Vault-13

NIKOLA CORP

COM · CUSIP 654110105

260 institutional holders +7 vs Q1 2023
243,927,344243.9m shares reported held*
$337.9mreported value*
46 new 84 added 46 reduced 38 sold out net bought ≈ $37.5m (+27.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $1.39. Options: 20 managers hold calls ($106.5m notional), 18 hold puts ($194.8m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 260Q4 22: 264Q1 23: 253Q2 23: 260260Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022260
Q4 2022264
Q1 2023253
Q2 2023260

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 131 bought or addedQ4 22: 104 cut or sold outQ4 22Q1 23: 109 bought or addedQ1 23: 103 cut or sold outQ1 23Q2 23: 130 bought or addedQ2 23: 84 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022131104
Q1 2023109103
Q2 202313084

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ3 22 calls: $138.5mQ3 22 puts: $200.0mQ3 22P/C 1.44Q4 22 calls: $89.1mQ4 22 puts: $97.4mQ4 22P/C 1.09Q1 23 calls: $76.2mQ1 23 puts: $89.9mQ1 23P/C 1.18Q2 23 calls: $106.5mQ2 23 puts: $194.8mQ2 23P/C 1.83
Numbers
QuarterCallsPutsP/C
Q3 2022$138.5m$200.0m1.44
Q4 2022$89.1m$97.4m1.09
Q1 2023$76.2m$89.9m1.18
Q2 2023$106.5m$194.8m1.83

Biggest buyers

BlackRock Inc. Added +19,389,959+19.4m
TORONTO DOMINION BANK New +8,320,636+8.3m
GMT Capital Corp New +6,732,133+6.7m
STATE STREET CORP Added +6,061,239+6.1m
GEODE CAPITAL MANAGEMENT, LLC Added +4,690,316+4.7m
VANGUARD GROUP INC Added +4,647,243+4.6m
COATUE MANAGEMENT LLC Added +3,738,326+3.7m
NORTHERN TRUST CORP Added +2,110,231+2.1m
Rafferty Asset Management, LLC Added +1,381,464+1.4m
VAN ECK ASSOCIATES CORP Added +1,174,541+1.2m

Biggest sellers

Antara Capital LP Reduced -36,785,084-36.8m
Alyeska Investment Group, L.P. Sold out -2,032,000-2.0m
CITADEL ADVISORS LLC Reduced -1,561,269-1.6m
CITIGROUP INC Reduced -1,009,484-1.0m
NATIONAL BANK OF CANADA /FI/ Reduced -552,400-552.4k
SG Americas Securities, LLC Reduced -538,733-538.7k
SEVEN GRAND MANAGERS, LLC Sold out -500,000-500.0k
Mirae Asset Global Investments Co., Ltd. Reduced -339,831-339.8k
BBR PARTNERS, LLC Sold out -257,476-257.5k
Balyasny Asset Management L.P. Sold out -253,065-253.1k

Biggest calls

JANE STREET GROUP, LLC Added $23.4m17.0m shares
BANK OF AMERICA CORP /DE/ Added $22.4m16.2m shares
GROUP ONE TRADING LLC Added $12.7m9.2m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $12.3m8.9m shares
CITIGROUP INC Reduced $10.7m7.7m shares
NOMURA HOLDINGS INC New $7.7m5.6m shares
Antara Capital LP Reduced $3.8m2.8m shares
SIMPLEX TRADING, LLC Added $3.8m2.7m shares
NATIONAL BANK OF CANADA /FI/ Added $3.2m23.4k shares
CITADEL ADVISORS LLC Reduced $2.2m1.6m shares

