NOMURA HLDGS INC NMR
SPONSORED ADR · ADR · CUSIP 65535H208
Financial holding company
- SectorFinancials
- IndustrySecurity Brokers, Dealers & Flotation Companies
- HeadquartersTokyo, Japan
- Founded1925
- Websitenomura.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($595.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $6.58. Options: 3 managers hold calls ($30.6k notional), 4 hold puts ($258.8k).
Trends to Q2 2025
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 114 |
| Q4 2022 | 123 |
| Q1 2023 | 123 |
| Q2 2023 | 121 |
| Q3 2023 | 131 |
| Q4 2023 | 152 |
| Q1 2024 | 184 |
| Q2 2024 | 205 |
| Q3 2024 | 212 |
| Q4 2024 | 208 |
| Q1 2025 | 205 |
| Q2 2025 | 208 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2023 | 77 | 39 |
| Q4 2023 | 92 | 37 |
| Q1 2024 | 128 | 50 |
| Q2 2024 | 129 | 65 |
| Q3 2024 | 111 | 98 |
| Q4 2024 | 105 | 103 |
| Q1 2025 | 106 | 93 |
| Q2 2025 | 103 | 106 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2024 | $41.2k | $15.1k | 0.37 |
| Q4 2024 | $32.8k | $10.4k | 0.32 |
| Q1 2025 | $2.5k | $4.0k | 1.63 |
| Q2 2025 | $30.6k | $258.8k | 8.45 |
Biggest buyers
| DONALD SMITH & CO., INC. | Added | +650.8k |
| Carrera Capital Advisors | Added | +381.2k |
| FMR LLC | Added | +299.9k |
| Quantinno Capital Management LP | Added | +259.2k |
| TORONTO DOMINION BANK | Added | +250.0k |
| GOLDMAN SACHS GROUP INC | Added | +248.7k |
| RENAISSANCE TECHNOLOGIES LLC | Added | +240.4k |
| UBS Group AG | Added | +144.7k |
| NORTHERN TRUST CORP | Added | +136.5k |
| MANGROVE PARTNERS IM, LLC | New | +118.9k |
Biggest sellers
| MORGAN STANLEY | Reduced | -672.0k |
| BlackRock, Inc. | Reduced | -593.6k |
| D. E. Shaw & Co., Inc. | Reduced | -313.1k |
| NEW YORK STATE COMMON RETIREMENT FUND | Sold out | -233.1k |
| Integrated Quantitative Investments LLC | Sold out | -233.1k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | Reduced | -229.5k |
| ABC ARBITRAGE SA | Reduced | -180.2k |
| LMR Partners LLP | Sold out | -174.4k |
| Creative Planning | Reduced | -160.1k |
| MARSHALL WACE, LLP | Reduced | -138.5k |
Biggest calls
| SIMPLEX TRADING, LLC | New | $28.0k4.4k shares |
| GROUP ONE TRADING LLC | Unchanged | $2.6k400 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| PEAK6 LLC | New | $234.2k35.6k shares |
| GROUP ONE TRADING LLC | New | $12.5k1.9k shares |
| SIMPLEX TRADING, LLC | Added | $12.0k1.9k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BlackRock, Inc. 13G · institution -2.5 pts · filed 2025-04-23 | 7.2% |
Fell to 5% or below in the last year: Sumitomo Mitsui Trust Group, Inc. (4.9%, 2026-02-05)
Insider purchases and sales in Q2 2025
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2025.
