Vault-13

NIOCORP DEVS LTD NIOBW

*W EXP 03/17/202 · Equity WRT · CUSIP 654484153

25 institutional holders +1 vs Q3 2024
3,406,6753.4m shares reported held*
$460.8kreported value*
2 new 1 added 6 reduced 1 sold out net sold ≈ $76.1k (-817.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.14. Options: 1 managers hold calls ($9.3k notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q1 23: 23Q2 23: 22Q3 23: 25Q4 23: 23Q1 24: 26Q2 24: 27Q3 24: 24Q4 24: 2525Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q1 202323
Q2 202322
Q3 202325
Q4 202323
Q1 202426
Q2 202427
Q3 202424
Q4 202425

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q2 23: 2 bought or addedQ2 23: 7 cut or sold outQ2 23Q3 23: 4 bought or addedQ3 23: 3 cut or sold outQ4 23: 3 bought or addedQ4 23: 7 cut or sold outQ4 23Q1 24: 4 bought or addedQ1 24: 5 cut or sold outQ2 24: 4 bought or addedQ2 24: 4 cut or sold outQ2 24Q3 24: 3 bought or addedQ3 24: 7 cut or sold outQ4 24: 3 bought or addedQ4 24: 7 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q2 202327
Q3 202343
Q4 202337
Q1 202445
Q2 202444
Q3 202437
Q4 202437

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ1 24 calls: $439.4kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $282.7kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $317.1kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $9.3kQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$439.4k$00.00
Q2 2024$282.7k$00.00
Q3 2024$317.1k$00.00
Q4 2024$9.3k$00.00

Biggest buyers

Q Global Advisors, LLC New +92,579+92.6k
Walleye Trading LLC Added +6,120+6.1k
CLEAR STREET LLC New +100+100

Biggest sellers

Walleye Capital LLC Reduced -459,445-459.4k
COWEN AND COMPANY, LLC Sold out -297,109-297.1k
Shaolin Capital Management LLC Reduced -99,045-99.0k
AQR Arbitrage LLC Reduced -50,334-50.3k
SANDERS MORRIS HARRIS LLC Reduced -8,333-8.3k
WOLVERINE ASSET MANAGEMENT LLC Reduced -1,905-1.9k
UBS Group AG Reduced -454-454

Biggest calls

MILLENNIUM MANAGEMENT LLC Unchanged $9.3k100.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 3 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 2 buyingQ4 24: 0 sellingQ4 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20233—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20242—0——
DateInsiderTradeSharesPrice ValueTheir holding
2024-11-13 Kehler Dean C Director Bought 56,577 — —56.6k shares +72%
2024-11-13 Smith Mark A. President & CEO, director Bought 183,422 — —183.4k shares +9%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Blue Owl Capital Holdings LP 0.02% of their portfolio New York, NY 766,527766.5k $69.0k $69.0k 0.02% Unchanged
2 Corbin Capital Partners, L.P. 0.08% of their portfolio NEW YORK, NY 497,987498.0k $46.3k $46.3k 0.08% Unchanged
3 Altshuler Shaham Ltd 0.00% of their portfolio Tel Aviv, L3 489,999490.0k $45.6k $45.6k 0.00% Unchanged
4 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 201,049201.0k $18.7k $18.7k 0.00% Unchanged
5 Linden Advisors LP 0.00% of their portfolio New York, NY 194,210194.2k $18.3k $18.3k 0.00% Unchanged
6 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 177,835177.8k $16.5k $16.5k 0.00% Unchanged
7 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 156,684156.7k $14.6k $14.6k 0.00% Reduced -459.4k -459,445
8 Walleye Trading LLC 0.00% of their portfolio NEW YORK, NY 124,346124.3k $11.6k $11.6k 0.00% Added +6.1k +6,120
9 Shaolin Capital Management LLC 0.00% of their portfolio Miami, FL 124,000124.0k $11.5k $11.5k 0.00% Reduced -99.0k -99,045
10 Oasis Management Co Ltd. 0.05% of their portfolio GRAND CAYMAN, E9 100,000100.0k $155.0k $155.0k 0.05% Unchanged
11 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 95,30295.3k $8.9k $8.9k 0.00% Reduced -1.9k -1,905
12 Q Global Advisors, LLC 0.01% of their portfolio FORT WORTH, TX 92,57992.6k $9.0k $9.0k 0.01% New
13 CAAS CAPITAL MANAGEMENT LP 0.01% of their portfolio NEW YORK, NY 88,07888.1k $8.2k $8.2k 0.01% Unchanged
14 Arena Capital Advisors, LLC- CA 0.01% of their portfolio LOS ANGELES, CA 78,03578.0k $7.3k $7.3k 0.01% Unchanged
15 OMERS ADMINISTRATION Corp 0.00% of their portfolio TORONTO, A6 50,00050.0k $4.7k $4.7k 0.00% Unchanged
16 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 44,21144.2k $4.1k $4.1k 0.00% Unchanged
17 AQR Arbitrage LLC 0.00% of their portfolio Greenwich, CT 44,13744.1k $4.1k $4.1k 0.00% Reduced -50.3k -50,334
18 TENOR CAPITAL MANAGEMENT Co., L.P. 0.00% of their portfolio NEW YORK, NY 33,33333.3k $3.1k $3.1k 0.00% Unchanged
19 SANDERS MORRIS HARRIS LLC 0.00% of their portfolio Houston, TX 25,00025.0k $2.3k $2.3k 0.00% Reduced -8.3k -8,333
20 VR Advisory Services Ltd 0.00% of their portfolio CAMANA BAY, GRAND CAYMAN, E9 15,35615.4k $1.4k $1.4k 0.00% Unchanged
21 EQUITEC PROPRIETARY MARKETS, LLC 0.00% of their portfolio CHICAGO, IL 5,0005.0k $465 $465 0.00% Unchanged
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,6072.6k $242 $242 0.00% Reduced -454 -454
23 PITTENGER & ANDERSON INC 0.00% of their portfolio LINCOLN, NE 300300 $28 $28 0.00% Unchanged
24 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 100100 $9 $9 0.00% New
25 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged