Vault-13

NIKOLA CORP

COM · CUSIP 654110105

290 institutional holders +11 vs Q4 2023
443,679,261443.7m shares reported held*
$462.5mreported value*
45 new 92 added 57 reduced 34 sold out net sold ≈ $11.6m (-11.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.04. Options: 23 managers hold calls ($59.0m notional), 28 hold puts ($88.7m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 260Q4 22: 264Q1 23: 253Q2 23: 260Q3 23: 279Q4 23: 279Q1 24: 290290Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022260
Q4 2022264
Q1 2023253
Q2 2023260
Q3 2023279
Q4 2023279
Q1 2024290

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 131 bought or addedQ4 22: 104 cut or sold outQ4 22Q1 23: 109 bought or addedQ1 23: 103 cut or sold outQ1 23Q2 23: 130 bought or addedQ2 23: 84 cut or sold outQ2 23Q3 23: 147 bought or addedQ3 23: 64 cut or sold outQ3 23Q4 23: 106 bought or addedQ4 23: 103 cut or sold outQ4 23Q1 24: 137 bought or addedQ1 24: 91 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022131104
Q1 2023109103
Q2 202313084
Q3 202314764
Q4 2023106103
Q1 202413791

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ2 23 calls: $106.5mQ2 23 puts: $194.8mQ2 23P/C 1.83Q3 23 calls: $110.9mQ3 23 puts: $110.6mQ3 23P/C 1.00Q4 23 calls: $55.8mQ4 23 puts: $70.2mQ4 23P/C 1.26Q1 24 calls: $59.0mQ1 24 puts: $88.7mQ1 24P/C 1.50
Numbers
QuarterCallsPutsP/C
Q2 2023$106.5m$194.8m1.83
Q3 2023$110.9m$110.6m1.00
Q4 2023$55.8m$70.2m1.26
Q1 2024$59.0m$88.7m1.50

Biggest buyers

D. E. Shaw & Co., Inc. Added +10,319,766+10.3m
BlackRock Inc. Added +9,398,976+9.4m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +4,912,969+4.9m
VAN ECK ASSOCIATES CORP Added +4,229,114+4.2m
MORGAN STANLEY Added +4,173,771+4.2m
COATUE MANAGEMENT LLC Added +4,002,641+4.0m
GEODE CAPITAL MANAGEMENT, LLC Added +3,429,670+3.4m
VANGUARD GROUP INC Added +3,117,074+3.1m
BANK OF AMERICA CORP /DE/ Added +2,698,200+2.7m
SG Americas Securities, LLC Added +1,809,074+1.8m

Biggest sellers

Alyeska Investment Group, L.P. Sold out -32,384,622-32.4m
CITIGROUP INC Reduced -12,065,636-12.1m
RENAISSANCE TECHNOLOGIES LLC Sold out -9,987,899-10.0m
JANE STREET GROUP, LLC Reduced -6,804,834-6.8m
TORONTO DOMINION BANK Sold out -4,160,000-4.2m
Weiss Asset Management LP Reduced -2,595,000-2.6m
FIRST TRUST ADVISORS LP Reduced -1,141,899-1.1m
NORGES BANK Reduced -663,007-663.0k
MILLENNIUM MANAGEMENT LLC Reduced -434,263-434.3k
BARCLAYS PLC Reduced -323,445-323.4k

Biggest calls

BANK OF AMERICA CORP /DE/ Reduced $12.9m12.4m shares
CITIGROUP INC Added $11.9m11.4m shares
NOMURA HOLDINGS INC Added $10.1m9.7m shares
JANE STREET GROUP, LLC Reduced $7.1m6.8m shares
GROUP ONE TRADING LLC Reduced $5.3m5.1m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.2m5.0m shares
Walleye Trading LLC Reduced $1.0m961.9k shares
CITADEL ADVISORS LLC Reduced $866.3k833.0k shares
D. E. Shaw & Co., Inc. Unchanged $852.8k820.0k shares
SIMPLEX TRADING, LLC Reduced $811.0k780.7k shares