Holders, Q2 2025
| Manager | Shares | Change |
|---|---|---|
| DONALD SMITH & CO., INC. 1.71% of their portfolio | 11.1m $72.8m | Added +650.8k |
| Fisher Asset Management, LLC 0.03% of their portfolio | 9.8m $64.7m | Added +33.2k |
| MORGAN STANLEY 0.00% of their portfolio | 9.2m $60.3m | Reduced -672.0k |
| GOLDMAN SACHS GROUP INC 0.01% of their portfolio | 4.9m $32.0m | Added +248.7k |
| BlackRock, Inc. 0.00% of their portfolio | 3.8m $25.2m | Reduced -593.6k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 3.2m $20.9m | Reduced -3.5k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 2.4m $15.9m | Added +136.5k |
| RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio | 2.2m $14.6m | Added +240.4k |
| FMR LLC 0.00% of their portfolio | 2.2m $14.3m | Added +299.9k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.01% of their portfolio | 1.7m $11.4m | Reduced -229.5k |
| D. E. Shaw & Co., Inc. 0.01% of their portfolio | 1.1m $7.0m | Reduced -313.1k |
| Ethic Inc. 0.12% of their portfolio | 980.3k $6.5m | Reduced -71.8k |
| Quantinno Capital Management LP 0.02% of their portfolio | 779.0k $5.1m | Added +259.2k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 734.0k $4.8m | Added +96.2k |
| Carrera Capital Advisors 0.97% of their portfolio | 730.7k $4.8m | Added +381.2k |
| Journey Advisory Group, LLC 0.32% of their portfolio | 617.5k $4.1m | Added +21.7k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 526.9k $3.5m | Added +64.2k |
| Vanguard Personalized Indexing Management, LLC 0.03% of their portfolio | 432.0k $2.8m | Added +24.3k |
| Creative Planning 0.00% of their portfolio | 365.7k $2.4m | Reduced -160.1k |
| TORONTO DOMINION BANK 0.00% of their portfolio | 340.0k $2.2m | Added +250.0k |
| AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 325.6k $2.1m | Added +36.0k |
| UBS Group AG 0.00% of their portfolio | 312.7k $2.1m | Added +144.7k |
| Mariner, LLC 0.00% of their portfolio | 300.4k $2.0m | Added +37.8k |
| Cerity Partners LLC 0.00% of their portfolio | 297.5k $2.0m | Reduced -31.7k |
| Vident Advisory, LLC 0.02% of their portfolio | 293.6k $1.9m | Added +42.1k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 288.6k $1.9m | Added +34.1k |
| NATIXIS ADVISORS, LLC 0.00% of their portfolio | 261.8k $1.7m | Added +37.1k |
| QUADRANT CAPITAL GROUP LLC 0.06% of their portfolio | 248.3k $1.6m | Reduced -15.6k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 230.6k $1.5m | Reduced -5.3k |
| Pathstone Holdings, LLC 0.01% of their portfolio | 228.7k $1.5m | Reduced -7.8k |
| QRG CAPITAL MANAGEMENT, INC. 0.01% of their portfolio | 219.4k $1.4m | Reduced -1.7k |
| Crossmark Global Holdings, Inc. 0.02% of their portfolio | 217.4k $1.4m | Reduced -28 |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 199.5k $1.3m | Reduced -18.7k |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 182.9k $1.2m | Added +6.3k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 178.8k $1.2m | Added +26.1k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 172.7k $1.1m | Added +49.7k |
| Campbell & CO Investment Adviser LLC 0.07% of their portfolio | 164.1k $1.1m | Reduced -16.7k |
| US BANCORP \DE\ 0.00% of their portfolio | 163.9k $1.1m | Reduced -6.1k |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.01% of their portfolio | 161.6k $1.1m | Added +60.9k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 159.2k $1.0m | Reduced -46.2k |
| MARIETTA INVESTMENT PARTNERS LLC 0.20% of their portfolio | 140.3k $923.4k | Added +11.3k |
| Callan Family Office, LLC 0.03% of their portfolio | 129.9k $854.7k | Added +78.4k |
| Laird Norton Wetherby Wealth Management, LLC 0.04% of their portfolio | 126.3k $830.8k | First filing |
| MANGROVE PARTNERS IM, LLC 0.08% of their portfolio | 118.9k $782.1k | New |
| ABC ARBITRAGE SA 0.09% of their portfolio | 117.4k $772.6k | Reduced -180.2k |
| MARSHALL WACE, LLP 0.00% of their portfolio | 112.0k $736.9k | Reduced -138.5k |
| SIGNATUREFD, LLC 0.01% of their portfolio | 104.1k $685.2k | Reduced -13.2k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 98.3k $646.0k | Added +3.7k |
| Verition Fund Management LLC 0.00% of their portfolio | 97.8k $643.8k | Added +74.4k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 96.6k $635.7k | Reduced -882 |
| Forum Financial Management, LP 0.01% of their portfolio | 92.8k $610.7k | Reduced -13.8k |
| Freedom Investment Management, Inc. 0.05% of their portfolio | 91.6k $603.0k | Reduced -689 |
| Summit Global Investments 0.04% of their portfolio | 91.6k $603.0k | Added +13.2k |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 91.6k $602.5k | Added +17.5k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 79.5k $523.1k | Added +9.1k |
| Gallacher Capital Management LLC 0.24% of their portfolio | 77.8k $511.9k | Added +4.3k |
| BSW Wealth Partners 0.07% of their portfolio | 77.4k $509.0k | Reduced -2.0k |
| Aaron Wealth Advisors LLC 0.05% of their portfolio | 77.3k $508.5k | Reduced -4.6k |
| COLDSTREAM CAPITAL MANAGEMENT INC 0.01% of their portfolio | 74.3k $489.1k | Added +67.4k |
| Lester Murray Antman dba SimplyRich 0.13% of their portfolio | 72.9k $479.0k | Reduced -32.8k |
| Aquatic Capital Management LLC 0.01% of their portfolio | 70.2k $462.2k | Added +62.7k |
| ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio | 64.0k $420.0k | Added +17.4k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 63.9k $420.7k | Added +25.7k |
| Formidable Asset Management, LLC 0.07% of their portfolio | 62.9k $413.9k | New |
| Tidal Investments LLC 0.00% of their portfolio | 62.9k $413.9k | New |
| Ellevest, Inc. 0.07% of their portfolio | 62.7k $412.6k | Reduced -7.7k |
| Ballentine Partners, LLC 0.01% of their portfolio | 61.4k $403.8k | Reduced -12.0k |
| DMC Group, LLC 0.31% of their portfolio | 61.3k $403.5k | Reduced -2.6k |
| Corient Private Wealth LP 0.00% of their portfolio | 58.0k $381.8k | Added +2.7k |
| RNC CAPITAL MANAGEMENT LLC 0.02% of their portfolio | 57.6k $378.8k | Added +6.7k |
| Versant Capital Management, Inc 0.05% of their portfolio | 53.0k $348.6k | Added +5.7k |
| YOUSIF CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 50.4k $331.3k | Added +2.6k |
| Allspring Global Investments Holdings, LLC 0.00% of their portfolio | 48.2k $315.6k | Reduced -6.8k |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.00% of their portfolio | 44.5k $293.0k | Reduced -8.4k |
| EVERGREEN CAPITAL MANAGEMENT LLC 0.01% of their portfolio | 44.5k $292.6k | Reduced -2.7k |
| Focus Partners Wealth 0.00% of their portfolio | 43.9k $289.1k | Added +21.4k |
| Orion Porfolio Solutions, LLC 0.00% of their portfolio | 43.0k $283.0k | Reduced -6.0k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 39.9k $262.5k | Reduced -23.6k |
| Generali Investments CEE, investicni spolecnost, a.s. 0.02% of their portfolio | 39.5k $259.9k | Unchanged |
| Vestmark Advisory Solutions, Inc. 0.00% of their portfolio | 39.4k $259.1k | New |
| Smartleaf Asset Management LLC 0.02% of their portfolio | 38.0k $251.1k | Reduced -7.3k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 36.7k $241.3k | Reduced -643 |
| South Dakota Investment Council 0.00% of their portfolio | 36.3k $239.0k | Unchanged |
| ASSETMARK, INC 0.00% of their portfolio | 35.8k $235.3k | Added +21.7k |
| PDS Planning, Inc 0.02% of their portfolio | 35.6k $234.1k | Reduced -3.8k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 34.9k $229.7k | Added +2.0k |
| RITHOLTZ WEALTH MANAGEMENT 0.00% of their portfolio | 34.4k $226.4k | Added +513 |
| CHOREO, LLC 0.00% of their portfolio | 32.4k $212.9k | Reduced -7.4k |
| Sequoia Financial Advisors, LLC 0.00% of their portfolio | 32.2k $211.8k | Reduced -655 |
| Pinnacle Wealth Planning Services, Inc. 0.03% of their portfolio | 32.1k $211.2k | Reduced -2.1k |
| Optas, LLC 0.04% of their portfolio | 32.0k $210.2k | Added +774 |
| DRIVE WEALTH MANAGEMENT, LLC 0.05% of their portfolio | 31.7k $208.8k | Reduced -727 |
| M&T Bank Corp 0.00% of their portfolio | 30.7k $201.9k | Reduced -2.7k |
| HighTower Advisors, LLC 0.00% of their portfolio | 30.0k $197.4k | Reduced -1.2k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 28.9k $190.3k | Added +1.3k |
| SYON CAPITAL LLC 0.01% of their portfolio | 28.2k $185.9k | New |
| Dorsey & Whitney Trust CO LLC 0.01% of their portfolio | 27.4k $180.0k | Reduced -1.5k |
| Private Advisor Group, LLC 0.00% of their portfolio | 27.2k $179.0k | Reduced -256 |
| Glenmede Investment Management, LP 0.00% of their portfolio | 26.7k $175.6k | First filing |
| CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio | 26.3k $172.9k | Reduced -3.8k |