Vault-13

NINE ENERGY SERVICE INC NINEQ

COM · Common Stock · CUSIP 65441V101

73 institutional holders -6 vs Q4 2022
19,139,17419.1m shares reported held*
$106.5mreported value*
16 new 24 added 25 reduced 22 sold out net sold ≈ $4.9m (-905.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.57. Options: 9 managers hold calls ($2.6m notional), 9 hold puts ($1.5m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 52Q4 22: 79Q1 23: 7373Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202252
Q4 202279
Q1 202373

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 57 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 40 bought or addedQ1 23: 47 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225727
Q1 20234047

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $662.0kQ3 22 puts: $115.0kQ3 22P/C 0.17Q4 22 calls: $13.8mQ4 22 puts: $8.3mQ4 22P/C 0.60Q1 23 calls: $2.6mQ1 23 puts: $1.5mQ1 23P/C 0.57
Numbers
QuarterCallsPutsP/C
Q3 2022$662.0k$115.0k0.17
Q4 2022$13.8m$8.3m0.60
Q1 2023$2.6m$1.5m0.57

Biggest buyers

GENDELL JEFFREY L New +1,836,304+1.8m
DEUTSCHE BANK AG\ New +593,444+593.4k
MacKay Shields LLC New +358,250+358.2k
DIMENSIONAL FUND ADVISORS LP Added +298,005+298.0k
RENAISSANCE TECHNOLOGIES LLC Added +241,700+241.7k
Squarepoint Ops LLC Added +183,561+183.6k
Qube Research & Technologies Ltd New +155,649+155.6k
VOLORIDGE INVESTMENT MANAGEMENT, LLC Added +138,161+138.2k
OBERWEIS ASSET MANAGEMENT INC/ Added +126,100+126.1k
CITADEL ADVISORS LLC Added +120,455+120.5k

Biggest sellers

Clarity Financial LLC Sold out -3,268,530-3.3m
Steamboat Capital Partners, LLC Sold out -453,163-453.2k
Informed Momentum Co LLC Sold out -159,928-159.9k
ACADIAN ASSET MANAGEMENT LLC Reduced -155,794-155.8k
Connacht Asset Management LP Sold out -149,266-149.3k
Connor, Clark & Lunn Investment Management Ltd. Sold out -131,907-131.9k
Cubist Systematic Strategies, LLC Reduced -117,956-118.0k
JPMORGAN CHASE & CO Reduced -114,418-114.4k
BNP PARIBAS FINANCIAL MARKETS Reduced -103,395-103.4k
OCCUDO QUANTITATIVE STRATEGIES LP Sold out -99,076-99.1k

Biggest calls

CITADEL ADVISORS LLC Added $1.1m192.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $572.7k103.0k shares
JANE STREET GROUP, LLC Added $513.2k92.3k shares
SIMPLEX TRADING, LLC Added $247.0k44.6k shares
WOLVERINE TRADING, LLC Added $166.0k31.0k shares
GROUP ONE TRADING LLC Reduced $59.5k10.7k shares
Cutler Group LLC / CA Reduced $4.0k16.8k shares
HAP Trading, LLC New $3.0k10.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $512.1k92.1k shares
JANE STREET GROUP, LLC Added $442.6k79.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $338.0k60.8k shares
WOLVERINE TRADING, LLC Reduced $67.0k12.5k shares
SIMPLEX TRADING, LLC Added $62.0k11.3k shares
JPMORGAN CHASE & CO New $44.0k8.0k shares
GROUP ONE TRADING LLC Reduced $26.1k4.7k shares
Cutler Group LLC / CA Added $6.0k2.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: MONROE WILLIAM (0.3%, 2026-04-16), GENDELL JEFFREY L (0.0%, 2026-02-06)

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SCF Partners, Inc. 28.92% of their portfolio Houston, TX 9,086,8849.1m $50.5m $50.5m 28.92% Unchanged
2 GENDELL JEFFREY L 0.96% of their portfolio Greenwich, CT 1,836,3041.8m $10.2m $10.2m 0.96% New
3 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 1,074,8361.1m $6.0m $6.0m 0.01% Added +241.7k +241,700
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 706,995707.0k $3.9m $3.9m 0.00% Reduced -11.2k -11,200
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 680,538680.5k $3.8m $3.8m 0.00% Reduced -18.4k -18,353
6 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 593,444593.4k $3.3m $3.3m 0.00% New
7 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 542,539542.5k $3.0m $3.0m 0.00% Added +298.0k +298,005
8 BlackRock Inc. 0.00% of their portfolio New York, NY 370,405370.4k $2.1m $2.1m 0.00% Added +114.0k +113,962
9 MacKay Shields LLC 0.05% of their portfolio New York, NY 358,250358.2k $2.0m $2.0m 0.05% New
10 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio JUPITER, FL 318,788318.8k $1.8m $1.8m 0.01% Added +138.2k +138,161
11 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 311,699311.7k $1.7m $1.7m 0.01% Reduced -92.6k -92,623
12 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 279,350279.4k $1.6m $1.6m 0.01% Added +183.6k +183,561
13 OBERWEIS ASSET MANAGEMENT INC/ 0.19% of their portfolio LISLE, IL 225,200225.2k $1.3m $1.3m 0.19% Added +126.1k +126,100
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 223,913223.9k $1.2m $1.2m 0.00% Added +16.7k +16,711
15 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 217,069217.1k $1.2m $1.2m 0.00% Added +120.5k +120,455
16 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 198,058198.1k $1.1m $1.1m 0.00% Reduced -34.3k -34,300
17 Quadrature Capital Ltd 0.03% of their portfolio LONDON, X0 177,338177.3k $986.9k $986.9k 0.03% Reduced -53.2k -53,153
18 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 165,746165.7k $922.0k $922.0k 0.00% Reduced -48.8k -48,804
19 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 155,649155.6k $865.4k $865.4k 0.00% New
20 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 131,748131.7k $732.5k $732.5k 0.01% Reduced -118.0k -117,956
21 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 120,736120.7k $671.3k $671.3k 0.00% Added +102.1k +102,070
22 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 115,280115.3k $641.0k $641.0k 0.00% Reduced -240 -240
23 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 108,853108.9k $605.2k $605.2k 0.00% Reduced -4.5k -4,544
24 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio HOUSTON, TX 92,70092.7k $515.4k $515.4k 0.01% Reduced -50.0k -50,000
25 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 78,61378.6k $437.1k $437.1k 0.00% Reduced -27.0k -27,023
26 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 76,97877.0k $428.0k $428.0k 0.00% New
27 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.01% of their portfolio BALA CYNWYD, PA 72,73372.7k $404.4k $404.4k 0.01% Reduced -73.1k -73,146
28 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 69,51869.5k $386.0k $386.0k 0.00% Added +47.3k +47,344
29 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 54,86654.9k $305.1k $305.1k 0.00% Added +40.9k +40,936
30 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 54,00654.0k $300.3k $300.3k 0.00% Reduced -66.7k -66,718
31 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 52,70052.7k $293.0k $293.0k 0.01% Added +24.6k +24,592
32 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 45,20245.2k $251.3k $251.3k 0.00% Added +2.3k +2,300
33 CAXTON ASSOCIATES LP 0.04% of their portfolio NEW YORK, NY 44,18144.2k $245.6k $245.6k 0.04% Reduced -19.1k -19,143
34 Jaffetilchin Investment Partners, LLC 0.03% of their portfolio TAMPA, FL 41,52741.5k $230.9k $230.9k 0.03% Added +31.2k +31,211
35 Bell Bank 0.02% of their portfolio FARGO, ND 37,25837.3k $207.2k $207.2k 0.02% Unchanged
36 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 36,65736.7k $203.8k $203.8k 0.00% New
37 Engineers Gate Manager LP 0.01% of their portfolio NEW YORK, NY 33,05533.1k $183.8k $183.8k 0.01% Added +14.3k +14,338
38 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 29,70029.7k $165.1k $165.1k 0.00% Added +4.2k +4,200
39 CHILTON CAPITAL MANAGEMENT LLC 0.01% of their portfolio HOUSTON, TX 26,86026.9k $149.3k $149.3k 0.01% Unchanged
40 Icon Wealth Partners, LLC 0.02% of their portfolio HOUSTON, TX 26,73026.7k $148.6k $148.6k 0.02% First filing
41 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 26,64426.6k $148.1k $148.1k 0.00% Added +2.7k +2,700
42 NinePointTwo Capital LLC 0.05% of their portfolio LOS ANGELES, CA 23,24223.2k $129.0k $129.0k 0.05% New
43 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 21,94421.9k $122.0k $122.0k 0.00% New
44 GROUP ONE TRADING LLC 0.01% of their portfolio CHICAGO, IL 21,05521.1k $117.1k $117.1k 0.01% Reduced -22.0k -22,044
45 Man Group plc 0.00% of their portfolio LONDON, X0 18,55718.6k $103.2k $103.2k 0.00% New
46 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 17,65617.7k $98.2k $98.2k 0.00% Added +1.3k +1,300
47 683 Capital Management, LLC 0.01% of their portfolio NEW YORK, NY 15,00015.0k $83.4k $83.4k 0.01% Reduced -4.2k -4,230
48 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 13,72213.7k $76.0k $76.0k 0.00% Added +1.6k +1,583
49 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.01% of their portfolio Englewood, NJ 13,57213.6k $75.5k $75.5k 0.01% New
50 TUCKER ASSET MANAGEMENT LLC 0.02% of their portfolio LITTLETON, CO 12,72212.7k $70.7k $70.7k 0.02% New
51 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,31912.3k $68.5k $68.5k 0.00% Added +12.1k +12,119
52 LMR Partners LLP 0.00% of their portfolio LONDON, X0 11,36911.4k $63.2k $63.2k 0.00% New
53 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 10,56310.6k $58.7k $58.7k 0.00% Reduced -2.0k -2,013
54 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 10,00310.0k $55.6k $55.6k 0.00% Reduced -3.9k -3,910
55 ACR Alpine Capital Research, LLC 0.00% of their portfolio ST. LOUIS, MO 10,00010.0k $55.6k $55.6k 0.00% New
56 State of Wyoming 0.01% of their portfolio CHEYENNE, WY 8,3198.3k $46.3k $46.3k 0.01% Added +2.5k +2,520
57 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 8,1798.2k $45.0k $45.0k 0.00% Reduced -624 -624
58 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 7,5087.5k $41.7k $41.7k 0.00% Added +5.8k +5,797
59 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 7,2507.2k $40.0k $40.0k 0.00% New
60 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 3,8573.9k $21.0k $21.0k 0.00% Reduced -155.8k -155,794
61 Aquatic Capital Management LLC 0.00% of their portfolio CHICAGO, IL 3,6003.6k $20.0k $20.0k 0.00% New
62 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 2,8722.9k $15.0k $15.0k 0.00% Reduced -3.5k -3,541
63 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 1,6751.7k $9.3k $9.3k 0.00% Added +1.3k +1,345
64 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 1,0001.0k $5.6k $5.6k 0.00% Unchanged
65 MARK SHEPTOFF FINANCIAL PLANNING, LLC 0.00% of their portfolio GLASTONBURY, CT 1,0001.0k $5.6k $5.6k 0.00% New
66 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 563563 $3.0k $3.0k 0.00% Reduced -1.2k -1,229
67 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 261261 $1.5k $1.5k 0.00% Added +1 +1
68 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 159159 $884 $884 0.00% Unchanged
69 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 100100 $3.3k $3.3k 0.00% Reduced -100 -100
70 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 7575 $417 $417 0.00% Reduced -103.4k -103,395
71 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2020 $111 $111 0.00% Unchanged
72 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1919 $0 $0 0.00% Reduced -114.4k -114,418
73 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged