Vault-13

NOKIA CORP NOK

SPONSORED ADR · ADR · CUSIP 654902204 · ISIN US6549022043

Finnish multinational telecommunications and information technology company

480 institutional holders -5 vs Q1 2023
296,943,908296.9m shares reported held*
$1.2bnreported value*
44 new 115 added 172 reduced 58 sold out net sold ≈ $296.2m (-73.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $4.16. Options: 17 managers hold calls ($68.6m notional), 17 hold puts ($49.2m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 498Q4 22: 501Q1 23: 485Q2 23: 480480Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022498
Q4 2022501
Q1 2023485
Q2 2023480

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 163 bought or addedQ4 22: 236 cut or sold outQ4 22Q1 23: 195 bought or addedQ1 23: 209 cut or sold outQ1 23Q2 23: 159 bought or addedQ2 23: 230 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022163236
Q1 2023195209
Q2 2023159230

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ3 22 calls: $197.9mQ3 22 puts: $47.3mQ3 22P/C 0.24Q4 22 calls: $191.3mQ4 22 puts: $72.6mQ4 22P/C 0.38Q1 23 calls: $85.9mQ1 23 puts: $58.1mQ1 23P/C 0.68Q2 23 calls: $68.6mQ2 23 puts: $49.2mQ2 23P/C 0.72
Numbers
QuarterCallsPutsP/C
Q3 2022$197.9m$47.3m0.24
Q4 2022$191.3m$72.6m0.38
Q1 2023$85.9m$58.1m0.68
Q2 2023$68.6m$49.2m0.72

Biggest buyers

Optiver Holding B.V. Added +10,988,977+11.0m
Artisan Partners Limited Partnership Added +4,250,170+4.3m
FOLKETRYGDFONDET Added +2,200,000+2.2m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +1,821,418+1.8m
ROYAL BANK OF CANADA Added +1,637,925+1.6m
JANE STREET GROUP, LLC Added +1,307,101+1.3m
FIRST TRUST ADVISORS LP Added +1,231,013+1.2m
TEGEAN CAPITAL MANAGEMENT, LLC New +1,000,000+1.0m
BARCLAYS PLC Added +829,909+829.9k
BANK OF AMERICA CORP /DE/ Added +765,867+765.9k

Biggest sellers

MILLENNIUM MANAGEMENT LLC Reduced -21,564,456-21.6m
NEUBERGER BERMAN GROUP LLC Reduced -13,403,297-13.4m
RENAISSANCE TECHNOLOGIES LLC Reduced -10,054,700-10.1m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -8,433,412-8.4m
LMR Partners LLP Reduced -6,462,917-6.5m
Balyasny Asset Management L.P. Sold out -5,876,865-5.9m
D. E. Shaw & Co., Inc. Reduced -4,227,957-4.2m
Bank of New York Mellon Corp Reduced -4,154,101-4.2m
SAL Trading, LLC Reduced -2,671,055-2.7m
CITADEL ADVISORS LLC Reduced -2,656,728-2.7m

Biggest calls

Optiver Holding B.V. Added $20.3m4.9m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $16.1m3.9m shares
GROUP ONE TRADING LLC Added $15.3m3.7m shares
JANE STREET GROUP, LLC Added $6.1m1.5m shares
SIMPLEX TRADING, LLC Added $3.9m934.6k shares
CITADEL ADVISORS LLC Reduced $3.1m756.2k shares
Walleye Trading LLC Added $1.6m389.4k shares
WOLVERINE TRADING, LLC Reduced $1.0m247.8k shares
Capital Markets Trading UK LLP Unchanged $384.0k92.4k shares
IMC-Chicago, LLC Reduced $382.7k92.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $20.1m4.8m shares
Optiver Holding B.V. Reduced $18.9m4.5m shares
CITADEL ADVISORS LLC Reduced $2.0m469.6k shares
PEAK6 Investments LLC New $1.7m401.0k shares
MILLENNIUM MANAGEMENT LLC New $1.5m350.7k shares
JANE STREET GROUP, LLC Added $1.4m343.5k shares
D. E. Shaw & Co., Inc. New $1.4m325.5k shares
SIMPLEX TRADING, LLC Added $786.0k189.0k shares
WOLVERINE TRADING, LLC Reduced $527.9k127.2k shares
IMC-Chicago, LLC Reduced $319.5k76.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Artisan Partners Limited Partnership 0.61% of their portfolio Milwaukee, WI 91,773,29491.8m $381.8m $381.8m 0.61% Added +4.3m +4,250,170
2 FOLKETRYGDFONDET 1.81% of their portfolio OSLO, Q8 18,973,64219.0m $78.9m $78.9m 1.81% Added +2.2m +2,200,000
3 RENAISSANCE TECHNOLOGIES LLC 0.11% of their portfolio NEW YORK, NY 18,531,48018.5m $77.1m $77.1m 0.11% Reduced -10.1m -10,054,700
4 Optiver Holding B.V. 2.17% of their portfolio AMSTERDAM, P7 18,052,14318.1m $75.1m $75.1m 2.17% Added +11.0m +10,988,977
5 BlackRock Inc. 0.00% of their portfolio New York, NY 10,055,95910.1m $41.8m $41.8m 0.00% Reduced -983.4k -983,423
6 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 9,245,1979.2m $38.5m $38.5m 0.01% Added +696.9k +696,925
7 Capital International Investors 0.01% of their portfolio Los Angeles, CA 8,351,4628.4m $34.7m $34.7m 0.01% Reduced -84.4k -84,422
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 8,345,0628.3m $34.7m $34.7m 0.00% Reduced -2.2m -2,179,659
9 Penserra Capital Management LLC 0.49% of their portfolio ORINDA, CA 5,919,0635.9m $24.6m $24.6m 0.49% Reduced -471.0k -470,961
10 Advisors Capital Management, LLC 0.56% of their portfolio RIDGEWOOD, NJ 5,652,5435.7m $23.5m $23.5m 0.56% Added +244.6k +244,642
11 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 4,663,4414.7m $19.4m $19.4m 0.00% Added +14.4k +14,378
12 Stonegate Investment Group, LLC 0.64% of their portfolio BIRMINGHAM, AL 4,337,5964.3m $18.0m $18.0m 0.64% Reduced -361.9k -361,937
13 UBS Group AG 0.01% of their portfolio ZURICH, V8 4,264,7224.3m $17.7m $17.7m 0.01% Reduced -87.7k -87,651
14 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 3,980,4974.0m $16.6m $16.6m 0.02% Added +1.2m +1,231,013
15 MANAGED ASSET PORTFOLIOS, LLC 2.47% of their portfolio ROCHESTER, MI 3,962,5454.0m $16.5m $16.5m 2.47% Added +56.7k +56,738
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,848,8023.8m $16.0m $16.0m 0.00% Added +765.9k +765,867
17 SAL Trading, LLC 90.07% of their portfolio Wilmington, DE 3,753,3643.8m $15.6m $15.6m 90.07% Reduced -2.7m -2,671,055
18 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 3,712,5693.7m $15.4m $15.4m 0.00% Reduced -999.8k -999,768
19 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.02% of their portfolio BOSTON, MA 3,380,5733.4m $14.1m $14.1m 0.02% Reduced -8.4m -8,433,412
20 ARIEL INVESTMENTS, LLC 0.13% of their portfolio CHICAGO, IL 3,175,3873.2m $13.2m $13.2m 0.13% Reduced -117.4k -117,437
21 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 2,993,1993.0m $12.5m $12.5m 0.00% Reduced -4.2m -4,154,101
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,932,3792.9m $12.2m $12.2m 0.00% Added +1.6m +1,637,925
23 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 2,337,8632.3m $9.7m $9.7m 0.00% Added +175.0k +174,984
24 TSP Capital Management Group, LLC 3.36% of their portfolio Summit, NJ 2,240,6272.2m $9.3m $9.3m 3.36% Added +28.2k +28,250
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 2,103,7792.1m $8.8m $8.8m 0.01% Added +1.8m +1,821,418
26 FMR LLC 0.00% of their portfolio BOSTON, MA 2,090,9392.1m $8.7m $8.7m 0.00% Reduced -2.4m -2,362,459
27 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 2,010,9042.0m $8.4m $8.4m 0.01% Reduced -21.6m -21,564,456
28 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,823,1031.8m $7.6m $7.6m 0.00% Added +264.3k +264,271
29 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 1,678,1671.7m $7.0m $7.0m 0.01% Added +1.3m +1,307,101
30 Calamos Advisors LLC 0.03% of their portfolio NAPERVILLE, IL 1,520,0001.5m $6.3m $6.3m 0.03% Unchanged
31 LMR Partners LLP 0.11% of their portfolio LONDON, X0 1,213,7961.2m $5.0m $5.0m 0.11% Reduced -6.5m -6,462,917
32 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.02% of their portfolio TORONTO, A6 1,177,6001.2m $4.9m $4.9m 0.02% Reduced -69.3k -69,300
33 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 1,091,4471.1m $4.5m $4.5m 0.00% Reduced -2.3m -2,294,816
34 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 1,087,1211.1m $4.5m $4.5m 0.00% Reduced -13.4m -13,403,297
35 Henry James International Management Inc. 1.91% of their portfolio NEW YORK, NY 1,057,0021.1m $4.4m $4.4m 1.91% Reduced -42.5k -42,496
36 TEGEAN CAPITAL MANAGEMENT, LLC 2.80% of their portfolio New York, NY 1,000,0001.0m $4.2m $4.2m 2.80% New
37 Susquehanna International Securities, Ltd. 3.80% of their portfolio DUBLIN, L2 982,863982.9k $4.1m $4.1m 3.80% Reduced -1.1m -1,121,851
38 Clean Yield Group 1.62% of their portfolio NORWICH, VT 944,395944.4k $3.9m $3.9m 1.62% Added +715.0k +714,975
39 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 936,504936.5k $3.9m $3.9m 0.00% Added +135.8k +135,798
40 OVERSEA-CHINESE BANKING Corp Ltd 0.18% of their portfolio SINGAPORE, U0 901,357901.4k $3.7m $3.7m 0.18% Added +43.2k +43,203
41 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 887,853887.9k $3.7m $3.7m 0.00% Reduced -81.4k -81,414
42 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 830,649830.6k $3.5m $3.5m 0.00% Added +829.9k +829,909
43 OLD MISSION CAPITAL LLC 0.12% of their portfolio CHICAGO, IL 773,506773.5k $3.2m $3.2m 0.12% Added +639.6k +639,612
44 Capricorn Fund Managers Ltd 1.08% of their portfolio LONDON, X0 721,770721.8k $3.0m $3.0m 1.08% Added +34.6k +34,615
45 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 682,930682.9k $2.8m $2.8m 0.01% Reduced -221.6k -221,614
46 FLPUTNAM INVESTMENT MANAGEMENT CO 0.08% of their portfolio PORTLAND, ME 664,097664.1k $2.8m $2.8m 0.08% Added +265.3k +265,271
47 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 658,488658.5k $2.7m $2.7m 0.00% Added +24.8k +24,801
48 MARSHALL WACE, LLP 0.01% of their portfolio LONDON, X0 612,832612.8k $2.5m $2.5m 0.01% Reduced -1.1m -1,091,672
49 Cubist Systematic Strategies, LLC 0.03% of their portfolio STAMFORD, CT 585,680585.7k $2.4m $2.4m 0.03% Reduced -748.5k -748,549
50 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 572,687572.7k $2.5m $2.5m 0.00% Reduced -112.0k -111,979
51 Bleakley Financial Group, LLC 0.07% of their portfolio PARSIPPANY, NJ 551,170551.2k $2.3m $2.3m 0.07% Added +71.0k +71,033
52 Simplicity Solutions, LLC 0.06% of their portfolio MINNEAPOLIS, MN 550,640550.6k $2.3m $2.3m 0.06% Added +56.9k +56,945
53 AMG National Trust Bank 0.07% of their portfolio GREENWOOD VILLAGE, CO 533,608533.6k $2.2m $2.2m 0.07% Reduced -14.4k -14,450
54 Murphy Pohlad Asset Management LLC 0.90% of their portfolio EDEN PRAIRIE, MN 502,050502.1k $2.1m $2.1m 0.90% Reduced -14.4k -14,445
55 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 490,897490.9k $2.0m $2.0m 0.00% Added +17.7k +17,667
56 EVERGREEN CAPITAL MANAGEMENT LLC 0.08% of their portfolio Bellevue, WA 483,342483.3k $2.0m $2.0m 0.08% Reduced -4.8k -4,790
57 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 450,414450.4k $1.9m $1.9m 0.00% Reduced -48.9k -48,864
58 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 444,200444.2k $1.8m $1.8m 0.00% Reduced -510.7k -510,685
59 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 442,874442.9k $1.8m $1.8m 0.00% Reduced -44.5k -44,474
60 Catalyst Capital Advisors LLC 0.05% of their portfolio San Juan, PR 428,550428.6k $1.8m $1.8m 0.05% Unchanged
61 AGUR PROVIDENT & TRAINING FUNDS MANAGEMENT LTD 0.68% of their portfolio TEL AVIV, L3 428,068428.1k $1.8m $1.8m 0.68% Unchanged
62 Lesa Sroufe & Co 1.85% of their portfolio SEATTLE, WA 417,172417.2k $1.7m $1.7m 1.85% Reduced -2.7k -2,706
63 Waterfront Wealth Inc. 0.47% of their portfolio OVERLAND PARK, KS 398,622398.6k $1.6m $1.6m 0.47% Added +115.6k +115,558
