Vault-13

NINE ENERGY SERVICE INC NINEQ

COM · Common Stock · CUSIP 65441V101

68 institutional holders -5 vs Q1 2023
20,349,48520.3m shares reported held*
$77.9mreported value*
16 new 20 added 19 reduced 22 sold out net bought ≈ $4.6m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.83. Options: 7 managers hold calls ($1.2m notional), 7 hold puts ($408.9k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 52Q4 22: 79Q1 23: 73Q2 23: 6868Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202252
Q4 202279
Q1 202373
Q2 202368

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 57 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 40 bought or addedQ1 23: 47 cut or sold outQ1 23Q2 23: 36 bought or addedQ2 23: 41 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225727
Q1 20234047
Q2 20233641

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $662.0kQ3 22 puts: $115.0kQ3 22P/C 0.17Q4 22 calls: $13.8mQ4 22 puts: $8.3mQ4 22P/C 0.60Q1 23 calls: $2.6mQ1 23 puts: $1.5mQ1 23P/C 0.57Q2 23 calls: $1.2mQ2 23 puts: $408.9kQ2 23P/C 0.35
Numbers
QuarterCallsPutsP/C
Q3 2022$662.0k$115.0k0.17
Q4 2022$13.8m$8.3m0.60
Q1 2023$2.6m$1.5m0.57
Q2 2023$1.2m$408.9k0.35

Biggest buyers

Clarity Financial LLC New +1,986,794+2.0m
GENDELL JEFFREY L Added +851,966+852.0k
BANK OF AMERICA CORP /DE/ Added +107,199+107.2k
OCCUDO QUANTITATIVE STRATEGIES LP New +67,177+67.2k
MORGAN STANLEY Added +54,353+54.4k
Jump Financial, LLC Added +51,400+51.4k
BlackRock Inc. Added +46,576+46.6k
NOMURA HOLDINGS INC New +41,375+41.4k
Gladstone Institutional Advisory LLC New +33,500+33.5k
VANGUARD GROUP INC Added +25,900+25.9k

Biggest sellers

Squarepoint Ops LLC Sold out -279,350-279.4k
VOLORIDGE INVESTMENT MANAGEMENT, LLC Reduced -195,552-195.6k
CITADEL ADVISORS LLC Reduced -195,109-195.1k
DIMENSIONAL FUND ADVISORS LP Reduced -188,271-188.3k
RENAISSANCE TECHNOLOGIES LLC Reduced -181,400-181.4k
MILLENNIUM MANAGEMENT LLC Sold out -165,746-165.7k
Qube Research & Technologies Ltd Sold out -155,649-155.6k
Quadrature Capital Ltd Reduced -121,778-121.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -79,822-79.8k
BARCLAYS PLC Sold out -76,978-77.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $564.9k147.5k shares
GROUP ONE TRADING LLC Added $212.6k55.5k shares
JANE STREET GROUP, LLC Reduced $167.4k43.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $163.9k42.8k shares
SIMPLEX TRADING, LLC Reduced $44.0k11.6k shares
Cutler Group LLC / CA Reduced $3.0k15.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $200.3k52.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $71.2k18.6k shares
SIMPLEX TRADING, LLC Added $57.0k15.1k shares
GROUP ONE TRADING LLC Added $40.2k10.5k shares
WOLVERINE TRADING, LLC Reduced $40.1k11.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: MONROE WILLIAM (0.3%, 2026-04-16), GENDELL JEFFREY L (0.0%, 2026-02-06)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SCF Partners, Inc. 30.42% of their portfolio Houston, TX 9,086,8849.1m $34.8m $34.8m 30.42% Unchanged
2 GENDELL JEFFREY L 0.80% of their portfolio Greenwich, CT 2,688,2702.7m $10.3m $10.3m 0.80% Added +852.0k +851,966
3 Clarity Financial LLC 1.13% of their portfolio Houston, TX 1,986,7942.0m $7.6m $7.6m 1.13% New
4 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 893,436893.4k $3.4m $3.4m 0.00% Reduced -181.4k -181,400
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 734,891734.9k $2.8m $2.8m 0.00% Added +54.4k +54,353
6 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 732,895732.9k $2.8m $2.8m 0.00% Added +25.9k +25,900
7 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 593,444593.4k $2.3m $2.3m 0.00% Unchanged
8 BlackRock Inc. 0.00% of their portfolio New York, NY 416,981417.0k $1.6m $1.6m 0.00% Added +46.6k +46,576
9 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 354,268354.3k $1.4m $1.4m 0.00% Reduced -188.3k -188,271
10 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 308,971309.0k $1.2m $1.2m 0.00% Reduced -2.7k -2,728
11 MacKay Shields LLC 0.03% of their portfolio New York, NY 297,225297.2k $1.1m $1.1m 0.03% Reduced -61.0k -61,025
12 OBERWEIS ASSET MANAGEMENT INC/ 0.11% of their portfolio LISLE, IL 235,800235.8k $903.1k $903.1k 0.11% Added +10.6k +10,600
13 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 198,058198.1k $758.6k $758.6k 0.00% Unchanged
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 162,065162.1k $620.7k $620.7k 0.00% Added +107.2k +107,199
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 144,091144.1k $551.9k $551.9k 0.00% Reduced -79.8k -79,822
16 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio JUPITER, FL 123,236123.2k $472.0k $472.0k 0.00% Reduced -195.6k -195,552
17 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 114,503114.5k $438.5k $438.5k 0.00% Reduced -777 -777
18 Cubist Systematic Strategies, LLC 0.00% of their portfolio STAMFORD, CT 110,309110.3k $422.5k $422.5k 0.00% Reduced -21.4k -21,439
19 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 108,853108.9k $416.9k $416.9k 0.00% Unchanged
20 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 104,100104.1k $398.7k $398.7k 0.01% Added +51.4k +51,400
21 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio HOUSTON, TX 92,70092.7k $355.0k $355.0k 0.01% Unchanged
22 OCCUDO QUANTITATIVE STRATEGIES LP 0.03% of their portfolio FORT LAUDERDALE, FL 67,17767.2k $257.3k $257.3k 0.03% New
23 Quadrature Capital Ltd 0.00% of their portfolio LONDON, X0 55,56055.6k $212.8k $212.8k 0.00% Reduced -121.8k -121,778
24 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 47,17247.2k $180.7k $180.7k 0.00% Reduced -73.6k -73,564
25 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 45,20245.2k $173.1k $173.1k 0.00% Unchanged
26 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 41,37541.4k $158.5k $158.5k 0.00% New
27 Bell Bank 0.02% of their portfolio FARGO, ND 37,25837.3k $142.7k $142.7k 0.02% Unchanged
28 Jaffetilchin Investment Partners, LLC 0.01% of their portfolio TAMPA, FL 36,69336.7k $140.5k $140.5k 0.01% Reduced -4.8k -4,834
29 CHILTON CAPITAL MANAGEMENT LLC 0.01% of their portfolio HOUSTON, TX 36,15736.2k $138.5k $138.5k 0.01% Added +9.3k +9,297
30 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 36,05936.1k $138.1k $138.1k 0.00% Added +18.4k +18,403
31 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 35,60035.6k $136.3k $136.3k 0.00% Added +5.9k +5,900
32 Gladstone Institutional Advisory LLC 0.01% of their portfolio Bedminster, NJ 33,50033.5k $128.3k $128.3k 0.01% New
33 Icon Wealth Partners, LLC 0.01% of their portfolio HOUSTON, TX 31,87131.9k $122.1k $122.1k 0.01% Added +5.1k +5,141
34 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 30,80330.8k $118.0k $118.0k 0.00% Reduced -5.9k -5,854
35 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 29,42629.4k $113.0k $113.0k 0.00% Added +15.7k +15,704
36 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 29,32029.3k $112.3k $112.3k 0.00% Added +2.7k +2,676
37 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 25,96626.0k $99.5k $99.5k 0.00% Reduced -52.6k -52,647
38 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 25,55825.6k $97.9k $97.9k 0.00% New
39 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.00% of their portfolio BALA CYNWYD, PA 25,08425.1k $96.1k $96.1k 0.00% Reduced -47.6k -47,649
40 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 24,26124.3k $93.0k $93.0k 0.00% Added +17.0k +17,011
41 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 21,96022.0k $84.1k $84.1k 0.00% Reduced -195.1k -195,109
42 Virtu Financial LLC 0.01% of their portfolio New York, NY 20,45820.5k $78.0k $78.0k 0.01% New
43 NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio TOKYO, M0 17,87517.9k $68.5k $68.5k 0.00% New
44 ACR Alpine Capital Research, LLC 0.00% of their portfolio ST. LOUIS, MO 15,00015.0k $57.5k $57.5k 0.00% Added +5.0k +5,000
45 Brandywine Global Investment Management, LLC 0.00% of their portfolio PHILADELPHIA, PA 13,44013.4k $51.5k $51.5k 0.00% New
46 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 13,10013.1k $50.2k $50.2k 0.00% New
47 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 12,78812.8k $49.0k $49.0k 0.00% Added +12.7k +12,713
48 State of Wyoming 0.01% of their portfolio CHEYENNE, WY 12,10912.1k $46.4k $46.4k 0.01% Added +3.8k +3,790
49 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 10,80010.8k $41.0k $41.0k 0.00% Added +2.6k +2,621
50 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 8,4148.4k $32.2k $32.2k 0.00% Reduced -12.6k -12,641
51 Quantbot Technologies LP 0.00% of their portfolio NEW YORK, NY 5,6765.7k $21.7k $21.7k 0.00% New
52 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 4,0004.0k $15.3k $15.3k 0.00% New
53 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 3,7313.7k $14.0k $14.0k 0.00% Added +859 +859
54 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio COLUMBUS, OH 3,1253.1k $12.0k $12.0k 0.00% New
55 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,1821.2k $4.5k $4.5k 0.00% Added +619 +619
56 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 1,0001.0k $3.8k $3.8k 0.00% Unchanged
57 MARK SHEPTOFF FINANCIAL PLANNING, LLC 0.00% of their portfolio GLASTONBURY, CT 1,0001.0k $3.8k $3.8k 0.00% Unchanged
58 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 500500 $1.9k $1.9k 0.00% Reduced -1.2k -1,175
59 UBS Group AG 0.00% of their portfolio ZURICH, V8 411411 $1.6k $1.6k 0.00% New
60 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 316316 $1.2k $1.2k 0.00% Reduced -7.2k -7,192
61 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 159159 $609 $609 0.00% Unchanged
62 Impact Partnership Wealth, LLC 0.00% of their portfolio MARIETTA, GA 151151 $578 $578 0.00% First filing
63 Avion Wealth 0.00% of their portfolio THE WOODLANDS, TX 148148 $0 $0 0.00% New
64 WFA of San Diego, LLC 0.00% of their portfolio SAN DIEGO, CA 140140 $537 $537 0.00% New
65 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 129129 $494 $494 0.00% Reduced -12.2k -12,190
66 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 3838 $139 $139 0.00% New
67 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1919 $73 $73 0.00% Unchanged
68 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged