Vault-13

OLD MKT CAP CORP OMCC

COM · Common Stock · CUSIP 65373A109

Lender based in Florida, USA

18 institutional holders -2 vs Q3 2025
4,240,8154.2m shares reported held*
62.5% of all shares outstanding*
$21.8mreported value*
1 new 4 added 6 reduced 3 sold out net sold ≈ $231.5k (-44.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($125.2k this quarter). Holder counts are more reliable. Shares outstanding: 6.8m as of 2025-11-13, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $5.13.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q1 24: 1Q2 24: 24Q3 24: 22Q4 24: 22Q1 25: 20Q2 25: 20Q3 25: 20Q4 25: 1818Q1 24Q3 24Q1 25Q3 25Q4 25
Numbers
QuarterHolders
Q1 20241
Q2 202424
Q3 202422
Q4 202422
Q1 202520
Q2 202520
Q3 202520
Q4 202518

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 24: 23 bought or addedQ2 24: 0 cut or sold outQ2 24Q3 24: 5 bought or addedQ3 24: 9 cut or sold outQ4 24: 8 bought or addedQ4 24: 7 cut or sold outQ4 24Q1 25: 2 bought or addedQ1 25: 8 cut or sold outQ2 25: 4 bought or addedQ2 25: 6 cut or sold outQ2 25Q3 25: 5 bought or addedQ3 25: 9 cut or sold outQ4 25: 5 bought or addedQ4 25: 9 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q2 2024230
Q3 202459
Q4 202487
Q1 202528
Q2 202546
Q3 202559
Q4 202559

Biggest buyers

RBF Capital, LLC Added +17,988+18.0k
Proficio Capital Partners LLC Added +4,649+4.6k
Sandia Investment Management LP Added +4,649+4.6k
UBS Group AG New +100+100
BANK OF AMERICA CORP /DE/ Added +4+4

Biggest sellers

DIMENSIONAL FUND ADVISORS LP Reduced -14,507-14.5k
GOLDMAN SACHS GROUP INC Sold out -13,548-13.5k
STATE STREET CORP Sold out -11,965-12.0k
BlackRock, Inc. Reduced -9,122-9.1k
RENAISSANCE TECHNOLOGIES LLC Reduced -9,100-9.1k
VANGUARD GROUP INC Reduced -7,473-7.5k
GEODE CAPITAL MANAGEMENT, LLC Reduced -5,887-5.9k
Tower Research Capital LLC (TRC) Reduced -461-461
BARCLAYS PLC Sold out -12-12

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
TCW GROUP INC 13D · may seek influence new · filed 2025-09-12
Stated purposeThe purpose for the acquisition of the securities of Old Market Capital Corporation (the "Issuer") was as a long-term investor by the TCW Business Unit for the benefit of its investors. The TCW Business Unit did not acquire the securities with the intent to change or influence the control of the Issuer. On September 7, 2017, Jeremy Zhu, an employee of the TCW Business Unit, joined the Board of Directors at the invitation of the Issuer due to the TCW Business Unit's large holdings of the issuer's securities. This Schedule 13D is being filed due to the combination of the TCW Business Unit's holdings of over 5% of the equity securities of the issuer and its employee's position on the Board of Directors of the Issuer and not due to any change in its intentions, plans or proposals with respe… Full filing
8.9% new 600.7k 2025-09-12

Fell to 5% or below in the last year: DIMENSIONAL FUND ADVISORS LP (4.8%, 2026-01-21)

Insider purchases and sales in Q4 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 1 buyingQ2 24: 0 sellingQ2 24Q3 24: 1 buyingQ3 24: 0 sellingQ4 24: 2 buyingQ4 24: 0 sellingQ4 24Q1 25: 0 buyingQ1 25: 0 sellingQ2 25: 0 buyingQ2 25: 0 sellingQ2 25Q3 25: 4 buyingQ3 25: 0 sellingQ4 25: 2 buyingQ4 25: 0 sellingQ4 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20240—0——
Q2 20241—0——
Q3 20241$11.9k0——
Q4 20242$727.5k0——
Q1 20250—0——
Q2 20250—0——
Q3 20254$124.5k0——
Q4 20252$11.7k0——
DateInsiderTradeSharesPrice ValueTheir holding
2025-12-17 Radabaugh Mark R. PRESIDENT/CEO OF AMPLEX Bought 2,000 $5.56 $11.1k2.0k shares +7%
2025-12-16 Radabaugh Mark R. PRESIDENT/CEO OF AMPLEX Bought 100 $5.49 $549100 shares +<1%
2025-10-06 Peterson Adam K +2 Director Bought 5,493 — —5.5k shares +<1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MAGNOLIA GROUP, LLC 2.15% of their portfolio OMAHA, NE 2,515,9022.5m $13.0m $13.0m 2.15% Unchanged
2 TCW GROUP INC 0.02% of their portfolio LOS ANGELES, CA 600,704600.7k $3.0m $3.0m 0.02% Unchanged
3 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 323,983324.0k $1.6m $1.6m 0.00% Reduced -14.5k -14,507
4 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 287,851287.9k $1.5m $1.5m 0.00% Reduced -9.1k -9,100
5 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 236,744236.7k $1.2m $1.2m 0.00% Reduced -7.5k -7,473
6 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 60,00060.0k $310.8k $310.8k 0.00% Unchanged
7 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 58,97059.0k $295.5k $295.5k 0.00% Reduced -5.9k -5,887
8 Proficio Capital Partners LLC 0.01% of their portfolio NEWTON, MA 40,49140.5k $209.7k $209.7k 0.01% Added +4.6k +4,649
9 Sandia Investment Management LP 0.52% of their portfolio BOSTON, MA 40,49140.5k $209.7k $209.7k 0.52% Added +4.6k +4,649
10 RBF Capital, LLC 0.00% of their portfolio RENO, NV 35,97636.0k $186.4k $186.4k 0.00% Added +18.0k +17,988
11 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 24,99825.0k $125.2k $125.2k 0.00% Unchanged
12 Empowered Funds, LLC 0.00% of their portfolio NEWTOWN SQUARE, PA 24,99825.0k $125.2k $125.2k 0.00% Unchanged
13 Alpha Cubed Investments, LLC 0.00% of their portfolio COSTA MESA, CA 13,40513.4k $69.4k $69.4k 0.00% Unchanged
14 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 742742 $3.8k $3.8k 0.00% Reduced -461 -461
15 BlackRock, Inc. 0.00% of their portfolio New York, NY 434434 $2.2k $2.2k 0.00% Reduced -9.1k -9,122
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 100100 $518 $518 0.00% New
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2424 $124 $124 0.00% Added +4 +4
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $1 $1 0.00% Unchanged