Vault-13

NOKIA CORP NOK

SPONSORED ADR · ADR · CUSIP 654902204 · ISIN US6549022043

Finnish multinational telecommunications and information technology company

467 institutional holders -13 vs Q2 2023
328,288,165328.3m shares reported held*
$1.2bnreported value*
39 new 140 added 153 reduced 51 sold out net bought ≈ $115.5m (+30.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($541.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $3.74. Options: 18 managers hold calls ($61.0m notional), 18 hold puts ($38.7m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 498Q4 22: 501Q1 23: 485Q2 23: 480Q3 23: 467467Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022498
Q4 2022501
Q1 2023485
Q2 2023480
Q3 2023467

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 163 bought or addedQ4 22: 236 cut or sold outQ4 22Q1 23: 195 bought or addedQ1 23: 209 cut or sold outQ1 23Q2 23: 159 bought or addedQ2 23: 230 cut or sold outQ2 23Q3 23: 179 bought or addedQ3 23: 204 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022163236
Q1 2023195209
Q2 2023159230
Q3 2023179204

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ4 22 calls: $191.3mQ4 22 puts: $72.6mQ4 22P/C 0.38Q1 23 calls: $85.9mQ1 23 puts: $58.1mQ1 23P/C 0.68Q2 23 calls: $68.6mQ2 23 puts: $49.2mQ2 23P/C 0.72Q3 23 calls: $61.0mQ3 23 puts: $38.7mQ3 23P/C 0.63
Numbers
QuarterCallsPutsP/C
Q4 2022$191.3m$72.6m0.38
Q1 2023$85.9m$58.1m0.68
Q2 2023$68.6m$49.2m0.72
Q3 2023$61.0m$38.7m0.63

Biggest buyers

PZENA INVESTMENT MANAGEMENT LLC Added +42,477,173+42.5m
Alyeska Investment Group, L.P. New +12,751,961+12.8m
Artisan Partners Limited Partnership Added +9,908,461+9.9m
CITADEL ADVISORS LLC Added +9,264,129+9.3m
Walleye Capital LLC New +3,366,658+3.4m
Point72 Asset Management, L.P. New +3,289,600+3.3m
State of Tennessee, Department of Treasury New +2,123,188+2.1m
JPMORGAN CHASE & CO Added +1,893,597+1.9m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +1,436,248+1.4m
BlackRock Inc. Added +1,313,691+1.3m

Biggest sellers

Optiver Holding B.V. Sold out -18,052,143-18.1m
RENAISSANCE TECHNOLOGIES LLC Reduced -12,705,880-12.7m
Advisors Capital Management, LLC Sold out -5,652,543-5.7m
Stonegate Investment Group, LLC Reduced -4,305,696-4.3m
Penserra Capital Management LLC Reduced -2,827,552-2.8m
SAL Trading, LLC Reduced -2,795,300-2.8m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -2,346,231-2.3m
Bank of New York Mellon Corp Reduced -2,095,353-2.1m
BANK OF AMERICA CORP /DE/ Reduced -1,260,695-1.3m
LMR Partners LLP Sold out -1,213,796-1.2m

Biggest calls

Optiver Holding B.V. Added $22.8m6.1m shares
GROUP ONE TRADING LLC Reduced $13.6m3.6m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $8.7m2.3m shares
JANE STREET GROUP, LLC Reduced $5.3m1.4m shares
SIMPLEX TRADING, LLC Reduced $3.2m869.2k shares
CITADEL ADVISORS LLC Reduced $2.8m744.6k shares
Walleye Trading LLC Added $1.5m404.8k shares
WOLVERINE TRADING, LLC Reduced $879.3k235.1k shares
IMC-Chicago, LLC Added $855.0k228.6k shares
GTS SECURITIES LLC New $572.6k153.1k shares

Biggest puts

Optiver Holding B.V. Reduced $15.4m4.1m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $14.7m3.9m shares
BARCLAYS PLC New $2.3m602.0k shares
MILLENNIUM MANAGEMENT LLC Unchanged $1.3m350.7k shares
D. E. Shaw & Co., Inc. Unchanged $1.2m325.5k shares
CITADEL ADVISORS LLC Reduced $1.1m298.4k shares
SIMPLEX TRADING, LLC Reduced $655.0k175.3k shares
WOLVERINE TRADING, LLC Added $547.2k146.3k shares
IMC-Chicago, LLC Added $540.8k144.6k shares
GTS SECURITIES LLC New $245.7k65.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Artisan Partners Limited Partnership 0.65% of their portfolio Milwaukee, WI 101,681,755101.7m $380.3m $380.3m 0.65% Added +9.9m +9,908,461
2 PZENA INVESTMENT MANAGEMENT LLC 0.69% of their portfolio NEW YORK, NY 42,791,25642.8m $160.0m $160.0m 0.69% Added +42.5m +42,477,173
3 FOLKETRYGDFONDET 1.46% of their portfolio OSLO, Q8 18,973,64219.0m $70.2m $70.2m 1.46% Unchanged
4 Alyeska Investment Group, L.P. 0.33% of their portfolio CHICAGO, IL 12,751,96112.8m $47.7m $47.7m 0.33% New
5 BlackRock Inc. 0.00% of their portfolio New York, NY 11,369,65011.4m $42.5m $42.5m 0.00% Added +1.3m +1,313,691
6 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 9,866,3599.9m $36.9m $36.9m 0.01% Added +621.2k +621,162
7 CITADEL ADVISORS LLC 0.04% of their portfolio MIAMI, FL 9,506,4149.5m $35.6m $35.6m 0.04% Added +9.3m +9,264,129
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,446,6119.4m $35.3m $35.3m 0.00% Added +1.1m +1,101,549
9 Capital International Investors 0.01% of their portfolio Los Angeles, CA 8,963,2869.0m $33.3m $33.3m 0.01% Added +611.8k +611,824
10 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 5,825,6005.8m $21.8m $21.8m 0.04% Reduced -12.7m -12,705,880
11 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 4,645,0434.6m $17.4m $17.4m 0.00% Reduced -18.4k -18,398
12 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 4,235,2784.2m $15.8m $15.8m 0.00% Added +522.7k +522,709
13 UBS Group AG 0.01% of their portfolio ZURICH, V8 3,912,8343.9m $14.6m $14.6m 0.01% Reduced -351.9k -351,888
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 3,540,0273.5m $13.2m $13.2m 0.02% Added +1.4m +1,436,248
15 MANAGED ASSET PORTFOLIOS, LLC 2.01% of their portfolio ROCHESTER, MI 3,504,2613.5m $13.1m $13.1m 2.01% Reduced -458.3k -458,284
16 Walleye Capital LLC 0.18% of their portfolio NEW YORK, NY 3,366,6583.4m $12.6m $12.6m 0.18% New
17 Point72 Asset Management, L.P. 0.04% of their portfolio STAMFORD, CT 3,289,6003.3m $12.3m $12.3m 0.04% New
18 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 3,200,2263.2m $12.0m $12.0m 0.01% Reduced -780.3k -780,271
19 Penserra Capital Management LLC 0.24% of their portfolio ORINDA, CA 3,091,5113.1m $11.6m $11.6m 0.24% Reduced -2.8m -2,827,552
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,962,8243.0m $11.1m $11.1m 0.00% Added +30.4k +30,445
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,588,1072.6m $9.7m $9.7m 0.00% Reduced -1.3m -1,260,695
22 ARIEL INVESTMENTS, LLC 0.09% of their portfolio CHICAGO, IL 2,290,8722.3m $8.6m $8.6m 0.09% Reduced -884.5k -884,515
23 TSP Capital Management Group, LLC 3.24% of their portfolio Summit, NJ 2,246,0172.2m $8.4m $8.4m 3.24% Added +5.4k +5,390
24 FMR LLC 0.00% of their portfolio BOSTON, MA 2,181,8342.2m $8.2m $8.2m 0.00% Added +90.9k +90,895
25 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 2,160,2112.2m $8.1m $8.1m 0.00% Reduced -177.7k -177,652
26 State of Tennessee, Department of Treasury 0.03% of their portfolio NASHVILLE, TN 2,123,1882.1m $7.9m $7.9m 0.03% New
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,980,5482.0m $7.4m $7.4m 0.00% Added +1.9m +1,893,597
28 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,841,9811.8m $6.9m $6.9m 0.00% Added +18.9k +18,878
29 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 1,681,4901.7m $6.3m $6.3m 0.01% Reduced -329.4k -329,414
30 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,651,8631.7m $6.5m $6.5m 0.00% Added +1.1m +1,079,176
31 Calamos Advisors LLC 0.03% of their portfolio NAPERVILLE, IL 1,520,0001.5m $5.7m $5.7m 0.03% Unchanged
32 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 1,333,1501.3m $5.0m $5.0m 0.01% Added +1.2m +1,180,327
33 ABN AMRO INVESTMENT SOLUTIONS 0.09% of their portfolio PARIS CEDEX 008, I0 1,297,1701.3m $4.9m $4.9m 0.09% New
34 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 1,221,5801.2m $4.6m $4.6m 0.00% Added +285.1k +285,076
35 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 1,034,3421.0m $3.9m $3.9m 0.00% Reduced -2.3m -2,346,231
36 SAL Trading, LLC 12.47% of their portfolio Wilmington, DE 958,064958.1k $3.6m $3.6m 12.47% Reduced -2.8m -2,795,300
37 Clean Yield Group 1.48% of their portfolio NORWICH, VT 934,735934.7k $3.3m $3.3m 1.48% Reduced -9.7k -9,660
38 Henry James International Management Inc. 1.48% of their portfolio NEW YORK, NY 914,254914.3k $3.4m $3.4m 1.48% Reduced -142.7k -142,748
39 OVERSEA-CHINESE BANKING Corp Ltd 0.16% of their portfolio SINGAPORE, U0 913,075913.1k $3.4m $3.4m 0.16% Added +11.7k +11,718
40 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 898,496898.5k $3.4m $3.4m 0.00% Reduced -193.0k -192,951
41 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 897,846897.8k $3.4m $3.4m 0.00% Reduced -2.1m -2,095,353
42 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 886,083886.1k $3.3m $3.3m 0.00% Reduced -201.0k -201,038
43 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 860,987861.0k $3.2m $3.2m 0.01% Reduced -817.2k -817,180
44 Susquehanna International Securities, Ltd. 2.48% of their portfolio DUBLIN, L2 782,569782.6k $2.9m $2.9m 2.48% Reduced -200.3k -200,294
45 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 747,895747.9k $2.8m $2.8m 0.00% Reduced -140.0k -139,958
46 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 719,644719.6k $2.7m $2.7m 0.00% Added +61.2k +61,156
47 HRT FINANCIAL LP 0.03% of their portfolio NEW YORK, NY 706,860706.9k $2.6m $2.6m 0.03% Added +658.2k +658,234
48 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 616,123616.1k $2.3m $2.3m 0.00% Added +125.2k +125,226
49 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 615,943615.9k $2.3m $2.3m 0.00% Reduced -67.0k -66,987
50 FLPUTNAM INVESTMENT MANAGEMENT CO 0.06% of their portfolio PORTLAND, ME 595,097595.1k $2.2m $2.2m 0.06% Reduced -69.0k -69,000
51 Waterfront Wealth Inc. 0.59% of their portfolio OVERLAND PARK, KS 571,282571.3k $1.8m $1.8m 0.59% Added +172.7k +172,660
52 Murphy Pohlad Asset Management LLC 0.89% of their portfolio EDEN PRAIRIE, MN 540,435540.4k $2.0m $2.0m 0.89% Added +38.4k +38,385
53 EVERGREEN CAPITAL MANAGEMENT LLC 0.09% of their portfolio Bellevue, WA 538,308538.3k $2.0m $2.0m 0.09% Added +55.0k +54,966
54 TEGEAN CAPITAL MANAGEMENT, LLC 1.97% of their portfolio New York, NY 500,000500.0k $1.9m $1.9m 1.97% Reduced -500.0k -500,000
55 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 465,239465.2k $1.7m $1.7m 0.00% Added +14.8k +14,825
56 Catalyst Capital Advisors LLC 0.04% of their portfolio San Juan, PR 428,550428.6k $1.6m $1.6m 0.04% Unchanged
57 AGUR PROVIDENT & TRAINING FUNDS MANAGEMENT LTD 0.50% of their portfolio TEL AVIV, L3 428,068428.1k $1.6m $1.6m 0.50% Unchanged
58 Lesa Sroufe & Co 1.65% of their portfolio SEATTLE, WA 411,983412.0k $1.5m $1.5m 1.65% Reduced -5.2k -5,189
59 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 376,012376.0k $1.4m $1.4m 0.00% Reduced -66.9k -66,862
60 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 367,726367.7k $1.4m $1.4m 0.00% Reduced -76.5k -76,474
61 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 366,143366.1k $1.4m $1.4m 0.00% Added +91.9k +91,896
62 Crossmark Global Holdings, Inc. 0.03% of their portfolio HOUSTON, TX 359,581359.6k $1.3m $1.3m 0.03% Reduced -603 -603
63 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 348,813348.8k $1.3m $1.3m 0.00% Added +295.4k +295,443
64 Simplicity Solutions, LLC 0.04% of their portfolio MINNEAPOLIS, MN 336,242336.2k $1.3m $1.3m 0.04% Reduced -214.4k -214,398
65 Bleakley Financial Group, LLC 0.04% of their portfolio PARSIPPANY, NJ 336,242336.2k $1.3m $1.3m 0.04% Reduced -214.9k -214,928
66 Walleye Trading LLC 0.03% of their portfolio NEW YORK, NY 318,306318.3k $1.2m $1.2m 0.03% New
67 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 311,709311.7k $1.2m $1.2m 0.00% Added +55.7k +55,705
68 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 303,666303.7k $1.1m $1.1m 0.01% Reduced -11.5k -11,515
69 PANAGORA ASSET MANAGEMENT INC 0.01% of their portfolio BOSTON, MA 295,047295.0k $1.1m $1.1m 0.01% Added +2.6k +2,649
70 PUTNAM INVESTMENTS LLC 0.00% of their portfolio BOSTON, MA 293,224293.2k $1.1m $1.1m 0.00% Added +3.5k +3,510
71 AMG National Trust Bank 0.04% of their portfolio GREENWOOD VILLAGE, CO 287,532287.5k $1.1m $1.1m 0.04% Reduced -246.1k -246,076
72 RWA WEALTH PARTNERS, LLC 0.02% of their portfolio BOSTON, MA 254,950254.9k $953.5k $953.5k 0.02% Reduced -20.0k -20,000
73 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 254,430254.4k $946.5k $946.5k 0.00% Unchanged
74 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 253,801253.8k $949.2k $949.2k 0.00% Reduced -132.4k -132,433
75 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 252,347252.3k $943.8k $943.8k 0.01% Added +79.4k +79,379
76 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 248,916248.9k $930.9k $930.9k 0.00% Added +83.8k +83,800
77 Sequoia Financial Advisors, LLC 0.02% of their portfolio Akron, OH 246,831246.8k $923.1k $923.1k 0.02% Added +9.8k +9,760
78 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 230,617230.6k $863.0k $863.0k 0.00% Reduced -12.5k -12,509
79 Virtu Financial LLC 0.08% of their portfolio New York, NY 219,977220.0k $823.0k $823.0k 0.08% New
80 Hall Private Wealth Advisors 0.54% of their portfolio SAN DIEGO, CA 213,943213.9k $800.1k $800.1k 0.54% Reduced -123.2k -123,240
81 NOMURA HOLDINGS INC 0.01% of their portfolio TOKYO, M0 208,358208.4k $779.3k $779.3k 0.01% Added +176.3k +176,292
82 QRG CAPITAL MANAGEMENT, INC. 0.01% of their portfolio BERWYN, PA 205,264205.3k $767.7k $767.7k 0.01% First filing
83 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 202,417202.4k $757.0k $757.0k 0.00% Added +6.3k +6,294
84 Ulysses Management LLC 0.21% of their portfolio New York, NY 200,000200.0k $748.0k $748.0k 0.21% Unchanged
85 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 196,014196.0k $733.0k $733.0k 0.00% Reduced -164.4k -164,353
86 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 184,648184.6k $690.6k $690.6k 0.00% Unchanged
87 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 181,906181.9k $675.0k $675.0k 0.00% Added +16.2k +16,209
88 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 177,330177.3k $663.2k $663.2k 0.00% Reduced -653.3k -653,319
89 DCF Advisers, LLC 0.45% of their portfolio MOUNT PLEASANT, SC 171,500171.5k $641.4k $641.4k 0.45% Unchanged
90 Mariner, LLC 0.00% of their portfolio Overland Park, KS 170,073170.1k $636.1k $636.1k 0.00% Added +4.7k +4,663
91 PATHSTONE FAMILY OFFICE, LLC 0.00% of their portfolio ENGLEWOOD, NJ 165,633165.6k $619.5k $619.5k 0.00% Added +66.9k +66,931
92 Laird Norton Wetherby Wealth Management, LLC 0.03% of their portfolio Seattle, WA 157,453157.5k $588.9k $588.9k 0.03% Added +20.8k +20,761
93 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 0.31% of their portfolio ATLANTA, GA 152,524152.5k $565.9k $565.9k 0.31% Reduced -1.5k -1,500
94 PENNSYLVANIA CAPITAL MANAGEMENT INC /ADV 0.23% of their portfolio HUNTINGDON VALLEY, PA 151,075151.1k $565.0k $565.0k 0.23% Unchanged
95 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 142,200142.2k $531.8k $531.8k 0.00% Reduced -202.4k -202,391
96 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 140,678140.7k $514.2k $514.2k 0.00% Added +23.6k +23,608
97 Forum Financial Management, LP 0.01% of their portfolio LOMBARD, IL 139,577139.6k $522.0k $522.0k 0.01% Reduced -318 -318
98 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 135,720135.7k $501.0k $501.0k 0.00% Reduced -2.3k -2,285
99 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 131,395131.4k $491.4k $491.4k 0.00% Added +62.8k +62,815
100 WealthTrust Axiom LLC 0.17% of their portfolio WAYNE, PA 124,886124.9k $467.1k $467.1k 0.17% Reduced -47.4k -47,440