9 METERS BIOPHARMA INC NMTRQ
COM NEW · Common Stock · CUSIP 654405208
35
institutional holders
-5 vs Q1 2023
3.1m
shares reported held*
$2.1mreported value*
3 new
6 added
7 reduced
8 sold out
net sold ≈ $73.2k (-109.0k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.67. Options: 5 managers hold calls ($807.4k notional), 4 hold puts ($201).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 2 |
| Q4 2022 | 41 |
| Q1 2023 | 40 |
| Q2 2023 | 35 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 39 | 2 |
| Q1 2023 | 10 | 18 |
| Q2 2023 | 9 | 15 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $0 | $0 | — |
| Q4 2022 | $1.7m | $36.0k | 0.02 |
| Q1 2023 | $1.7m | $49.2k | 0.03 |
| Q2 2023 | $807.4k | $201 | 0.00 |
Biggest buyers
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +17.1k |
| TWO SIGMA SECURITIES, LLC | New | +13.8k |
| GROUP ONE TRADING LLC | Added | +5.0k |
| Tower Research Capital LLC (TRC) | Added | +1.7k |
| RENAISSANCE TECHNOLOGIES LLC | Added | +855 |
| MORGAN STANLEY | Added | +380 |
| FMR LLC | New | +53 |
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +20 |
| WELLS FARGO & COMPANY/MN | Added | +13 |
Biggest sellers
| SABBY MANAGEMENT, LLC | Reduced | -65.2k |
| HRT FINANCIAL LP | Sold out | -18.2k |
| DIMENSIONAL FUND ADVISORS LP | Sold out | -16.3k |
| MILLENNIUM MANAGEMENT LLC | Sold out | -15.3k |
| MERCER GLOBAL ADVISORS INC /ADV | Sold out | -10.2k |
| Laurion Capital Management LP | Reduced | -9.2k |
| VANGUARD GROUP INC | Reduced | -8.5k |
| UBS Group AG | Sold out | -4.3k |
| OSAIC HOLDINGS, INC. | Reduced | -250 |
| Hartford Financial Management Inc. | Sold out | -200 |
Biggest calls
| SIMPLEX TRADING, LLC | Reduced | $469.0k698.4k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $323.0k482.1k shares |
| CITADEL ADVISORS LLC | Reduced | $15.3k22.7k shares |
| GROUP ONE TRADING LLC | Reduced | $134200 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | Reduced | $134200 shares |
| GROUP ONE TRADING LLC | New | $67100 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| SIMPLEX TRADING, LLC | New | $0100 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| SABBY MANAGEMENT, LLC 2.64% of their portfolio | 1.0m $697.8k | Reduced -65.2k |
| ADAGE CAPITAL PARTNERS GP, L.L.C. 0.00% of their portfolio | 650.0k $436.8k | Unchanged |
| VANGUARD GROUP INC 0.00% of their portfolio | 619.8k $416.5k | Reduced -8.5k |
| Laurion Capital Management LP 0.01% of their portfolio | 218.7k $147.0k | Reduced -9.2k |
| BlackRock Inc. 0.00% of their portfolio | 167.9k $112.9k | Reduced -90 |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 108.8k $73.1k | Reduced -3 |
| STATE STREET CORP 0.00% of their portfolio | 50.9k $34.2k | Unchanged |
| ODonnell Financial Services, LLC 0.02% of their portfolio | 43.4k $29.2k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 37.9k $25.0k | Added +20 |
| CIBC Asset Management Inc 0.00% of their portfolio | 32.7k $22.0k | Unchanged |
| NORTHERN TRUST CORP 0.00% of their portfolio | 21.5k $14.4k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 17.1k $11.5k | New |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 15.2k $10.0k | Added +855 |
| Requisite Capital Management, LLC 0.00% of their portfolio | 15.0k $10.1k | Unchanged |
| TWO SIGMA SECURITIES, LLC 0.00% of their portfolio | 13.8k $9.3k | New |
| Cerity Partners LLC 0.00% of their portfolio | 10.7k $7.2k | Unchanged |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 10.4k $7.0k | Added +5.0k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 6.7k $4.5k | Added +1.7k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 5.7k $3.9k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 3.0k $2.0k | Added +380 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 1.4k $933 | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.1k $751 | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 353 $237 | Added +13 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 350 $235 | Reduced -250 |
| PSI Advisors, LLC 0.00% of their portfolio | 300 $202 | Unchanged |
| MCF Advisors LLC 0.00% of their portfolio | 275 $185 | Unchanged |
| Strategic Investment Solutions, Inc. /IL 0.00% of their portfolio | 275 $194 | Unchanged |
| Beacon Capital Management, LLC 0.00% of their portfolio | 155 $104 | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 150 $101 | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 134 $0 | Reduced -31 |
| Register Financial Advisors LLC 0.00% of their portfolio | 100 $67 | Unchanged |
| FMR LLC 0.00% of their portfolio | 53 $36 | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 7 $5 | Unchanged |
| Raleigh Capital Management Inc. 0.00% of their portfolio | 2 $1 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |