Vault-13

NOKIA CORP NOK

SPONSORED ADR · ADR · CUSIP 654902204 · ISIN US6549022043

Finnish multinational telecommunications and information technology company

456 institutional holders -11 vs Q3 2023
306,624,707306.6m shares reported held*
$1.0bnreported value*
45 new 86 added 180 reduced 73 sold out net sold ≈ $73.1m (-21.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($355.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $3.41. Options: 18 managers hold calls ($48.6m notional), 14 hold puts ($20.5m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 498Q4 22: 501Q1 23: 485Q2 23: 480Q3 23: 467Q4 23: 456456Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022498
Q4 2022501
Q1 2023485
Q2 2023480
Q3 2023467
Q4 2023456

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 163 bought or addedQ4 22: 236 cut or sold outQ4 22Q1 23: 195 bought or addedQ1 23: 209 cut or sold outQ1 23Q2 23: 159 bought or addedQ2 23: 230 cut or sold outQ2 23Q3 23: 179 bought or addedQ3 23: 204 cut or sold outQ3 23Q4 23: 131 bought or addedQ4 23: 253 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022163236
Q1 2023195209
Q2 2023159230
Q3 2023179204
Q4 2023131253

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25m$50m$75m$100mQ1 23 calls: $85.9mQ1 23 puts: $58.1mQ1 23P/C 0.68Q2 23 calls: $68.6mQ2 23 puts: $49.2mQ2 23P/C 0.72Q3 23 calls: $61.0mQ3 23 puts: $38.7mQ3 23P/C 0.63Q4 23 calls: $48.6mQ4 23 puts: $20.5mQ4 23P/C 0.42
Numbers
QuarterCallsPutsP/C
Q1 2023$85.9m$58.1m0.68
Q2 2023$68.6m$49.2m0.72
Q3 2023$61.0m$38.7m0.63
Q4 2023$48.6m$20.5m0.42

Biggest buyers

PZENA INVESTMENT MANAGEMENT LLC Added +9,522,186+9.5m
MORGAN STANLEY Added +5,522,733+5.5m
Artisan Partners Limited Partnership Added +5,087,927+5.1m
MILLENNIUM MANAGEMENT LLC Added +4,420,039+4.4m
Optiver Holding B.V. New +4,181,842+4.2m
SEI INVESTMENTS CO Added +1,301,021+1.3m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +1,283,813+1.3m
BNP PARIBAS FINANCIAL MARKETS Added +1,182,184+1.2m
GTS SECURITIES LLC Added +1,117,115+1.1m
FIRST TRUST ADVISORS LP Added +709,012+709.0k

Biggest sellers

Alyeska Investment Group, L.P. Sold out -12,751,961-12.8m
RENAISSANCE TECHNOLOGIES LLC Reduced -5,226,200-5.2m
CITADEL ADVISORS LLC Reduced -4,896,518-4.9m
WELLINGTON MANAGEMENT GROUP LLP Sold out -4,645,043-4.6m
MANAGED ASSET PORTFOLIOS, LLC Sold out -3,504,261-3.5m
Point72 Asset Management, L.P. Sold out -3,289,600-3.3m
Walleye Capital LLC Reduced -2,733,350-2.7m
ARIEL INVESTMENTS, LLC Sold out -2,290,872-2.3m
JPMORGAN CHASE & CO Reduced -1,903,098-1.9m
GOLDMAN SACHS GROUP INC Reduced -1,183,531-1.2m

Biggest calls

Optiver Holding B.V. Reduced $12.9m3.8m shares
GROUP ONE TRADING LLC Reduced $11.4m3.3m shares
JANE STREET GROUP, LLC Added $8.0m2.3m shares
CITADEL ADVISORS LLC Added $5.2m1.5m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.4m999.1k shares
SIMPLEX TRADING, LLC Reduced $2.7m796.5k shares
D. E. Shaw & Co., Inc. New $1.4m397.7k shares
Walleye Trading LLC Reduced $1.1m314.0k shares
IMC-Chicago, LLC Added $1.0m294.1k shares
WOLVERINE TRADING, LLC Reduced $549.3k160.6k shares

