Vault-13

NICE SYS INC NICEIT 1.25 01.15.24

NOTE 1.250% 1/1 · US DOMESTIC · CUSIP 65366HAB9

10 institutional holders -2 vs Q4 2022
$88.4mprincipal reported held*
$241.6mreported value*
2 new 1 added 0 reduced 4 sold out net sold ≈ $497.9k (-38.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

051015Q3 22: 12Q4 22: 12Q1 23: 1010Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202212
Q4 202212
Q1 202310

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
404Q4 22: 2 bought or addedQ4 22: 2 cut or sold outQ4 22Q1 23: 3 bought or addedQ1 23: 4 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202222
Q1 202334

Biggest buyers

Aequim Alternative Investments LP New +38,163,000+38.2m
PIPER SANDLER & CO. New +1,535,000+1.5m
Warberg Asset Management LLC Added +250,000+250.0k

Biggest sellers

Aequim Alternative Investments LP Sold out -38,163,000-38.2m
GABELLI FUNDS LLC Sold out -1,330,000-1.3m
SPHERA FUNDS MANAGEMENT LTD. Sold out -250,000-250.0k
Teton Advisors, Inc. Sold out -205,000-205.0k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aequim Alternative Investments LP 3.32% of their portfolio MILL VALLEY, CA 38,163,00038.2m $104.4m $104.4m 3.32% New
2 Calamos Advisors LLC 0.27% of their portfolio NAPERVILLE, IL 20,000,00020.0m $54.8m $54.8m 0.27% Unchanged
3 Tetragon Partners GP Ltd 4.96% of their portfolio GRAND CAYMAN, E9 13,495,00013.5m $37.1m $37.1m 4.96% Unchanged
4 WOLVERINE ASSET MANAGEMENT LLC 0.42% of their portfolio CHICAGO, IL 8,622,0008.6m $23.6m $23.6m 0.42% Unchanged
5 Parallax Volatility Advisers, L.P. 0.51% of their portfolio San Francisco, CA 5,317,0005.3m $14.5m $14.5m 0.51% Unchanged
6 PIPER SANDLER & CO. 2.58% of their portfolio MINNEAPOLIS, MN 1,535,0001.5m $3.7m $3.7m 2.58% New
7 Warberg Asset Management LLC 0.87% of their portfolio WINNETKA, IL 1,054,0001.1m $2.9m $2.9m 0.87% Added +250.0k +250,000
8 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 232,000232.0k $550.0k $550.0k 0.00% Unchanged
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 14,00014.0k $33.2k $33.2k 0.00% Unchanged
10 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged