Vault-13

NICE SYS INC NICEIT 1.25 01.15.24

NOTE 1.250% 1/1 · US DOMESTIC · CUSIP 65366HAB9

9 institutional holders -1 vs Q1 2023
$86.9mprincipal reported held*
$214.6mreported value*
0 new 1 added 0 reduced 1 sold out net sold ≈ $3.3m

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 12Q4 22: 12Q1 23: 10Q2 23: 99Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202212
Q4 202212
Q1 202310
Q2 20239

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
404Q4 22: 2 bought or addedQ4 22: 2 cut or sold outQ4 22Q1 23: 3 bought or addedQ1 23: 4 cut or sold outQ1 23Q2 23: 1 bought or addedQ2 23: 1 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202222
Q1 202334
Q2 202311

Biggest buyers

Warberg Asset Management LLC Added +6,000+6.0k

Biggest sellers

PIPER SANDLER & CO. Sold out -1,535,000-1.5m

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aequim Alternative Investments LP 3.54% of their portfolio MILL VALLEY, CA 38,163,00038.2m $94.1m $94.1m 3.54% Unchanged
2 Calamos Advisors LLC 0.25% of their portfolio NAPERVILLE, IL 20,000,00020.0m $49.4m $49.4m 0.25% Unchanged
3 Tetragon Partners GP Ltd 4.52% of their portfolio GRAND CAYMAN, E9 13,495,00013.5m $33.5m $33.5m 4.52% Unchanged
4 WOLVERINE ASSET MANAGEMENT LLC 0.40% of their portfolio CHICAGO, IL 8,622,0008.6m $21.3m $21.3m 0.40% Unchanged
5 Parallax Volatility Advisers, L.P. 0.45% of their portfolio San Francisco, CA 5,317,0005.3m $13.1m $13.1m 0.45% Unchanged
6 Warberg Asset Management LLC 0.75% of their portfolio WINNETKA, IL 1,060,0001.1m $2.6m $2.6m 0.75% Added +6.0k +6,000
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 232,000232.0k $566.7k $566.7k 0.00% Unchanged
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 14,00014.0k $34.2k $34.2k 0.00% Unchanged
9 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged