Vault-13

NIU TECHNOLOGIES NIU

ADS · ADR · CUSIP 65481N100 · ISIN US65481N1000

Chinese electric scooter company

49 institutional holders +0 vs Q1 2026
5,622,4275.6m shares reported held*
$11.3mreported value*
8 new 11 added 18 reduced 8 sold out net sold ≈ $2.4m (-1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($92.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $2.01. Options: 3 managers hold calls ($206.2k notional), 1 hold puts ($1.6k).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 85Q4 22: 83Q1 23: 78Q2 23: 70Q3 23: 65Q4 23: 61Q1 24: 56Q2 24: 51Q3 24: 55Q4 24: 47Q1 25: 56Q2 25: 57Q3 25: 57Q4 25: 65Q1 26: 49Q2 26: 4949Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202285
Q4 202283
Q1 202378
Q2 202370
Q3 202365
Q4 202361
Q1 202456
Q2 202451
Q3 202455
Q4 202447
Q1 202556
Q2 202557
Q3 202557
Q4 202565
Q1 202649
Q2 202649

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 26 bought or addedQ3 24: 21 cut or sold outQ4 24: 22 bought or addedQ4 24: 26 cut or sold outQ4 24Q1 25: 29 bought or addedQ1 25: 24 cut or sold outQ2 25: 26 bought or addedQ2 25: 35 cut or sold outQ2 25Q3 25: 27 bought or addedQ3 25: 31 cut or sold outQ4 25: 32 bought or addedQ4 25: 24 cut or sold outQ4 25Q1 26: 17 bought or addedQ1 26: 44 cut or sold outQ2 26: 19 bought or addedQ2 26: 26 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20242621
Q4 20242226
Q1 20252924
Q2 20252635
Q3 20252731
Q4 20253224
Q1 20261744
Q2 20261926

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 25 calls: $316.8kQ3 25 puts: $176.9kQ3 25P/C 0.56Q4 25 calls: $1.0mQ4 25 puts: $53.9kQ4 25P/C 0.05Q1 26 calls: $80.9kQ1 26 puts: $18.2kQ1 26P/C 0.23Q2 26 calls: $206.2kQ2 26 puts: $1.6kQ2 26P/C 0.01
Numbers
QuarterCallsPutsP/C
Q3 2025$316.8k$176.9k0.56
Q4 2025$1.0m$53.9k0.05
Q1 2026$80.9k$18.2k0.23
Q2 2026$206.2k$1.6k0.01

Biggest buyers

MILLENNIUM MANAGEMENT LLC Added +327,380+327.4k
JANE STREET GROUP, LLC Added +189,170+189.2k
ACADIAN ASSET MANAGEMENT LLC Added +118,315+118.3k
GSA CAPITAL PARTNERS LLP New +91,912+91.9k
HRT FINANCIAL LP New +72,313+72.3k
GOLDMAN SACHS GROUP INC Added +67,614+67.6k
Point72 Asset Management, L.P. New +60,145+60.1k
TWO SIGMA INVESTMENTS, LP New +44,800+44.8k
AMERICAN CENTURY COMPANIES INC New +24,385+24.4k
RENAISSANCE TECHNOLOGIES LLC Added +20,000+20.0k

Biggest sellers

Invesco Ltd. Reduced -1,011,631-1.0m
Vinva Investment Management Ltd Sold out -530,711-530.7k
MORGAN STANLEY Reduced -281,931-281.9k
Qube Research & Technologies Ltd Reduced -162,033-162.0k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -62,400-62.4k
Susquehanna Portfolio Strategies, LLC Sold out -44,734-44.7k
CITADEL ADVISORS LLC Reduced -28,053-28.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -23,647-23.6k
Centiva Capital, LP Reduced -21,035-21.0k
UBS Group AG Reduced -16,571-16.6k

Biggest calls

GROUP ONE TRADING LLC Added $138.7k69.0k shares
JANE STREET GROUP, LLC New $35.0k17.4k shares
SIMPLEX TRADING, LLC Unchanged $32.6k16.2k shares

Biggest puts

GROUP ONE TRADING LLC Reduced $1.6k800 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Glory Achievement Fund Ltd 13D · may seek influence +1.1 pts · filed 2026-07-24
Stated purposeThe information set forth in Item 3 is hereby incorporated by reference in its entirety. The Recent Open-Market Purchases were made for investment purposes. The Reporting Persons hold the ADSs of the Issuer for investment purposes. They intend to review their shareholding on a regular basis and, as a result thereof, may at any time or from time to time determine, either alone or as part of a group, (i) to acquire additional securities of the Issuer, through open market purchases, privately negotiated transactions or otherwise, (ii) to dispose of all or a portion of the securities of the Issuer owned by it in the open market, in privately negotiated transactions or otherwise or (iii) to take any other available course of action, which could involve one or more of the types of transactions … Full filing
41.9% +1.1 pts 65.7m 2026-07-24

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 1 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—0——
Q1 20260—1$77.0k—
Q2 20260—0——
Q3 20260—0——

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,269,3111.3m $2.6m $2.6m 0.00% Reduced -1.0m -1,011,631
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,037,2561.0m $2.1m $2.1m 0.00% Reduced -281.9k -281,931
3 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 654,125654.1k $1.3m $1.3m 0.00% Added +118.3k +118,315
4 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 411,970412.0k $827.8k $827.8k 0.00% Added +2.0k +2,014
5 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 404,149404.1k $812.3k $812.3k 0.00% Added +327.4k +327,380
6 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 342,029342.0k $687.5k $687.5k 0.00% Added +189.2k +189,170
7 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 340,000340.0k $683.4k $683.4k 0.00% Added +20.0k +20,000
8 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio TORONTO, A6 139,300139.3k $280.0k $280.0k 0.00% Reduced -62.4k -62,400
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 113,846113.8k $228.8k $228.8k 0.00% Reduced -23.6k -23,647
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 103,811103.8k $208.7k $208.7k 0.00% Reduced -11.8k -11,773
11 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 103,147103.1k $209.3k $209.3k 0.00% Added +1.1k +1,054
12 GSA CAPITAL PARTNERS LLP 0.01% of their portfolio LONDON, X0 91,91291.9k $185.0k $185.0k 0.01% New
13 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 85,63685.6k $172.1k $172.1k 0.00% Added +67.6k +67,614
14 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 72,31372.3k $145.0k $145.0k 0.00% New
15 Point72 Asset Management, L.P. 0.00% of their portfolio STAMFORD, CT 60,14560.1k $120.9k $120.9k 0.00% New
16 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 44,80044.8k $90.0k $90.0k 0.00% New
17 Police & Firemen's Retirement System of New Jersey 0.00% of their portfolio TRENTON, NJ 42,41542.4k $85.3k $85.3k 0.00% Unchanged
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 40,25540.3k $80.9k $80.9k 0.00% Reduced -16.6k -16,571
19 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 35,11735.1k $70.6k $70.6k 0.00% Reduced -28.1k -28,053
20 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 34,43634.4k $69.2k $69.2k 0.00% Unchanged
21 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 33,24533.2k $66.8k $66.8k 0.00% Unchanged
22 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 33,00733.0k $66.3k $66.3k 0.00% Reduced -162.0k -162,033
23 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 24,38524.4k $49.0k $49.0k 0.00% New
24 Headlands Technologies LLC 0.00% of their portfolio CHICAGO, IL 22,58622.6k $45.4k $45.4k 0.00% Reduced -5.6k -5,585
25 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 20,43420.4k $41.1k $41.1k 0.00% Reduced -526 -526
26 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 19,21919.2k $38.6k $38.6k 0.00% New
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 18,50018.5k $37.0k $37.0k 0.00% Added +18.4k +18,350
28 Centiva Capital, LP 0.00% of their portfolio New York, NY 15,54515.5k $31.2k $31.2k 0.00% Reduced -21.0k -21,035
29 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 13,96514.0k $28.1k $28.1k 0.00% Added +14.0k +13,964
30 SmartHarvest Portfolios, LLC 0.01% of their portfolio SEATTLE, WA 12,38912.4k $24.9k $24.9k 0.01% Reduced -138 -138
31 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 11,99612.0k $24.1k $24.1k 0.00% New
32 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 3,7773.8k $7.5k $7.5k 0.00% Reduced -8.7k -8,732
33 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 3,1253.1k $6.3k $6.3k 0.00% Reduced -2.1k -2,111
34 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 2,4002.4k $4.8k $4.8k 0.00% Reduced -400 -400
35 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 1,3671.4k $2.7k $2.7k 0.00% Unchanged
36 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 1,1001.1k $2.3k $2.3k 0.00% Reduced -100 -100
37 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 1,0001.0k $2.0k $2.0k 0.00% Unchanged
38 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,0001.0k $2.0k $2.0k 0.00% Unchanged
39 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 915915 $1.8k $1.8k 0.00% Reduced -132 -132
40 Erste Asset Management GmbH 0.00% of their portfolio VIENNA, C4 625625 $1.3k $1.3k 0.00% New
41 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 600600 $1.2k $1.2k 0.00% Unchanged
42 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 523523 $1.1k $1.1k 0.00% Reduced -12.2k -12,200
43 Bare Financial Services, Inc 0.00% of their portfolio GAP, PA 316316 $635 $635 0.00% Unchanged
44 Leonteq Securities AG 0.00% of their portfolio ZURICH, V8 282282 $567 $567 0.00% Unchanged
45 EFG International AG 0.00% of their portfolio Zurich, V8 200200 $402 $402 0.00% Unchanged
46 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 9090 $180 $180 0.00% Added +15 +15
47 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 3737 $72 $72 0.00% Unchanged
48 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1010 $20 $20 0.00% Unchanged
49 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 88 $16 $16 0.00% Added +5 +5