64 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 386,234386.2k $1.6m $1.6m 0.00% Reduced -813.4k -813,387
65 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 373,870373.9k $1.6m $1.6m 0.01% Reduced -181.9k -181,946
66 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 360,367360.4k $1.5m $1.5m 0.01% Reduced -142.9k -142,875
67 Crossmark Global Holdings, Inc. 0.03% of their portfolio HOUSTON, TX 360,184360.2k $1.4m $1.4m 0.03% Reduced -9.2k -9,245
68 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 344,591344.6k $1.4m $1.4m 0.00% Reduced -4.2m -4,227,957
69 Quantbot Technologies LP 0.09% of their portfolio NEW YORK, NY 341,689341.7k $1.4m $1.4m 0.09% New
70 Hall Private Wealth Advisors 0.76% of their portfolio SAN DIEGO, CA 337,183337.2k $1.4m $1.4m 0.76% Reduced -110.8k -110,752
71 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 315,181315.2k $1.3m $1.3m 0.01% Reduced -5.5k -5,518
72 PZENA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 314,083314.1k $1.3m $1.3m 0.01% Added +26.1k +26,117
73 PANAGORA ASSET MANAGEMENT INC 0.01% of their portfolio BOSTON, MA 292,398292.4k $1.2m $1.2m 0.01% Added +33.4k +33,366
74 PUTNAM INVESTMENTS LLC 0.00% of their portfolio BOSTON, MA 289,714289.7k $1.2m $1.2m 0.00% Added +34.5k +34,545
75 RWA WEALTH PARTNERS, LLC 0.03% of their portfolio BOSTON, MA 274,950274.9k $1.1m $1.1m 0.03% New
76 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 274,247274.2k $1.1m $1.1m 0.00% Reduced -443.1k -443,103
77 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 256,004256.0k $1.1m $1.1m 0.00% Added +68.8k +68,795
78 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 254,430254.4k $1.1m $1.1m 0.00% Reduced -19.1k -19,056
79 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 243,126243.1k $1.0m $1.0m 0.00% Reduced -40.7k -40,658
80 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 242,285242.3k $1.0m $1.0m 0.00% Reduced -2.7m -2,656,728
81 Sequoia Financial Advisors, LLC 0.02% of their portfolio Akron, OH 237,071237.1k $986.2k $986.2k 0.02% Reduced -26.2k -26,153
82 Aquatic Capital Management LLC 0.05% of their portfolio CHICAGO, IL 211,000211.0k $878.0k $878.0k 0.05% Added +205.7k +205,700
83 Ulysses Management LLC 0.21% of their portfolio New York, NY 200,000200.0k $832.0k $832.0k 0.21% Unchanged
84 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 196,123196.1k $815.9k $815.9k 0.00% Reduced -158.9k -158,932
85 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 184,648184.6k $768.1k $768.1k 0.00% Unchanged
86 Compound Planning, Inc. 0.34% of their portfolio NEW YORK, NY 178,810178.8k $743.9k $743.9k 0.34% New
87 LCM Capital Management Inc 0.59% of their portfolio CHICAGO, IL 174,284174.3k $725.0k $725.0k 0.59% Reduced -2.2k -2,162
88 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 172,968173.0k $719.5k $719.5k 0.01% New
89 WealthTrust Axiom LLC 0.24% of their portfolio WAYNE, PA 172,326172.3k $716.9k $716.9k 0.24% Reduced -2.1k -2,097
90 DCF Advisers, LLC 0.49% of their portfolio MOUNT PLEASANT, SC 171,500171.5k $713.4k $713.4k 0.49% Added +21.5k +21,500
91 CAPITAL FUND MANAGEMENT S.A. 0.01% of their portfolio PARIS, I0 165,989166.0k $690.5k $690.5k 0.01% Reduced -664.5k -664,472
92 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 165,697165.7k $682.0k $682.0k 0.00% Reduced -13.3k -13,327
93 Mariner, LLC 0.00% of their portfolio Overland Park, KS 165,410165.4k $688.1k $688.1k 0.00% Reduced -38.3k -38,326
94 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 165,116165.1k $686.9k $686.9k 0.00% Added +1.7k +1,670
95 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 154,900154.9k $644.4k $644.4k 0.01% New
96 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 0.33% of their portfolio ATLANTA, GA 154,024154.0k $640.7k $640.7k 0.33% Reduced -2.0k -2,000
97 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 152,823152.8k $635.7k $635.7k 0.00% Reduced -372 -372
98 PENNSYLVANIA CAPITAL MANAGEMENT INC /ADV 0.27% of their portfolio HUNTINGDON VALLEY, PA 151,075151.1k $628.5k $628.5k 0.27% Unchanged
99 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 148,042148.0k $616.0k $616.0k 0.00% Reduced -3.4k -3,357
100 LONE PEAK GLOBAL INVESTORS LLC 0.18% of their portfolio ALPINE, UT 147,431147.4k $613.3k $613.3k 0.18% New