Vault-13

NOKIA CORP NOK

SPONSORED ADR · ADR · CUSIP 654902204 · ISIN US6549022043

Finnish multinational telecommunications and information technology company

501 institutional holders +3 vs Q3 2022
399,304,215399.3m shares reported held*
$1.9bnreported value*
52 new 111 added 168 reduced 68 sold out net sold ≈ $113.7m (-22.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($865.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $4.64. Options: 32 managers hold calls ($191.3m notional), 18 hold puts ($72.6m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 498Q4 22: 501501Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022498
Q4 2022501

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ3 22 calls: $197.9mQ3 22 puts: $47.3mQ3 22P/C 0.24Q4 22 calls: $191.3mQ4 22 puts: $72.6mQ4 22P/C 0.38
Numbers
QuarterCallsPutsP/C
Q3 2022$197.9m$47.3m0.24
Q4 2022$191.3m$72.6m0.38

Biggest buyers

MILLENNIUM MANAGEMENT LLC Added +9,842,934+9.8m
LMR Partners LLP Added +8,300,000+8.3m
Susquehanna International Securities, Ltd. Added +7,438,219+7.4m
CREDIT SUISSE AG/ Added +2,253,457+2.3m
TSP Capital Management Group, LLC New +2,214,377+2.2m
RENAISSANCE TECHNOLOGIES LLC Added +2,176,100+2.2m
Penserra Capital Management LLC Added +1,078,478+1.1m
FOLKETRYGDFONDET Added +740,718+740.7k
DIMENSIONAL FUND ADVISORS LP Added +571,926+571.9k
BANK OF MONTREAL /CAN/ Added +562,422+562.4k

Biggest sellers

SAL Trading, LLC Reduced -8,500,000-8.5m
Alyeska Investment Group, L.P. Sold out -8,250,246-8.3m
AMERICAN CENTURY COMPANIES INC Reduced -4,437,444-4.4m
CITADEL ADVISORS LLC Reduced -4,380,082-4.4m
Woodline Partners LP Reduced -3,534,212-3.5m
Cavalry Management Group, LLC Sold out -3,514,874-3.5m
BOWEN HANES & CO INC Sold out -3,443,390-3.4m
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC Reduced -3,209,675-3.2m
MARSHALL WACE, LLP Reduced -2,360,158-2.4m
Artisan Partners Limited Partnership Reduced -2,298,862-2.3m

Biggest calls

GROUP ONE TRADING LLC Reduced $50.1m10.8m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $48.7m10.5m shares
Parallax Volatility Advisers, L.P. Reduced $23.8m5.1m shares
Optiver Holding B.V. Reduced $19.7m4.2m shares
Walleye Trading LLC Reduced $11.7m2.5m shares
CITADEL ADVISORS LLC Added $11.0m2.4m shares
Capital Markets Trading UK LLP Reduced $7.8m1.7m shares
SIMPLEX TRADING, LLC Reduced $5.4m1.2m shares
JANE STREET GROUP, LLC Reduced $5.1m1.1m shares
Susquehanna International Securities, Ltd. Unchanged $2.3m500.0k shares

