Vault-13

NICE SYS INC NICEIT 1.25 01.15.24

NOTE 1.250% 1/1 · US DOMESTIC · CUSIP 65366HAB9

8 institutional holders -1 vs Q3 2023
$86.0mprincipal reported held*
$193.7mreported value*
1 new 1 added 0 reduced 2 sold out net sold ≈ $1.8m

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 12Q4 22: 12Q1 23: 10Q2 23: 9Q3 23: 9Q4 23: 88Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202212
Q4 202212
Q1 202310
Q2 20239
Q3 20239
Q4 20238

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
404Q4 22: 2 bought or addedQ4 22: 2 cut or sold outQ4 22Q1 23: 3 bought or addedQ1 23: 4 cut or sold outQ1 23Q2 23: 1 bought or addedQ2 23: 1 cut or sold outQ2 23Q3 23: 0 bought or addedQ3 23: 1 cut or sold outQ3 23Q4 23: 2 bought or addedQ4 23: 2 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202222
Q1 202334
Q2 202311
Q3 202301
Q4 202322

Biggest buyers

PIPER SANDLER & CO. New +13,495,000+13.5m
JPMORGAN CHASE & CO Added +232,000+232.0k

Biggest sellers

Tetragon Partners GP Ltd Sold out -13,495,000-13.5m
Warberg Asset Management LLC Sold out -1,060,000-1.1m

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aequim Alternative Investments LP 3.36% of their portfolio MILL VALLEY, CA 38,163,00038.2m $84.5m $84.5m 3.36% Unchanged
2 Calamos Advisors LLC 0.24% of their portfolio NAPERVILLE, IL 20,000,00020.0m $47.8m $47.8m 0.24% Unchanged
3 PIPER SANDLER & CO. 21.63% of their portfolio MINNEAPOLIS, MN 13,495,00013.5m $28.7m $28.7m 21.63% New
4 WOLVERINE ASSET MANAGEMENT LLC 0.30% of their portfolio CHICAGO, IL 8,584,0008.6m $19.2m $19.2m 0.30% Unchanged
5 Parallax Volatility Advisers, L.P. 0.35% of their portfolio San Francisco, CA 5,317,0005.3m $12.7m $12.7m 0.35% Unchanged
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 464,000464.0k $928.0k $928.0k 0.00% Added +232.0k +232,000
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 14,00014.0k $28.0k $28.0k 0.00% Unchanged
8 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged