS IM, LLC New +118,858+118.9k

Biggest sellers

MORGAN STANLEY Reduced -672,032-672.0k
BlackRock, Inc. Reduced -593,620-593.6k
D. E. Shaw & Co., Inc. Reduced -313,089-313.1k
NEW YORK STATE COMMON RETIREMENT FUND Sold out -233,100-233.1k
Integrated Quantitative Investments LLC Sold out -233,100-233.1k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -229,517-229.5k
ABC ARBITRAGE SA Reduced -180,243-180.2k
LMR Partners LLP Sold out -174,417-174.4k
Creative Planning Reduced -160,081-160.1k
MARSHALL WACE, LLP Reduced -138,511-138.5k

Biggest calls

SIMPLEX TRADING, LLC New $28.0k4.4k shares
GROUP ONE TRADING LLC Unchanged $2.6k400 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

PEAK6 LLC New $234.2k35.6k shares
GROUP ONE TRADING LLC New $12.5k1.9k shares
SIMPLEX TRADING, LLC Added $12.0k1.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution -2.5 pts · filed 2025-04-23 7.2% -2.5 pts 227.9m 2025-04-23

Fell to 5% or below in the last year: Sumitomo Mitsui Trust Group, Inc. (4.9%, 2026-02-05)

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 DONALD SMITH & CO., INC. 1.71% of their portfolio NEW YORK, NY 11,063,43611.1m $72.8m $72.8m 1.71% Added +650.8k +650,835
2 Fisher Asset Management, LLC 0.03% of their portfolio PLANO, TX 9,829,8029.8m $64.7m $64.7m 0.03% Added +33.2k +33,207
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,166,6929.2m $60.3m $60.3m 0.00% Reduced -672.0k -672,032
4 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 4,866,6054.9m $32.0m $32.0m 0.01% Added +248.7k +248,717
5 BlackRock, Inc. 0.00% of their portfolio New York, NY 3,829,1663.8m $25.2m $25.2m 0.00% Reduced -593.6k -593,620
6 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 3,182,1733.2m $20.9m $20.9m 0.00% Reduced -3.5k -3,487
7 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 2,419,5532.4m $15.9m $15.9m 0.00% Added +136.5k +136,481
8 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 2,211,3372.2m $14.6m $14.6m 0.02% Added +240.4k +240,400
9 FMR LLC 0.00% of their portfolio BOSTON, MA 2,168,1242.2m $14.3m $14.3m 0.00% Added +299.9k +299,856
10 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.01% of their portfolio BOSTON, MA 1,731,7441.7m $11.4m $11.4m 0.01% Reduced -229.5k -229,517
11 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 1,062,4561.1m $7.0m $7.0m 0.01% Reduced -313.1k -313,089
12 Ethic Inc. 0.12% of their portfolio NEW YORK, NY 980,292980.3k $6.5m $6.5m 0.12% Reduced -71.8k -71,810
13 Quantinno Capital Management LP 0.02% of their portfolio NEW YORK, NY 779,036779.0k $5.1m $5.1m 0.02% Added +259.2k +259,158
14 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 733,981734.0k $4.8m $4.8m 0.00% Added +96.2k +96,192
15 Carrera Capital Advisors 0.97% of their portfolio TROY, MI 730,716730.7k $4.8m $4.8m 0.97% Added +381.2k +381,235
16 Journey Advisory Group, LLC 0.32% of their portfolio COVINGTON, KY 617,515617.5k $4.1m $4.1m 0.32% Added +21.7k +21,744
17 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 526,853526.9k $3.5m $3.5m 0.00% Added +64.2k +64,206
18 Vanguard Personalized Indexing Management, LLC 0.03% of their portfolio OAKLAND, CA 431,978432.0k $2.8m $2.8m 0.03% Added +24.3k +24,300
19 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 365,734365.7k $2.4m $2.4m 0.00% Reduced -160.1k -160,081
20 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 340,000340.0k $2.2m $2.2m 0.00% Added +250.0k +250,000
21 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 325,555325.6k $2.1m $2.1m 0.00% Added +36.0k +36,017
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 312,716312.7k $2.1m $2.1m 0.00% Added +144.7k +144,665
23 Mariner, LLC 0.00% of their portfolio Overland Park, KS 300,400300.4k $2.0m $2.0m 0.00% Added +37.8k +37,821
24 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 297,480297.5k $2.0m $2.0m 0.00% Reduced -31.7k -31,721
25 Vident Advisory, LLC 0.02% of their portfolio Alpharetta, GA 293,595293.6k $1.9m $1.9m 0.02% Added +42.1k +42,098
26 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 288,582288.6k $1.9m $1.9m 0.00% Added +34.1k +34,136
27 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 261,818261.8k $1.7m $1.7m 0.00% Added +37.1k +37,112
28 QUADRANT CAPITAL GROUP LLC 0.06% of their portfolio CINCINNATI, OH 248,314248.3k $1.6m $1.6m 0.06% Reduced -15.6k -15,592
29 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 230,623230.6k $1.5m $1.5m 0.00% Reduced -5.3k -5,297
30 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 228,696228.7k $1.5m $1.5m 0.01% Reduced -7.8k -7,752
31 QRG CAPITAL MANAGEMENT, INC. 0.01% of their portfolio BERWYN, PA 219,356219.4k $1.4m $1.4m 0.01% Reduced -1.7k -1,709
32 Crossmark Global Holdings, Inc. 0.02% of their portfolio HOUSTON, TX 217,354217.4k $1.4m $1.4m 0.02% Reduced -28 -28
33 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 199,496199.5k $1.3m $1.3m 0.00% Reduced -18.7k -18,652
34 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 182,942182.9k $1.2m $1.2m 0.00% Added +6.3k +6,254
35 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 178,842178.8k $1.2m $1.2m 0.00% Added +26.1k +26,063
36 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 172,723172.7k $1.1m $1.1m 0.00% Added +49.7k +49,714
37 Campbell & CO Investment Adviser LLC 0.07% of their portfolio BALTIMORE, MD 164,057164.1k $1.1m $1.1m 0.07% Reduced -16.7k -16,655
38 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 163,908163.9k $1.1m $1.1m 0.00% Reduced -6.1k -6,087
39 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.01% of their portfolio Stamford, CT 161,568161.6k $1.1m $1.1m 0.01% Added +60.9k +60,934
40 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 159,150159.2k $1.0m $1.0m 0.00% Reduced -46.2k -46,210
41 MARIETTA INVESTMENT PARTNERS LLC 0.20% of their portfolio MILWAUKEE, WI 140,338140.3k $923.4k $923.4k 0.20% Added +11.3k +11,270
42 Callan Family Office, LLC 0.03% of their portfolio RADNOR, PA 129,895129.9k $854.7k $854.7k 0.03% Added +78.4k +78,438
43 Laird Norton Wetherby Wealth Management, LLC 0.04% of their portfolio Seattle, WA 126,268126.3k $830.8k $830.8k 0.04% First filing
44 MANGROVE PARTNERS IM, LLC 0.08% of their portfolio Greenwich, CT 118,858118.9k $782.1k $782.1k 0.08% New
45 ABC ARBITRAGE SA 0.09% of their portfolio PARIS, I0 117,412117.4k $772.6k $772.6k 0.09% Reduced -180.2k -180,243
46 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 111,987112.0k $736.9k $736.9k 0.00% Reduced -138.5k -138,511
47 SIGNATUREFD, LLC 0.01% of their portfolio ATLANTA, GA 104,136104.1k $685.2k $685.2k 0.01% Reduced -13.2k -13,242
48 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 98,25198.3k $646.0k $646.0k 0.00% Added +3.7k +3,656
49 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 97,84697.8k $643.8k $643.8k 0.00% Added +74.4k +74,432
50 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 96,60996.6k $635.7k $635.7k 0.00% Reduced -882 -882
51 Forum Financial Management, LP 0.01% of their portfolio LOMBARD, IL 92,81192.8k $610.7k $610.7k 0.01% Reduced -13.8k -13,787
52 Freedom Investment Management, Inc. 0.05% of their portfolio SOUTH WINDSOR, CT 91,64391.6k $603.0k $603.0k 0.05% Reduced -689 -689
53 Summit Global Investments 0.04% of their portfolio BOUNTIFUL, UT 91,59391.6k $603.0k $603.0k 0.04% Added +13.2k +13,232
54 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 91,55991.6k $602.5k $602.5k 0.00% Added +17.5k +17,525
55 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 79,49979.5k $523.1k $523.1k 0.00% Added +9.1k +9,133
56 Gallacher Capital Management LLC 0.24% of their portfolio LONE TREE, CO 77,80277.8k $511.9k $511.9k 0.24% Added +4.3k +4,342
57 BSW Wealth Partners 0.07% of their portfolio BOULDER, CO 77,36377.4k $509.0k $509.0k 0.07% Reduced -2.0k -1,997
58 Aaron Wealth Advisors LLC 0.05% of their portfolio Chicago, IL 77,27677.3k $508.5k $508.5k 0.05% Reduced -4.6k -4,632
59 COLDSTREAM CAPITAL MANAGEMENT INC 0.01% of their portfolio BELLEVUE, WA 74,32774.3k $489.1k $489.1k 0.01% Added +67.4k +67,401
60 Lester Murray Antman dba SimplyRich 0.13% of their portfolio CARLSBAD, CA 72,94272.9k $479.0k $479.0k 0.13% Reduced -32.8k -32,785
61 Aquatic Capital Management LLC 0.01% of their portfolio CHICAGO, IL 70,23770.2k $462.2k $462.2k 0.01% Added +62.7k +62,714
62 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 63,99864.0k $420.0k $420.0k 0.00% Added +17.4k +17,352
63 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 63,94063.9k $420.7k $420.7k 0.00% Added +25.7k +25,675
64 Formidable Asset Management, LLC 0.07% of their portfolio CINCINNATI, OH 62,90062.9k $413.9k $413.9k 0.07% New
65 Tidal Investments LLC 0.00% of their portfolio Milwaukee, WI 62,90062.9k $413.9k $413.9k 0.00% New
66 Ellevest, Inc. 0.07% of their portfolio NEW YORK, NY 62,70262.7k $412.6k $412.6k 0.07% Reduced -7.7k -7,730
67 Ballentine Partners, LLC 0.01% of their portfolio Waltham, MA 61,36161.4k $403.8k $403.8k 0.01% Reduced -12.0k -11,977
68 DMC Group, LLC 0.31% of their portfolio BIRMINGHAM, AL 61,31761.3k $403.5k $403.5k 0.31% Reduced -2.6k -2,643
69 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 58,02958.0k $381.8k $381.8k 0.00% Added +2.7k +2,697
70 RNC CAPITAL MANAGEMENT LLC 0.02% of their portfolio LOS ANGELES, CA 57,57457.6k $378.8k $378.8k 0.02% Added +6.7k +6,735
71 Versant Capital Management, Inc 0.05% of their portfolio PHOENIX, AZ 52,97353.0k $348.6k $348.6k 0.05% Added +5.7k +5,733
72 YOUSIF CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BLOOMFIELD HILLS, MI 50,35050.4k $331.3k $331.3k 0.00% Added +2.6k +2,605
73 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 48,18148.2k $315.6k $315.6k 0.00% Reduced -6.8k -6,761
74 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio IRVING, TX 44,52644.5k $293.0k $293.0k 0.00% Reduced -8.4k -8,362
75 EVERGREEN CAPITAL MANAGEMENT LLC 0.01% of their portfolio Bellevue, WA 44,47044.5k $292.6k $292.6k 0.01% Reduced -2.7k -2,707
76 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 43,93343.9k $289.1k $289.1k 0.00% Added +21.4k +21,359
77 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 43,01143.0k $283.0k $283.0k 0.00% Reduced -6.0k -6,008
78 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 39,89639.9k $262.5k $262.5k 0.00% Reduced -23.6k -23,632
79 Generali Investments CEE, investicni spolecnost, a.s. 0.02% of their portfolio PRAGUE, 2N 39,50039.5k $259.9k $259.9k 0.02% Unchanged
80 Vestmark Advisory Solutions, Inc. 0.00% of their portfolio Wakefield, MA 39,37239.4k $259.1k $259.1k 0.00% New
81 Smartleaf Asset Management LLC 0.02% of their portfolio BOSTON, MA 38,05038.0k $251.1k $251.1k 0.02% Reduced -7.3k -7,290
82 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 36,66936.7k $241.3k $241.3k 0.00% Reduced -643 -643
83 South Dakota Investment Council 0.00% of their portfolio SIOUX FALLS, SD 36,30036.3k $239.0k $239.0k 0.00% Unchanged
84 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 35,76735.8k $235.3k $235.3k 0.00% Added +21.7k +21,673
85 PDS Planning, Inc 0.02% of their portfolio DUBLIN, OH 35,58035.6k $234.1k $234.1k 0.02% Reduced -3.8k -3,811
86 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 34,91334.9k $229.7k $229.7k 0.00% Added +2.0k +1,983
87 RITHOLTZ WEALTH MANAGEMENT 0.00% of their portfolio NEW YORK, NY 34,41434.4k $226.4k $226.4k 0.00% Added +513 +513
88 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 32,35332.4k $212.9k $212.9k 0.00% Reduced -7.4k -7,378
89 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 32,18832.2k $211.8k $211.8k 0.00% Reduced -655 -655
90 Pinnacle Wealth Planning Services, Inc. 0.03% of their portfolio MANSFIELD, OH 32,09932.1k $211.2k $211.2k 0.03% Reduced -2.1k -2,070
91 Optas, LLC 0.04% of their portfolio DRIPPING SPRINGS, TX 31,95232.0k $210.2k $210.2k 0.04% Added +774 +774
92 DRIVE WEALTH MANAGEMENT, LLC 0.05% of their portfolio LEHI, UT 31,72631.7k $208.8k $208.8k 0.05% Reduced -727 -727
93 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 30,73430.7k $201.9k $201.9k 0.00% Reduced -2.7k -2,718
94 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 29,99530.0k $197.4k $197.4k 0.00% Reduced -1.2k -1,238
95 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 28,92428.9k $190.3k $190.3k 0.00% Added +1.3k +1,321
96 SYON CAPITAL LLC 0.01% of their portfolio SAN FRANCISCO, CA 28,24928.2k $185.9k $185.9k 0.01% New
97 Dorsey & Whitney Trust CO LLC 0.01% of their portfolio SIOUX FALLS, SD 27,35727.4k $180.0k $180.0k 0.01% Reduced -1.5k -1,486
98 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 27,20627.2k $179.0k $179.0k 0.00% Reduced -256 -256
99 Glenmede Investment Management, LP 0.00% of their portfolio PHILADELPHIA, PA 26,68826.7k $175.6k $175.6k 0.00% First filing
100 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 26,27226.3k $172.9k $172.9k 0.00% Reduced -3.8k -3,757