Biggest puts

CITIGROUP INC Added $82.2m59.5m shares
Antara Capital LP Added $55.5m40.2m shares
BANK OF AMERICA CORP /DE/ New $17.2m12.5m shares
NOMURA HOLDINGS INC New $8.4m6.1m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $8.3m6.0m shares
JANE STREET GROUP, LLC Added $8.1m5.9m shares
GROUP ONE TRADING LLC Added $4.4m3.2m shares
NATIONAL BANK OF CANADA /FI/ Added $4.2m30.5k shares
CITADEL ADVISORS LLC Reduced $2.8m2.0m shares
SIMPLEX TRADING, LLC Added $1.2m892.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORGES BANK 0.01% of their portfolio OSLO, Q8 51,081,37151.1m $70.5m $70.5m 0.01% Unchanged
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 44,620,35944.6m $61.6m $61.6m 0.00% Added +4.6m +4,647,243
3 BlackRock Inc. 0.00% of their portfolio New York, NY 43,278,19543.3m $59.7m $59.7m 0.00% Added +19.4m +19,389,959
4 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 13,815,90913.8m $19.1m $19.1m 0.00% Added +6.1m +6,061,239
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 11,626,61811.6m $16.0m $16.0m 0.00% Added +4.7m +4,690,316
6 TORONTO DOMINION BANK 0.01% of their portfolio TORONTO, ONTARIO, A6 8,320,6368.3m $11.5m $11.5m 0.01% New
7 GMT Capital Corp 0.35% of their portfolio ATLANTA, GA 6,732,1336.7m $9.3m $9.3m 0.35% New
8 COATUE MANAGEMENT LLC 0.04% of their portfolio New York, NY 5,255,5395.3m $7.3m $7.3m 0.04% Added +3.7m +3,738,326
9 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 5,250,8205.3m $7.2m $7.2m 0.00% Added +2.1m +2,110,231
10 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 4,170,0644.2m $5.8m $5.8m 0.01% Added +1.2m +1,174,541
11 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 3,664,9483.7m $5.1m $5.1m 0.00% Added +1.0m +1,011,212
12 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 3,389,1423.4m $4.7m $4.7m 0.01% Reduced -339.8k -339,831
13 ALPS ADVISORS INC 0.03% of their portfolio Denver, CO 2,466,2022.5m $3.4m $3.4m 0.03% Added +631.5k +631,517
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,144,6022.1m $3.0m $3.0m 0.00% Reduced -43.3k -43,311
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 2,042,4582.0m $2.8m $2.8m 0.00% Added +904.0k +904,012
16 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 2,013,3472.0m $2.8m $2.8m 0.00% Added +581.2k +581,220
17 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 1,887,6191.9m $2.6m $2.6m 0.02% Reduced -538.7k -538,733
18 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 1,764,2171.8m $2.4m $2.4m 0.00% Added +918.8k +918,811
19 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,729,3331.7m $2.4m $2.4m 0.00% Added +626.0k +626,003
20 P SCHOENFELD ASSET MANAGEMENT LP 0.29% of their portfolio NEW YORK, NY 1,540,5841.5m $2.1m $2.1m 0.29% Unchanged
21 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 1,482,0831.5m $2.0m $2.0m 0.00% Added +657.7k +657,671
22 Rafferty Asset Management, LLC 0.01% of their portfolio New York, NY 1,433,9451.4m $2.0m $2.0m 0.01% Added +1.4m +1,381,464
23 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 1,293,7391.3m $1.8m $1.8m 0.00% Added +882.1k +882,141
24 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,186,3481.2m $1.6m $1.6m 0.00% Reduced -1.0m -1,009,484
25 Swiss National Bank 0.00% of their portfolio ZURICH, V8 1,099,7001.1m $1.5m $1.5m 0.00% Added +376.2k +376,200
26 CALIBER WEALTH MANAGEMENT, LLC 0.95% of their portfolio OREM, UT 1,027,4361.0m $1.4m $1.4m 0.95% Unchanged
27 UBS Group AG 0.00% of their portfolio ZURICH, V8 999,423999.4k $1.4m $1.4m 0.00% Added +924.1k +924,071
28 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 880,354880.4k $1.2m $1.2m 0.00% Added +426.8k +426,796
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 815,499815.5k $1.1m $1.1m 0.00% Added +121.6k +121,598
30 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 641,827641.8k $885.7k $885.7k 0.00% Added +221.4k +221,367
31 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 639,450639.5k $882.4k $882.4k 0.00% Unchanged
32 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 633,564633.6k $874.3k $874.3k 0.00% Added +387.4k +387,353
33 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 616,430616.4k $850.7k $850.7k 0.00% Added +323.7k +323,730
34 NOMURA HOLDINGS INC 0.01% of their portfolio TOKYO, M0 605,868605.9k $836.1k $836.1k 0.01% Added +580.9k +580,930
35 Tidal Investments LLC 0.02% of their portfolio Milwaukee, WI 557,420557.4k $769.0k $769.0k 0.02% Added +277.0k +277,038
36 Amundi 0.00% of their portfolio Paris, I0 552,962553.0k $757.6k $757.6k 0.00% Added +49.1k +49,080
37 InterOcean Capital Group, LLC 0.02% of their portfolio NASHVILLE, TN 552,662552.7k $762.7k $762.7k 0.02% New
38 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 449,994450.0k $621.0k $621.0k 0.00% Added +164.5k +164,453
39 Baader Bank Aktiengesellschaft 0.04% of their portfolio Unterschleissheim, 2M 426,485426.5k $456.8k $456.8k 0.04% Added +34.4k +34,389
40 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 425,505425.5k $587.2k $587.2k 0.00% Added +174.2k +174,217
41 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 396,279396.3k $546.9k $546.9k 0.00% Reduced -68.3k -68,328
42 Arrowroot Family Office, LLC 0.39% of their portfolio MARINA DEL REY, CA 377,192377.2k $520.5k $520.5k 0.39% Reduced -217.5k -217,519
43 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 358,316358.3k $494.5k $494.5k 0.00% Reduced -19.3k -19,290
44 Legal & General Group Plc 0.00% of their portfolio London, X0 352,734352.7k $486.8k $486.8k 0.00% Added +58.2k +58,186
45 Quadrature Capital Ltd 0.01% of their portfolio LONDON, X0 339,688339.7k $470.5k $470.5k 0.01% New
46 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 325,224325.2k $1.8m $1.8m 0.00% Added +301.1k +301,054
47 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 317,197317.2k $437.7k $437.7k 0.00% Added +139.5k +139,463
48 Teramo Advisors, LLC 0.21% of their portfolio Naples, FL 300,000300.0k $414.0k $414.0k 0.21% Reduced -241.8k -241,839
49 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 299,733299.7k $362.7k $362.7k 0.00% Unchanged
50 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 288,050288.1k $394.7k $394.7k 0.00% Reduced -552.4k -552,400
51 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 285,799285.8k $394.4k $394.4k 0.00% Added +122.2k +122,242
52 TWO SIGMA SECURITIES, LLC 0.03% of their portfolio NEW YORK, NY 250,585250.6k $345.8k $345.8k 0.03% Added +172.0k +172,036
53 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 249,861249.9k $344.8k $344.8k 0.00% Added +157.6k +157,577
54 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 243,042243.0k $335.4k $335.4k 0.00% Added +102.9k +102,894
55 XTX Topco Ltd 0.06% of their portfolio LONDON, X0 240,620240.6k $332.1k $332.1k 0.06% New
56 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 236,800236.8k $326.8k $326.8k 0.00% Added +100.6k +100,600
57 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 234,923234.9k $324.2k $324.2k 0.00% Added +105.5k +105,515
58 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 231,257231.3k $319.1k $319.1k 0.00% Reduced -12.9k -12,872
59 Glassman Wealth Services 0.05% of their portfolio VIENNA, VA 220,876220.9k $304.8k $304.8k 0.05% Added +19 +19
60 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 193,702193.7k $268.3k $268.3k 0.00% Added +861 +861
61 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 192,985193.0k $266.3k $266.3k 0.00% New
62 IMC-Chicago, LLC 0.01% of their portfolio CHICAGO, IL 179,089179.1k $247.1k $247.1k 0.01% New
63 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 176,746176.7k $243.9k $243.9k 0.00% New
64 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 175,140175.1k $242.0k $242.0k 0.00% Added +34.5k +34,474
65 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 168,560168.6k $232.6k $232.6k 0.00% Added +72.7k +72,730
66 Itau Unibanco Holding S.A. 0.01% of their portfolio SAO PAULO, D5 148,539148.5k $205.0k $205.0k 0.01% Added +109.9k +109,918
67 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 142,625142.6k $197.0k $197.0k 0.00% New
68 ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio PHOENIX, AZ 141,876141.9k $195.8k $195.8k 0.00% Added +44.8k +44,752
69 Versor Investments LP 0.03% of their portfolio New York, NY 128,700128.7k $177.6k $177.6k 0.03% Reduced -7.7k -7,700
70 Integrated Advisors Network LLC 0.01% of their portfolio DALLAS, TX 123,955124.0k $171.1k $171.1k 0.01% Reduced -10.0k -10,000
71 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 120,563120.6k $167.1k $167.1k 0.00% Added +14.4k +14,443
72 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 120,283120.3k $166.0k $166.0k 0.00% Added +56.2k +56,218
73 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 113,433113.4k $156.5k $156.5k 0.00% Added +2.0k +2,041
74 Gotham Asset Management, LLC 0.00% of their portfolio NEW YORK, NY 108,020108.0k $149.1k $149.1k 0.00% Added +52.8k +52,755
75 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 104,339104.3k $144.0k $144.0k 0.00% Added +21.8k +21,810
76 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 102,571102.6k $136.0k $136.0k 0.00% Added +1.2k +1,212
77 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 97,07297.1k $134.0k $134.0k 0.00% New
78 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 91,88291.9k $126.8k $126.8k 0.00% Added +11.7k +11,656
79 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 85,07185.1k $117.0k $117.0k 0.00% Reduced -4.8k -4,778
80 GABELLI & Co INVESTMENT ADVISERS, INC. 0.02% of their portfolio Rye, NY 85,00085.0k $117.3k $117.3k 0.02% New
81 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 83,96884.0k $116.0k $116.0k 0.00% Added +31.7k +31,746
82 Harel Insurance Investments & Financial Services Ltd. 0.00% of their portfolio Ramat Gan, L3 83,28483.3k $115.0k $115.0k 0.00% Added +53.1k +53,058
83 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 77,28477.3k $106.7k $106.7k 0.00% Added +23.1k +23,118
84 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 77,22577.2k $106.6k $106.6k 0.00% Added +37.3k +37,340
85 1832 Asset Management L.P. 0.00% of their portfolio TORONTO, A6 65,20065.2k $90.0k $90.0k 0.00% Added +25.0k +25,000
86 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 63,05263.1k $87.0k $87.0k 0.00% Added +25.9k +25,939
87 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 61,61961.6k $85.0k $85.0k 0.00% Reduced -1.6m -1,561,269
88 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 60,79660.8k $83.9k $83.9k 0.00% Added +15.5k +15,452
89 Parallax Volatility Advisers, L.P. 0.00% of their portfolio San Francisco, CA 57,40457.4k $79.2k $79.2k 0.00% Reduced -50.6k -50,645
90 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 53,67353.7k $74.0k $74.0k 0.00% Reduced -4.0k -3,965
91 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 51,32351.3k $70.8k $70.8k 0.00% Reduced -3.3k -3,270
92 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 49,72449.7k $68.6k $68.6k 0.00% Reduced -56.2k -56,199
93 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 49,03349.0k $67.7k $67.7k 0.00% Added +24.1k +24,132
94 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 47,64547.6k $66.0k $66.0k 0.00% Added +584 +584
95 DFPG INVESTMENTS, LLC 0.01% of their portfolio SANDY, UT 41,80041.8k $108.3k $108.3k 0.01% New
96 PICTET ASSET MANAGEMENT SA 0.00% of their portfolio GENEVA 73, V8 41,58841.6k $57.4k $57.4k 0.00% Unchanged
97 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 40,60940.6k $56.0k $56.0k 0.00% New
98 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 39,93339.9k $55.1k $55.1k 0.00% Reduced -2.3k -2,300
99 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 39,85739.9k $55.0k $55.0k 0.00% New
100 SEAVIEW INVESTMENT MANAGERS LLC 0.02% of their portfolio MIAMI, FL 38,33338.3k $52.9k $52.9k 0.02% Unchanged