Biggest puts

CITIGROUP INC Added $35.6m34.3m shares
BANK OF AMERICA CORP /DE/ Reduced $23.9m23.0m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $7.7m7.4m shares
JANE STREET GROUP, LLC Reduced $5.8m5.6m shares
Skaana Management L.P. Added $4.5m84.0k shares
GROUP ONE TRADING LLC Reduced $2.4m2.3m shares
Weiss Asset Management LP Reduced $2.1m2.0m shares
SIMPLEX TRADING, LLC Added $1.8m1.7m shares
NOMURA HOLDINGS INC Unchanged $1.0m1.0m shares
CITADEL ADVISORS LLC Reduced $776.7k746.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORGES BANK 0.02% of their portfolio OSLO, Q8 106,370,805106.4m $110.6m $110.6m 0.02% Reduced -663.0k -663,007
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 80,262,85980.3m $83.5m $83.5m 0.00% Added +3.1m +3,117,074
3 BlackRock Inc. 0.00% of their portfolio New York, NY 63,517,24563.5m $66.1m $66.1m 0.00% Added +9.4m +9,398,976
4 D. E. Shaw & Co., Inc. 0.04% of their portfolio New York, NY 26,581,97926.6m $27.6m $27.6m 0.04% Added +10.3m +10,319,766
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 21,057,59321.1m $21.9m $21.9m 0.00% Added +3.4m +3,429,670
6 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 18,248,78018.2m $19.0m $19.0m 0.00% Added +1.2m +1,183,550
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 13,213,82113.2m $13.7m $13.7m 0.00% Added +4.2m +4,173,771
8 VAN ECK ASSOCIATES CORP 0.02% of their portfolio NEW YORK, NY 10,695,47210.7m $11.1m $11.1m 0.02% Added +4.2m +4,229,114
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 9,261,0899.3m $9.6m $9.6m 0.01% Added +4.9m +4,912,969
10 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 9,054,3129.1m $9.4m $9.4m 0.01% Reduced -6.8m -6,804,834
11 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 8,706,8328.7m $9.1m $9.1m 0.01% Reduced -12.1m -12,065,636
12 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 7,750,4207.8m $8.1m $8.1m 0.00% Added +995.8k +995,818
13 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 7,113,0317.1m $7.4m $7.4m 0.00% Added +802.0k +802,039
14 COATUE MANAGEMENT LLC 0.02% of their portfolio New York, NY 5,217,5865.2m $5.4m $5.4m 0.02% Added +4.0m +4,002,641
15 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 4,646,3634.6m $6.3m $6.3m 0.01% Added +454.8k +454,804
16 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 3,812,3963.8m $4.0m $4.0m 0.02% Added +1.8m +1,809,074
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,576,6313.6m $3.7m $3.7m 0.00% Added +2.7m +2,698,200
18 ALPS ADVISORS INC 0.02% of their portfolio Denver, CO 3,259,1703.3m $3.4m $3.4m 0.02% Reduced -37.3k -37,328
19 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 2,568,3482.6m $2.7m $2.7m 0.00% Reduced -67.2k -67,185
20 Swiss National Bank 0.00% of their portfolio ZURICH, V8 2,171,5002.2m $2.3m $2.3m 0.00% Added +117.7k +117,700
21 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 1,478,8621.5m $1.5m $1.5m 0.00% Unchanged
22 Scientech Research LLC 0.81% of their portfolio JERSEY CITY, NJ 1,470,3461.5m $1.5m $1.5m 0.81% New
23 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 1,241,0001.2m $1.3m $1.3m 0.00% Added +581.2k +581,169
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,151,0141.2m $1.2m $1.2m 0.00% Added +309.3k +309,266
25 Virtu Financial LLC 0.09% of their portfolio New York, NY 1,116,4551.1m $1.2m $1.2m 0.09% New
26 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 1,103,8191.1m $1.1m $1.1m 0.00% Reduced -6.4k -6,449
27 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,089,3881.1m $1.1m $1.1m 0.00% Reduced -39.8k -39,775
28 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 1,063,1991.1m $1.1m $1.1m 0.00% Added +32.3k +32,266
29 CALIBER WEALTH MANAGEMENT, LLC 0.57% of their portfolio OREM, UT 1,027,9361.0m $1.1m $1.1m 0.57% Added +500 +500
30 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 1,022,4831.0m $1.1m $1.1m 0.00% Added +84.3k +84,283
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 935,285935.3k $972.7k $972.7k 0.00% Added +84.6k +84,597
32 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 921,609921.6k $958.5k $958.5k 0.00% Added +63.3k +63,324
33 GROUP ONE TRADING LLC 0.03% of their portfolio CHICAGO, IL 889,724889.7k $925.3k $925.3k 0.03% Reduced -28.2k -28,216
34 Legal & General Group Plc 0.00% of their portfolio London, X0 887,537887.5k $922.3k $922.3k 0.00% Added +7.0k +7,050
35 SIMPLEX TRADING, LLC 0.03% of their portfolio CHICAGO, IL 877,577877.6k $912.0k $912.0k 0.03% Added +710.8k +710,779
36 XTX Topco Ltd 0.11% of their portfolio LONDON, X0 805,010805.0k $837.2k $837.2k 0.11% New
37 Rafferty Asset Management, LLC 0.00% of their portfolio New York, NY 764,955765.0k $795.6k $795.6k 0.00% Reduced -101.6k -101,573
38 Krane Funds Advisors LLC 0.03% of their portfolio NEW YORK, NY 764,192764.2k $724.7k $724.7k 0.03% Added +344.5k +344,521
39 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 744,821744.8k $774.6k $774.6k 0.01% Added +182.1k +182,132
40 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 737,928737.9k $767.4k $767.4k 0.00% Reduced -323.4k -323,445
41 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 733,295733.3k $762.6k $762.6k 0.00% Added +4.2k +4,236
42 Marex Group Ltd 0.02% of their portfolio London, X0 718,900718.9k $747.7k $747.7k 0.02% Added +163.0k +163,021
43 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 661,016661.0k $687.5k $687.5k 0.00% Added +233.7k +233,666
44 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 639,450639.5k $665.0k $665.0k 0.00% Unchanged
45 Amundi 0.00% of their portfolio Paris, I0 599,063599.1k $395.4k $395.4k 0.00% Added +3.5k +3,471
46 CAPSTONE INVESTMENT ADVISORS, LLC 0.01% of their portfolio NEW YORK, NY 584,567584.6k $608.0k $608.0k 0.01% Added +343.3k +343,273
47 InterOcean Capital Group, LLC 0.01% of their portfolio NASHVILLE, TN 552,662552.7k $574.8k $574.8k 0.01% Unchanged
48 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 527,233527.2k $548.3k $548.3k 0.00% Added +206.6k +206,643
49 Bayesian Capital Management, LP 0.05% of their portfolio Brooklyn, NY 496,800496.8k $516.7k $516.7k 0.05% Added +335.0k +335,000
50 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 400,365400.4k $414.4k $414.4k 0.00% Added +1.0k +1,041
51 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 392,110392.1k $407.8k $407.8k 0.00% Added +74.9k +74,913
52 P SCHOENFELD ASSET MANAGEMENT LP 0.17% of their portfolio NEW YORK, NY 373,333373.3k $388.3k $388.3k 0.17% New
53 Weiss Asset Management LP 0.02% of their portfolio BOSTON, MA 369,568369.6k $384.4k $384.4k 0.02% Reduced -2.6m -2,595,000
54 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 364,117364.1k $378.7k $378.7k 0.00% Added +55.0k +54,992
55 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 361,459361.5k $375.9k $375.9k 0.00% Added +240.8k +240,778
56 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 338,267338.3k $351.8k $351.8k 0.00% Added +108.0k +108,013
57 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 322,170322.2k $335.1k $335.1k 0.00% Reduced -292.2k -292,220
58 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 310,995311.0k $321.0k $321.0k 0.00% Added +235.5k +235,531
59 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 307,916307.9k $320.2k $320.2k 0.00% Added +143.0k +142,983
60 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 302,237302.2k $314.3k $314.3k 0.00% Added +11.1k +11,107
61 Gotham Asset Management, LLC 0.00% of their portfolio NEW YORK, NY 267,250267.2k $277.9k $277.9k 0.00% New
62 Jefferies Financial Group Inc. 0.01% of their portfolio NEW YORK, NY 250,000250.0k $260.0k $260.0k 0.01% New
63 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 247,028247.0k $256.9k $256.9k 0.00% Reduced -129.4k -129,359
64 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 242,148242.1k $251.8k $251.8k 0.00% Reduced -1.1m -1,141,899
65 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 232,116232.1k $241.4k $241.4k 0.00% Reduced -15.2k -15,243
66 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 221,900221.9k $230.8k $230.8k 0.00% Added +80.4k +80,400
67 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 210,724210.7k $220.0k $220.0k 0.00% Added +59.1k +59,098
68 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 180,154180.2k $96.7k $96.7k 0.00% Reduced -95.9k -95,871
69 Arrowroot Family Office, LLC 0.11% of their portfolio MARINA DEL REY, CA 170,457170.5k $177.3k $177.3k 0.11% Unchanged
70 GSA CAPITAL PARTNERS LLP 0.01% of their portfolio LONDON, X0 168,798168.8k $176.0k $176.0k 0.01% New
71 Marathon Trading Investment Management LLC 0.07% of their portfolio RADNOR, PA 163,974164.0k $170.5k $170.5k 0.07% Unchanged
72 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 160,496160.5k $166.9k $166.9k 0.00% Added +37.5k +37,474
73 GTS SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 143,280143.3k $149.0k $149.0k 0.00% New
74 ExodusPoint Capital Management, LP 0.00% of their portfolio NEW YORK, NY 142,725142.7k $148.0k $148.0k 0.00% New
75 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 132,744132.7k $138.1k $138.1k 0.00% Added +29.9k +29,904
76 Integrated Advisors Network LLC 0.01% of their portfolio DALLAS, TX 123,633123.6k $128.6k $128.6k 0.01% Unchanged
77 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 115,779115.8k $120.4k $120.4k 0.00% Added +19.6k +19,627
78 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 114,386114.4k $118.6k $118.6k 0.00% New
79 PEAK6 Investments LLC 0.01% of their portfolio CHICAGO, IL 112,958113.0k $117.5k $117.5k 0.01% New
80 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 109,312109.3k $111.0k $111.0k 0.00% Reduced -6.0k -5,973
81 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 108,068108.1k $112.4k $112.4k 0.00% Added +10.2k +10,200
82 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 107,029107.0k $111.0k $111.0k 0.00% Reduced -15.4k -15,412
83 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 95,83095.8k $116.0k $116.0k 0.00% Reduced -81.6k -81,640
84 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 90,45390.5k $94.1k $94.1k 0.00% Added +17.4k +17,351
85 GABELLI & Co INVESTMENT ADVISERS, INC. 0.02% of their portfolio Rye, NY 85,00085.0k $88.4k $88.4k 0.02% Unchanged
86 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 84,36184.4k $87.7k $87.7k 0.00% Added +5.9k +5,874
87 Skaana Management L.P. 0.02% of their portfolio BROOKLYN, NY 81,50081.5k $84.8k $84.8k 0.02% Added +3.6k +3,590
88 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 79,56279.6k $83.0k $83.0k 0.00% Reduced -594 -594
89 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 78,18478.2k $81.0k $81.0k 0.00% Reduced -5.1k -5,108
90 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 74,91674.9k $77.9k $77.9k 0.00% Reduced -3.0k -3,009
91 Caption Management, LLC 0.01% of their portfolio OKLAHOMA CITY, OK 72,91972.9k $75.8k $75.8k 0.01% Added +70.7k +70,703
92 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 68,90768.9k $71.7k $71.7k 0.00% Added +10.0k +9,970
93 SEAVIEW INVESTMENT MANAGERS LLC 0.02% of their portfolio MIAMI, FL 68,33368.3k $71.1k $71.1k 0.02% Unchanged
94 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 67,09867.1k $69.8k $69.8k 0.00% Added +51.6k +51,552
95 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 59,52059.5k $62.0k $62.0k 0.00% Reduced -21.0k -21,034
96 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 58,99559.0k $61.4k $61.4k 0.00% Unchanged
97 Pictet Asset Management Holding SA 0.00% of their portfolio CAROUGE, V8 56,31656.3k $58.6k $58.6k 0.00% Unchanged
98 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 55,51655.5k $57.7k $57.7k 0.00% Reduced -1.0k -1,000
99 CANTOR FITZGERALD, L. P. 0.01% of their portfolio NEW YORK, NY 54,40054.4k $56.6k $56.6k 0.01% Reduced -38.8k -38,844
100 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 53,72053.7k $55.3k $55.3k 0.01% Unchanged