Vault-13

9 METERS BIOPHARMA INC

COM · CUSIP 654405109

73 institutional holders
48,418,45848.4m shares reported held*
$10.4mreported value*

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.21. Options: 6 managers hold calls ($324.0k notional), 4 hold puts ($23.0k).

Biggest calls

SIMPLEX TRADING, LLC — $167.0k778.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP — $130.0k589.8k shares
SABBY MANAGEMENT, LLC — $12.0k543 shares
GROUP ONE TRADING LLC — $11.0k52.0k shares
CITADEL ADVISORS LLC — $4.0k20.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. — $00 shares

Biggest puts

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.01% of their portfolio Boston, MA 13,000,00013.0m $2.8m $2.8m 0.01% —
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 12,561,00912.6m $2.7m $2.7m 0.00% —
3 Laurion Capital Management LP 0.03% of their portfolio NEW YORK, NY 4,558,2004.6m $980.0k $980.0k 0.03% —
4 BlackRock Inc. 0.00% of their portfolio New York, NY 3,367,4293.4m $724.0k $724.0k 0.00% —
5 GSA CAPITAL PARTNERS LLP 0.07% of their portfolio LONDON, X0 2,348,2872.3m $505.0k $505.0k 0.07% —
6 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 2,312,6962.3m $497.0k $497.0k 0.00% —
7 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 1,662,2001.7m $357.0k $357.0k 0.00% —
8 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 958,880958.9k $206.0k $206.0k 0.00% —
9 Ergoteles LLC 0.01% of their portfolio NEW YORK, NY 911,451911.5k $196.0k $196.0k 0.01% —
10 ODonnell Financial Services, LLC 0.66% of their portfolio SAN RAFAEL, CA 878,171878.2k $189.0k $189.0k 0.66% —
11 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 860,403860.4k $185.0k $185.0k 0.00% —
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 806,171806.2k $173.0k $173.0k 0.00% —
13 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 440,081440.1k $94.0k $94.0k 0.00% —
14 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 394,592394.6k $84.0k $84.0k 0.00% —
15 Requisite Capital Management, LLC 0.02% of their portfolio DALLAS, TX 300,000300.0k $65.0k $65.0k 0.02% —
16 RWA WEALTH PARTNERS, LLC 0.00% of their portfolio BOSTON, MA 278,826278.8k $60.0k $60.0k 0.00% —
17 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 235,334235.3k $51.0k $51.0k 0.00% —
18 Virtu Financial LLC 0.00% of their portfolio New York, NY 228,595228.6k $49.0k $49.0k 0.00% —
19 Valeo Financial Advisors, LLC 0.00% of their portfolio CARMEL, IN 209,688209.7k $45.0k $45.0k 0.00% —
20 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 191,138191.1k $41.0k $41.0k 0.00% —
21 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 150,000150.0k $32.0k $32.0k 0.00% —
22 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 133,105133.1k $29.0k $29.0k 0.00% —
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 114,899114.9k $25.0k $25.0k 0.00% —
24 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 107,754107.8k $24.0k $24.0k 0.00% —
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 105,778105.8k $23.0k $23.0k 0.00% —
26 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 102,678102.7k $22.0k $22.0k 0.00% —
27 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 98,10098.1k $21.0k $21.0k 0.00% —
28 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 83,12383.1k $19.0k $19.0k 0.00% —
29 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 76,33876.3k $16.0k $16.0k 0.00% —
30 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 67,17267.2k $14.0k $14.0k 0.00% —
31 Curi Wealth Management, LLC 0.00% of their portfolio Raleigh, NC 65,14365.1k $14.0k $14.0k 0.00% —
32 J.W. COLE ADVISORS, INC. 0.00% of their portfolio TAMPA, FL 65,00065.0k $14.0k $14.0k 0.00% —
33 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 63,34463.3k $14.0k $14.0k 0.00% —
34 Man Group plc 0.00% of their portfolio LONDON, X0 59,18459.2k $13.0k $13.0k 0.00% —
35 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 54,72054.7k $12.0k $12.0k 0.00% —
36 Prentice Wealth Management LLC 0.01% of their portfolio Rochester, NY 46,02546.0k $10.0k $10.0k 0.01% —
37 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 44,00044.0k $9.0k $9.0k 0.00% —
38 Ashfield Capital Partners, LLC 0.00% of their portfolio San Francisco, CA 33,35333.4k $7.0k $7.0k 0.00% —
39 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 30,22930.2k $6.0k $6.0k 0.00% —
40 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 30,22130.2k $6.0k $6.0k 0.00% —
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 28,59228.6k $6.0k $6.0k 0.00% —
42 Prospera Financial Services Inc 0.00% of their portfolio Dallas, TX 28,00028.0k $6.0k $6.0k 0.00% —
43 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 27,80827.8k $6.0k $6.0k 0.00% —
44 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 25,00025.0k $5.0k $5.0k 0.00% —
45 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 22,33222.3k $5.0k $5.0k 0.00% —
46 ROTHSCHILD INVESTMENT LLC /IL 0.00% of their portfolio CHICAGO, IL 20,00020.0k $4.0k $4.0k 0.00% —
47 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 20,00020.0k $4.0k $4.0k 0.00% —
48 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 20,00020.0k $4.0k $4.0k 0.00% —
49 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 18,28618.3k $3.9k $3.9k 0.00% —
50 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 17,72317.7k $3.0k $3.0k 0.00% —
51 KCM INVESTMENT ADVISORS LLC 0.00% of their portfolio GREENBRAE, CA 15,00015.0k $3.0k $3.0k 0.00% —
52 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 14,07514.1k $3.0k $3.0k 0.00% —
53 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 13,00013.0k $3.0k $3.0k 0.00% —
54 Summit X, LLC 0.00% of their portfolio CHESTERFIELD, MO 12,80012.8k $1.0k $1.0k 0.00% —
55 IHT Wealth Management, LLC 0.00% of their portfolio Chicago, IL 12,00012.0k $3.0k $3.0k 0.00% —
56 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.00% of their portfolio New York, NY 10,20010.2k $2.0k $2.0k 0.00% —
57 INDEPENDENT FINANCIAL GROUP, LLC 0.00% of their portfolio SAN DIEGO, CA 10,00010.0k $2.1k $2.1k 0.00% —
58 WEDBUSH SECURITIES INC 0.00% of their portfolio PASADENA, CA 10,00010.0k $2.0k $2.0k 0.00% —
59 Carnegie Investment Counsel 0.00% of their portfolio PEPPER PIKE, OH 10,00010.0k $2.0k $2.0k 0.00% —
60 Gateway Advisory, LLC 0.00% of their portfolio WESTFIELD, NJ 10,00010.0k $2.0k $2.0k 0.00% —
61 JOURNEY STRATEGIC WEALTH LLC 0.00% of their portfolio SUMMIT, NJ 10,00010.0k $2.0k $2.0k 0.00% —
62 PSI Advisors, LLC 0.00% of their portfolio TAMPA, FL 6,0006.0k $1.0k $1.0k 0.00% —
63 MCF Advisors LLC 0.00% of their portfolio LEXINGTON, KY 5,5005.5k $1.0k $1.0k 0.00% —
64 WIPFLI FINANCIAL ADVISORS LLC, 0.00% of their portfolio MILWAUKEE, WI 4,5004.5k $1.0k $1.0k 0.00% —
65 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 4,4004.4k $0 $0 0.00% —
66 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,5853.6k $1.0k $1.0k 0.00% —
67 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 3,0543.1k $1.0k $1.0k 0.00% —
68 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,0003.0k $1.0k $1.0k 0.00% —
69 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 167167 $0 $0 0.00% —
70 Axiom Investment Management LLC 0.00% of their portfolio NEW YORK, NY 7070 $0 $0 0.00% —
71 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2525 $0 $0 0.00% —
72 Raleigh Capital Management Inc. 0.00% of their portfolio CARY, NC 2424 $0 $0 0.00% —
73 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% —