Biggest puts

Optiver Holding B.V. Reduced $7.7m2.3m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.6m1.6m shares
CITADEL ADVISORS LLC Added $2.6m769.2k shares
JANE STREET GROUP, LLC Added $2.0m595.1k shares
D. E. Shaw & Co., Inc. Unchanged $1.1m325.5k shares
IMC-Chicago, LLC Added $635.8k185.9k shares
SIMPLEX TRADING, LLC Reduced $455.0k133.2k shares
WOLVERINE TRADING, LLC Reduced $173.4k50.7k shares
GTS SECURITIES LLC Reduced $125.2k36.6k shares
GROUP ONE TRADING LLC Reduced $62.6k18.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Artisan Partners Limited Partnership 0.57% of their portfolio Milwaukee, WI 106,769,682106.8m $365.2m $365.2m 0.57% Added +5.1m +5,087,927
2 PZENA INVESTMENT MANAGEMENT LLC 0.67% of their portfolio NEW YORK, NY 52,313,44252.3m $178.9m $178.9m 0.67% Added +9.5m +9,522,186
3 FOLKETRYGDFONDET 1.32% of their portfolio OSLO, Q8 18,973,64219.0m $64.9m $64.9m 1.32% Unchanged
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 14,969,34415.0m $51.2m $51.2m 0.00% Added +5.5m +5,522,733
5 BlackRock Inc. 0.00% of their portfolio New York, NY 10,737,22210.7m $36.7m $36.7m 0.00% Reduced -632.4k -632,428
6 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 8,856,5608.9m $30.3m $30.3m 0.01% Reduced -1.0m -1,009,799
7 Capital International Investors 0.01% of their portfolio Los Angeles, CA 8,269,8978.3m $27.9m $27.9m 0.01% Reduced -693.4k -693,389
8 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 6,101,5296.1m $20.9m $20.9m 0.02% Added +4.4m +4,420,039
9 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 4,609,8964.6m $15.8m $15.8m 0.02% Reduced -4.9m -4,896,518
10 Optiver Holding B.V. 0.43% of their portfolio AMSTERDAM, P7 4,181,8424.2m $14.3m $14.3m 0.43% New
11 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 3,909,2383.9m $13.4m $13.4m 0.01% Added +709.0k +709,012
12 UBS Group AG 0.01% of their portfolio ZURICH, V8 3,768,0873.8m $12.9m $12.9m 0.01% Reduced -144.7k -144,747
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,440,0933.4m $11.8m $11.8m 0.00% Added +477.3k +477,269
14 Penserra Capital Management LLC 0.21% of their portfolio ORINDA, CA 3,239,5793.2m $11.1m $11.1m 0.21% Added +148.1k +148,068
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 3,147,7443.1m $10.8m $10.8m 0.02% Reduced -392.3k -392,283
16 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 3,051,7473.1m $10.4m $10.4m 0.00% Reduced -1.2m -1,183,531
17 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 2,634,1712.6m $9.0m $9.0m 0.01% Added +1.3m +1,301,021
18 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.01% of their portfolio BOSTON, MA 2,318,1552.3m $7.9m $7.9m 0.01% Added +1.3m +1,283,813
19 State of Tennessee, Department of Treasury 0.03% of their portfolio NASHVILLE, TN 2,123,1882.1m $7.3m $7.3m 0.03% Unchanged
20 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,964,1162.0m $6.7m $6.7m 0.00% Reduced -624.0k -623,991
21 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 1,669,4431.7m $5.7m $5.7m 0.00% Added +447.9k +447,863
22 Calamos Advisors LLC 0.03% of their portfolio NAPERVILLE, IL 1,520,0001.5m $5.2m $5.2m 0.03% Unchanged
23 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 1,498,3471.5m $5.1m $5.1m 0.00% Reduced -661.9k -661,864
24 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 1,493,8931.5m $5.1m $5.1m 0.01% Added +1.2m +1,182,184
25 Susquehanna International Securities, Ltd. 3.57% of their portfolio DUBLIN, L2 1,437,4061.4m $4.9m $4.9m 3.57% Added +654.8k +654,837
26 ABN AMRO INVESTMENT SOLUTIONS 0.08% of their portfolio PARIS CEDEX 008, I0 1,297,1701.3m $4.4m $4.4m 0.08% Unchanged
27 GTS SECURITIES LLC 0.09% of their portfolio NEW YORK, NY 1,217,3631.2m $4.2m $4.2m 0.09% Added +1.1m +1,117,115
28 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,214,0201.2m $4.2m $4.2m 0.00% Reduced -628.0k -627,961
29 SAL Trading, LLC 19.91% of their portfolio Wilmington, DE 1,194,9641.2m $4.1m $4.1m 19.91% Added +236.9k +236,900
30 FMR LLC 0.00% of their portfolio BOSTON, MA 1,181,5081.2m $4.0m $4.0m 0.00% Reduced -1.0m -1,000,326
31 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 1,156,6901.2m $4.0m $4.0m 0.00% Added +295.7k +295,703
32 TSP Capital Management Group, LLC 1.36% of their portfolio Summit, NJ 1,151,8671.2m $3.9m $3.9m 1.36% Reduced -1.1m -1,094,150
33 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 889,260889.3k $3.0m $3.0m 0.00% Added +3.2k +3,177
34 Clean Yield Group 1.28% of their portfolio NORWICH, VT 886,765886.8k $3.0m $3.0m 1.28% Reduced -48.0k -47,970
35 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 882,030882.0k $3.0m $3.0m 0.01% Added +416.8k +416,791
36 Henry James International Management Inc. 1.11% of their portfolio NEW YORK, NY 862,862862.9k $3.0m $3.0m 1.11% Reduced -51.4k -51,392
37 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 811,839811.8k $2.8m $2.8m 0.00% Added +92.2k +92,195
38 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 750,693750.7k $2.6m $2.6m 0.00% Reduced -147.2k -147,153
39 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 677,539677.5k $2.3m $2.3m 0.00% Added +61.4k +61,416
40 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 674,928674.9k $2.3m $2.3m 0.00% Reduced -73.0k -72,967
41 Walleye Capital LLC 0.03% of their portfolio NEW YORK, NY 633,308633.3k $2.2m $2.2m 0.03% Reduced -2.7m -2,733,350
42 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 620,353620.4k $2.1m $2.1m 0.00% Reduced -278.1k -278,143
43 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 599,400599.4k $2.0m $2.0m 0.00% Reduced -5.2m -5,226,200
44 Waterfront Wealth Inc. 0.57% of their portfolio OVERLAND PARK, KS 563,086563.1k $1.9m $1.9m 0.57% Reduced -8.2k -8,196
45 Murphy Pohlad Asset Management LLC 0.80% of their portfolio EDEN PRAIRIE, MN 562,180562.2k $1.9m $1.9m 0.80% Added +21.7k +21,745
46 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 522,429522.4k $1.8m $1.8m 0.00% Reduced -93.5k -93,514
47 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 509,304509.3k $1.8m $1.8m 0.00% Reduced -1.1m -1,142,559
48 Virtu Financial LLC 0.13% of their portfolio New York, NY 490,729490.7k $1.7m $1.7m 0.13% Added +270.8k +270,752
49 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 463,294463.3k $1.6m $1.6m 0.00% Added +114.5k +114,481
50 AGUR PROVIDENT & TRAINING FUNDS MANAGEMENT LTD 0.00% of their portfolio TEL AVIV, L3 428,068428.1k $14.6k $14.6k 0.00% Unchanged
51 Lesa Sroufe & Co 1.39% of their portfolio SEATTLE, WA 398,522398.5k $1.4m $1.4m 1.39% Reduced -13.5k -13,461
52 Crossmark Global Holdings, Inc. 0.03% of their portfolio HOUSTON, TX 359,548359.5k $1.2m $1.2m 0.03% Reduced -33 -33
53 PANAGORA ASSET MANAGEMENT INC 0.01% of their portfolio BOSTON, MA 281,513281.5k $962.8k $962.8k 0.01% Reduced -13.5k -13,534
54 PUTNAM INVESTMENTS LLC 0.00% of their portfolio BOSTON, MA 281,513281.5k $962.8k $962.8k 0.00% Reduced -11.7k -11,711
55 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 269,921269.9k $923.1k $923.1k 0.01% Reduced -33.7k -33,745
56 Sequoia Financial Advisors, LLC 0.01% of their portfolio Akron, OH 229,356229.4k $784.4k $784.4k 0.01% Reduced -17.5k -17,475
57 SIMPLEX TRADING, LLC 0.02% of their portfolio CHICAGO, IL 226,085226.1k $773.0k $773.0k 0.02% Added +161.0k +160,975
58 Quantbot Technologies LP 0.04% of their portfolio NEW YORK, NY 225,007225.0k $769.5k $769.5k 0.04% Added +192.6k +192,628
59 Savoie Capital LLC 0.18% of their portfolio CHICAGO, IL 225,000225.0k $769.5k $769.5k 0.18% New
60 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 208,327208.3k $712.5k $712.5k 0.00% Reduced -159.4k -159,399
61 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 202,883202.9k $694.0k $694.0k 0.00% Reduced -27.7k -27,734
62 Ulysses Management LLC 0.17% of their portfolio New York, NY 200,000200.0k $684.0k $684.0k 0.17% Unchanged
63 NOMURA HOLDINGS INC 0.01% of their portfolio TOKYO, M0 193,974194.0k $663.4k $663.4k 0.01% Reduced -14.4k -14,384
64 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 193,895193.9k $663.1k $663.1k 0.00% Reduced -58.5k -58,452
65 QRG CAPITAL MANAGEMENT, INC. 0.01% of their portfolio BERWYN, PA 188,624188.6k $645.1k $645.1k 0.01% Reduced -16.6k -16,640
66 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 181,282181.3k $619.9k $619.9k 0.00% Reduced -194.7k -194,730
67 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 174,894174.9k $598.1k $598.1k 0.00% Reduced -27.5k -27,523
68 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 174,057174.1k $595.3k $595.3k 0.00% Reduced -74.9k -74,859
69 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 173,652173.7k $593.9k $593.9k 0.00% Reduced -80.1k -80,149
70 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 162,080162.1k $554.0k $554.0k 0.00% Reduced -204.1k -204,063
71 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 0.27% of their portfolio ATLANTA, GA 155,774155.8k $535.0k $535.0k 0.27% Added +3.2k +3,250
72 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 152,605152.6k $522.0k $522.0k 0.00% Reduced -43.4k -43,409
73 Vident Advisory, LLC 0.01% of their portfolio Alpharetta, GA 150,043150.0k $513.1k $513.1k 0.01% Added +27.8k +27,795
74 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 146,793146.8k $502.0k $502.0k 0.00% Reduced -37.9k -37,855
75 PROFUND ADVISORS LLC 0.02% of their portfolio BETHESDA, MD 128,358128.4k $439.0k $439.0k 0.02% Added +52.5k +52,516
76 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 124,361124.4k $425.3k $425.3k 0.00% First filing
77 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 123,552123.6k $411.0k $411.0k 0.00% Reduced -58.4k -58,354
78 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 118,412118.4k $403.6k $403.6k 0.00% Reduced -17.3k -17,308
79 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 117,104117.1k $400.5k $400.5k 0.01% Added +50.2k +50,202
80 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 114,912114.9k $393.0k $393.0k 0.00% Reduced -1.7k -1,663
81 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 111,064111.1k $379.8k $379.8k 0.01% Reduced -8.3k -8,323
82 Mariner, LLC 0.00% of their portfolio Overland Park, KS 110,228110.2k $377.0k $377.0k 0.00% Reduced -59.8k -59,845
83 Laird Norton Wetherby Wealth Management, LLC 0.02% of their portfolio Seattle, WA 106,101106.1k $362.9k $362.9k 0.02% Reduced -51.4k -51,352
84 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 105,948105.9k $362.3k $362.3k 0.00% Reduced -4.8k -4,793
85 Ethic Inc. 0.01% of their portfolio NEW YORK, NY 104,211104.2k $356.4k $356.4k 0.01% Reduced -20.5k -20,459
86 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 101,917101.9k $348.6k $348.6k 0.00% Reduced -6.1k -6,100
87 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 100,645100.6k $344.2k $344.2k 0.01% Reduced -23.2k -23,182
88 Campbell & CO Investment Adviser LLC 0.03% of their portfolio BALTIMORE, MD 99,17099.2k $339.2k $339.2k 0.03% Added +123 +123
89 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 97,30197.3k $333.0k $333.0k 0.02% New
90 Qtron Investments LLC 0.05% of their portfolio Boston, MA 95,99296.0k $328.3k $328.3k 0.05% New
91 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 94,75594.8k $324.1k $324.1k 0.00% Added +582 +582
92 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 93,12593.1k $318.0k $318.0k 0.00% Reduced -1.9k -1,861
93 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 92,75992.8k $317.2k $317.2k 0.00% Added +6.4k +6,440
94 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 92,16592.2k $315.2k $315.2k 0.00% Reduced -28.3k -28,260
95 YOUSIF CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BLOOMFIELD HILLS, MI 90,99691.0k $311.2k $311.2k 0.00% Unchanged
96 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.00% of their portfolio Madrid, U3 87,50987.5k $297.2k $297.2k 0.00% Added +34.4k +34,400
97 XTX Topco Ltd 0.07% of their portfolio LONDON, X0 87,26287.3k $298.4k $298.4k 0.07% Added +60.4k +60,386
98 Pacer Advisors, Inc. 0.00% of their portfolio Malvern, PA 86,97787.0k $297.5k $297.5k 0.00% Reduced -3.4k -3,448
99 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 82,97283.0k $283.8k $283.8k 0.00% Reduced -26.4k -26,434
100 SIGNATUREFD, LLC 0.01% of their portfolio ATLANTA, GA 81,11581.1k $277.4k $277.4k 0.01% Added +26.2k +26,158