Biggest puts

Optiver Holding B.V. Added $37.6m8.1m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $15.4m3.3m shares
SAL Trading, LLC Added $8.5m1.8m shares
NATIONAL BANK OF CANADA /FI/ Unchanged $2.9m6.3k shares
CITADEL ADVISORS LLC Reduced $2.7m586.3k shares
SIMPLEX TRADING, LLC Added $1.8m385.1k shares
Walleye Trading LLC Added $1.1m232.5k shares
IMC-Chicago, LLC Reduced $904.8k195.0k shares
JANE STREET GROUP, LLC Added $871.9k187.9k shares
GROUP ONE TRADING LLC Reduced $491.8k106.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Artisan Partners Limited Partnership 0.68% of their portfolio Milwaukee, WI 82,227,01882.2m $381.5m $381.5m 0.68% Reduced -2.3m -2,298,862
2 NEUBERGER BERMAN GROUP LLC 0.14% of their portfolio NEW YORK, NY 29,793,46129.8m $139.4m $139.4m 0.14% Reduced -788.6k -788,552
3 MILLENNIUM MANAGEMENT LLC 0.14% of their portfolio NEW YORK, NY 27,742,93427.7m $128.7m $128.7m 0.14% Added +9.8m +9,842,934
4 RENAISSANCE TECHNOLOGIES LLC 0.13% of their portfolio NEW YORK, NY 21,166,28021.2m $98.2m $98.2m 0.13% Added +2.2m +2,176,100
5 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.13% of their portfolio BOSTON, MA 19,331,88519.3m $89.7m $89.7m 0.13% Reduced -977.6k -977,604
6 FOLKETRYGDFONDET 1.63% of their portfolio OSLO, Q8 16,638,63716.6m $76.8m $76.8m 1.63% Added +740.7k +740,718
7 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 15,582,53415.6m $72.3m $72.3m 0.02% Reduced -351.7k -351,669
8 LMR Partners LLP 0.92% of their portfolio LONDON, X0 10,314,09610.3m $47.9m $47.9m 0.92% Added +8.3m +8,300,000
9 Susquehanna International Securities, Ltd. 32.77% of their portfolio DUBLIN, L2 9,825,3519.8m $45.6m $45.6m 32.77% Added +7.4m +7,438,219
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,430,9139.4m $43.8m $43.8m 0.00% Reduced -1.5m -1,485,630
11 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 8,399,1388.4m $39.0m $39.0m 0.01% Added +571.9k +571,926
12 Capital International Investors 0.01% of their portfolio Los Angeles, CA 8,119,5838.1m $38.0m $38.0m 0.01% Reduced -522.3k -522,258
13 SAL Trading, LLC 69.43% of their portfolio Wilmington, DE 7,101,3197.1m $33.0m $33.0m 69.43% Reduced -8.5m -8,500,000
14 Penserra Capital Management LLC 0.69% of their portfolio ORINDA, CA 6,755,1896.8m $31.3m $31.3m 0.69% Added +1.1m +1,078,478
15 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 6,442,6956.4m $29.9m $29.9m 0.01% Added +136.7k +136,657
16 Optiver Holding B.V. 1.70% of their portfolio AMSTERDAM, P7 6,060,6626.1m $28.1m $28.1m 1.70% Added +404.7k +404,657
17 Stonegate Investment Group, LLC 1.19% of their portfolio BIRMINGHAM, AL 5,937,1955.9m $27.5m $27.5m 1.19% Reduced -69.1k -69,126
18 CITADEL ADVISORS LLC 0.03% of their portfolio MIAMI, FL 5,895,8195.9m $27.4m $27.4m 0.03% Reduced -4.4m -4,380,082
19 BlackRock Inc. 0.00% of their portfolio New York, NY 5,717,6685.7m $26.5m $26.5m 0.00% Reduced -570.5k -570,476
20 Advisors Capital Management, LLC 0.66% of their portfolio RIDGEWOOD, NJ 5,269,6385.3m $24.5m $24.5m 0.66% Added +3.7k +3,726
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4,573,7974.6m $21.2m $21.2m 0.00% Reduced -1.3m -1,340,861
22 UBS Group AG 0.01% of their portfolio ZURICH, V8 4,490,5924.5m $20.8m $20.8m 0.01% Reduced -378.8k -378,826
23 D. E. Shaw & Co., Inc. 0.03% of their portfolio New York, NY 4,270,1474.3m $19.8m $19.8m 0.03% Reduced -185.3k -185,336
24 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 4,253,9874.3m $19.7m $19.7m 0.01% Reduced -827.5k -827,546
25 MANAGED ASSET PORTFOLIOS, LLC 2.76% of their portfolio ROCHESTER, MI 3,798,7253.8m $17.6m $17.6m 2.76% Reduced -29.4k -29,397
26 ARIEL INVESTMENTS, LLC 0.16% of their portfolio CHICAGO, IL 3,344,8323.3m $15.5m $15.5m 0.16% Unchanged
27 Woodline Partners LP 0.21% of their portfolio San Francisco, CA 3,301,0543.3m $15.3m $15.3m 0.21% Reduced -3.5m -3,534,212
28 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 2,463,5342.5m $11.4m $11.4m 0.01% Added +141.8k +141,814
29 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 2,320,5232.3m $10.8m $10.8m 0.01% Added +2.3m +2,253,457
30 TSP Capital Management Group, LLC 3.85% of their portfolio Summit, NJ 2,214,3772.2m $10.3m $10.3m 3.85% New
31 Cubist Systematic Strategies, LLC 0.09% of their portfolio STAMFORD, CT 2,183,6692.2m $10.1m $10.1m 0.09% Added +82.2k +82,184
32 FMR LLC 0.00% of their portfolio BOSTON, MA 2,178,4062.2m $10.1m $10.1m 0.00% Reduced -594.0k -594,034
33 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 2,122,9552.1m $9.9m $9.9m 0.00% Reduced -303.4k -303,373
34 Balyasny Asset Management L.P. 0.03% of their portfolio Chicago, IL 1,669,9431.7m $7.7m $7.7m 0.03% Reduced -1.0m -1,019,515
35 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,639,4051.6m $7.7m $7.7m 0.00% Added +562.4k +562,422
36 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 1,521,3941.5m $7.1m $7.1m 0.02% Reduced -2.4m -2,360,158
37 Calamos Advisors LLC 0.03% of their portfolio NAPERVILLE, IL 1,520,0001.5m $7.1m $7.1m 0.03% Unchanged
38 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 1,350,9351.4m $6.3m $6.3m 0.00% Reduced -109.7k -109,738
39 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 1,337,2291.3m $6.2m $6.2m 0.01% Added +118.1k +118,076
40 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,309,0281.3m $6.1m $6.1m 0.00% Reduced -201.7k -201,710
41 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,279,8931.3m $5.9m $5.9m 0.00% Reduced -22.7k -22,682
42 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 1,108,2531.1m $5.1m $5.1m 0.01% Reduced -65.3k -65,281
43 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 1,101,5861.1m $5.1m $5.1m 0.00% Reduced -175.3k -175,311
44 Henry James International Management Inc. 2.39% of their portfolio NEW YORK, NY 1,064,2731.1m $4.9m $4.9m 2.39% Reduced -6.0k -5,971
45 STRS OHIO 0.02% of their portfolio COLUMBUS, OH 1,000,0001.0m $4.6m $4.6m 0.02% Unchanged
46 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 973,901973.9k $4.5m $4.5m 0.01% Reduced -106.4k -106,426
47 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 927,266927.3k $4.3m $4.3m 0.00% Added +14.4k +14,397
48 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 897,039897.0k $4.2m $4.2m 0.01% Added +506.7k +506,725
49 NATIXIS ADVISORS, LLC 0.02% of their portfolio Boston, MA 879,587879.6k $4.1m $4.1m 0.02% Reduced -8.9k -8,874
50 CAPITAL FUND MANAGEMENT S.A. 0.09% of their portfolio PARIS, I0 857,236857.2k $4.0m $4.0m 0.09% Added +154.5k +154,538
51 FORMULA GROWTH LTD 1.14% of their portfolio MONTREAL, A8 840,000840.0k $3.9m $3.9m 1.14% Reduced -376.7k -376,715
52 OVERSEA-CHINESE BANKING Corp Ltd 0.22% of their portfolio SINGAPORE, U0 824,540824.5k $3.8m $3.8m 0.22% First filing
53 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 777,170777.2k $3.6m $3.6m 0.01% Reduced -1.1k -1,135
54 Qube Research & Technologies Ltd 0.02% of their portfolio LONDON, X0 668,005668.0k $3.1m $3.1m 0.02% Reduced -2.0m -1,990,315
55 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 657,001657.0k $3.0m $3.0m 0.00% Added +2.0k +2,027
56 Kemnay Advisory Services Inc. 1.51% of their portfolio New York, NY 645,652645.7k $3.0m $3.0m 1.51% Unchanged
57 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 607,969608.0k $2.8m $2.8m 0.00% Reduced -4.4m -4,437,444
58 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 541,296541.3k $2.5m $2.5m 0.01% Reduced -12.5k -12,545
59 Hall Private Wealth Advisors 1.39% of their portfolio SAN DIEGO, CA 525,880525.9k $2.4m $2.4m 1.39% Added +251 +251
60 AMG National Trust Bank 0.09% of their portfolio GREENWOOD VILLAGE, CO 512,523512.5k $2.4m $2.4m 0.09% Added +56 +56
61 Murphy Pohlad Asset Management LLC 0.96% of their portfolio EDEN PRAIRIE, MN 506,395506.4k $2.3m $2.3m 0.96% Added +3.4k +3,400
62 PRIMECAP MANAGEMENT CO/CA/ 0.00% of their portfolio PASADENA, CA 500,000500.0k $2.3m $2.3m 0.00% Unchanged
63 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 499,200499.2k $2.3m $2.3m 0.00% Added +494.2k +494,159
64 EVERGREEN CAPITAL MANAGEMENT LLC 0.11% of their portfolio Bellevue, WA 485,792485.8k $2.3m $2.3m 0.11% Reduced -9.7k -9,717
65 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 481,272481.3k $2.2m $2.2m 0.00% Added +68.6k +68,611
66 Bleakley Financial Group, LLC 0.07% of their portfolio PARSIPPANY, NJ 436,483436.5k $2.0m $2.0m 0.07% First filing
67 AGUR PROVIDENT & TRAINING FUNDS MANAGEMENT LTD 0.70% of their portfolio TEL AVIV, L3 428,068428.1k $2.0m $2.0m 0.70% New
68 Horrell Capital Management, Inc. 0.65% of their portfolio LITTLE ROCK, AR 425,000425.0k $2.0m $2.0m 0.65% Unchanged
69 Simplicity Solutions, LLC 0.26% of their portfolio MINNEAPOLIS, MN 419,694419.7k $1.9m $1.9m 0.26% Added +25.4k +25,447
70 Lesa Sroufe & Co 2.14% of their portfolio SEATTLE, WA 416,603416.6k $1.9m $1.9m 2.14% Reduced -366 -366
71 Catalyst Capital Advisors LLC 0.06% of their portfolio San Juan, PR 386,050386.1k $1.8m $1.8m 0.06% Unchanged
72 Crossmark Global Holdings, Inc. 0.04% of their portfolio HOUSTON, TX 368,988369.0k $1.7m $1.7m 0.04% Reduced -24.1k -24,114
73 Freedom Investment Management, Inc. 0.19% of their portfolio SOUTH WINDSOR, CT 365,022365.0k $1.7m $1.7m 0.19% Added +250.7k +250,718
74 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 350,778350.8k $1.6m $1.6m 0.00% Added +32.7k +32,712
75 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 343,875343.9k $1.6m $1.6m 0.04% Reduced -130.1k -130,124
76 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 324,212324.2k $1.5m $1.5m 0.00% Reduced -36.5k -36,534
77 Federation des caisses Desjardins du Quebec 0.02% of their portfolio LEVIS, A8 311,624311.6k $1.4m $1.4m 0.02% Reduced -2.8k -2,800
78 PZENA INVESTMENT MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 292,950292.9k $1.4m $1.4m 0.01% Added +178.8k +178,844
79 TWO SIGMA SECURITIES, LLC 0.19% of their portfolio NEW YORK, NY 292,851292.9k $1.4m $1.4m 0.19% Reduced -16.9k -16,915
80 Kovack Advisors, Inc. 0.20% of their portfolio FT. LAUDERDALE, FL 289,262289.3k $1.3m $1.3m 0.20% Reduced -4.3k -4,302
81 Waterfront Wealth Inc. 0.46% of their portfolio OVERLAND PARK, KS 284,384284.4k $1.3m $1.3m 0.46% Added +3.5k +3,518
82 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 262,480262.5k $1.2m $1.2m 0.00% Reduced -348.2k -348,164
83 LeJeune Puetz Investment Counsel LLC 0.45% of their portfolio TRAVERSE CITY, MI 261,950261.9k $1.2m $1.2m 0.45% Added +13.0k +13,000
84 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 255,600255.6k $1.2m $1.2m 0.01% Added +6.7k +6,680
85 Manatuck Hill Partners, LLC 0.55% of their portfolio WESTPORT, CT 250,000250.0k $1.2m $1.2m 0.55% Added +6.2k +6,200
86 PATHSTONE FAMILY OFFICE, LLC 0.01% of their portfolio ENGLEWOOD, NJ 237,640237.6k $940.1k $940.1k 0.01% Reduced -47.7k -47,719
87 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 220,723220.7k $1.0m $1.0m 0.00% Reduced -14.8k -14,816
88 Jump Financial, LLC 0.05% of their portfolio Chicago, IL 215,000215.0k $997.6k $997.6k 0.05% Reduced -312.4k -312,400
89 Sequoia Financial Advisors, LLC 0.02% of their portfolio Akron, OH 214,568214.6k $995.6k $995.6k 0.02% Added +186.0k +186,002
90 Clean Yield Group 0.41% of their portfolio NORWICH, VT 205,495205.5k $953.5k $953.5k 0.41% Reduced -79.7k -79,732
91 Connor, Clark & Lunn Investment Management Ltd. 0.01% of their portfolio VANCOUVER, A1 203,020203.0k $942.0k $942.0k 0.01% Reduced -1.0m -1,035,506
92 Mariner, LLC 0.00% of their portfolio Overland Park, KS 197,766197.8k $918.0k $918.0k 0.00% Reduced -15.8k -15,846
93 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 197,527197.5k $912.0k $912.0k 0.00% Reduced -95.8k -95,792
94 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 189,900189.9k $881.1k $881.1k 0.00% New
95 Focus Financial Network, Inc. 0.07% of their portfolio MINNEAPOLIS, MN 183,284183.3k $850.4k $850.4k 0.07% Reduced -7.8k -7,751
96 WealthTrust Axiom LLC 0.28% of their portfolio WAYNE, PA 175,411175.4k $813.9k $813.9k 0.28% Added +16.5k +16,511
97 LCM Capital Management Inc 0.79% of their portfolio CHICAGO, IL 175,088175.1k $812.4k $812.4k 0.79% Added +225 +225
98 Capricorn Fund Managers Ltd 0.21% of their portfolio LONDON, X0 174,658174.7k $810.0k $810.0k 0.21% Not comparable
99 Private Wealth Advisors, LLC 0.35% of their portfolio Fresno, CA 174,580174.6k $810.0k $810.0k 0.35% Added +4.9k +4,920
100 XY Capital Ltd 0.60% of their portfolio CENTRAL, K3 158,975159.0k $737.6k $737.6k 0.60% First filing