Vault-13

NICE LTD NICEIT 0 09.15.25

NOTE 9/1 · US DOMESTIC · CUSIP 653656AB4

50 institutional holders -1 vs Q1 2023
1,915,1631.9m shares reported held*
$374.1mreported value*
10 new 8 added 12 reduced 12 sold out net bought ≈ $18.5m (-2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $195.35.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 47Q4 22: 48Q1 23: 51Q2 23: 5050Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202247
Q4 202248
Q1 202351
Q2 202350

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 14 bought or addedQ4 22: 16 cut or sold outQ4 22Q1 23: 17 bought or addedQ1 23: 15 cut or sold outQ1 23Q2 23: 18 bought or addedQ2 23: 24 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221416
Q1 20231715
Q2 20231824

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $0Q3 22 puts: $1.5mQ3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$1.5m—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$0—

Biggest buyers

Wellesley Asset Management New +31,590,719+31.6m
ADVENT CAPITAL MANAGEMENT /DE/ Added +29,576,000+29.6m
Lombard Odier Asset Management (Europe) Ltd Added +11,056,000+11.1m
STATE STREET CORP Added +4,100,000+4.1m
PALISADE CAPITAL MANAGEMENT, LP Added +2,997,000+3.0m
Cetera Advisor Networks LLC New +70,000+70.0k
OPPENHEIMER ASSET MANAGEMENT INC. Added +43,000+43.0k
ENVESTNET ASSET MANAGEMENT INC New +37,000+37.0k
Cetera Advisors LLC New +25,000+25.0k
WELLS FARGO & COMPANY/MN Added +20,000+20.0k

Biggest sellers

Calamos Advisors LLC Reduced -8,681,000-8.7m
Centiva Capital, LP Sold out -6,149,000-6.1m
AXA S.A. Reduced -5,880,000-5.9m
BNP PARIBAS FINANCIAL MARKETS Sold out -5,664,000-5.7m
Nuveen Asset Management, LLC Sold out -5,500,000-5.5m
FLOSSBACH VON STORCH SE Sold out -5,450,000-5.5m
DEUTSCHE BANK AG\ Reduced -4,633,000-4.6m
AVIVA PLC Sold out -4,000,000-4.0m
OAKTREE CAPITAL MANAGEMENT LP Sold out -3,554,000-3.6m
JANE STREET GROUP, LLC Sold out -2,960,000-3.0m

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MacKay Shields LLC 3.01% of their portfolio New York, NY 110,519,000110.5m $107.6m $107.6m 3.01% Reduced -457.0k -457,000
2 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 39,657,00039.7m $38.4m $38.4m 0.00% Unchanged
3 ADVENT CAPITAL MANAGEMENT /DE/ 0.70% of their portfolio NEW YORK, NY 36,031,00036.0m $35.1m $35.1m 0.70% Added +29.6m +29,576,000
4 Wellesley Asset Management 2.51% of their portfolio PORTSMOUTH, NH 31,590,71931.6m $30.8m $30.8m 2.51% New
5 M&G INVESTMENT MANAGEMENT LTD 0.14% of their portfolio London, X0 24,649,00024.6m $23.9m $23.9m 0.14% Unchanged
6 Lombard Odier Asset Management (Europe) Ltd 1.03% of their portfolio LONDON, X0 22,026,00022.0m $21.4m $21.4m 1.03% Added +11.1m +11,056,000
7 SCHRODER INVESTMENT MANAGEMENT GROUP 0.03% of their portfolio London, X0 20,872,00020.9m $20.3m $20.3m 0.03% Unchanged
8 SHENKMAN CAPITAL MANAGEMENT INC 1.04% of their portfolio NEW YORK, NY 13,670,00013.7m $13.3m $13.3m 1.04% Reduced -761.0k -761,000
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 13,390,00013.4m $13.0m $13.0m 0.00% Added +4.1m +4,100,000
10 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 9,925,0009.9m $9.6m $9.6m 0.00% Unchanged
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 8,591,0008.6m $8.2m $8.2m 0.00% Reduced -1.1m -1,082,000
12 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 7,253,0007.3m $7.0m $7.0m 0.00% Reduced -4.6m -4,633,000
13 PALISADE CAPITAL MANAGEMENT, LP 0.18% of their portfolio FORT LEE, NJ 6,797,0006.8m $6.6m $6.6m 0.18% Added +3.0m +2,997,000
14 AXA S.A. 0.02% of their portfolio PARIS, I0 6,700,0006.7m $6.5m $6.5m 0.02% Reduced -5.9m -5,880,000
15 RWC Asset Management LLP 0.20% of their portfolio LONDON, X0 4,400,0004.4m $4.3m $4.3m 0.20% Unchanged
16 Man Group plc 0.01% of their portfolio LONDON, X0 4,300,0004.3m $4.2m $4.2m 0.01% Unchanged
17 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 4,250,0004.2m $4.1m $4.1m 0.01% Unchanged
18 Amundi 0.00% of their portfolio Paris, I0 3,669,0003.7m $3.5m $3.5m 0.00% Reduced -1.9m -1,910,000
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,157,0003.2m $3.1m $3.1m 0.00% Added +20.0k +20,000
20 Calamos Advisors LLC 0.01% of their portfolio NAPERVILLE, IL 2,772,0002.8m $2.7m $2.7m 0.01% Reduced -8.7m -8,681,000
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,882,0001.9m $1.8m $1.8m 0.00% Reduced -175.0k -175,000
22 Quaero Capital S.A. 0.97% of their portfolio GENEVE, V8 1,300,0001.3m $1.3m $1.3m 0.97% Unchanged
23 WESTWOOD HOLDINGS GROUP INC 0.01% of their portfolio DALLAS, TX 1,040,0001.0m $1.0m $1.0m 0.01% Unchanged
24 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 979,000979.0k $948.5k $948.5k 0.00% Reduced -412.0k -412,000
25 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 926,000926.0k $897.1k $897.1k 0.00% Unchanged
26 COMERICA BANK 0.00% of their portfolio DALLAS, TX 509,000509.0k $0 $0 0.00% First filing
27 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 350,000350.0k $339.2k $339.2k 0.00% Reduced -120.0k -120,000
28 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 290,000290.0k $281.0k $281.0k 0.00% Unchanged
29 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 229,000229.0k $221.9k $221.9k 0.00% Added +43.0k +43,000
30 KBC Group NV 0.00% of their portfolio Brussels, C9 200,000200.0k $194.0k $194.0k 0.00% Unchanged
31 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 127,000127.0k $122.9k $122.9k 0.00% Reduced -753.0k -753,000
32 EDMOND DE ROTHSCHILD HOLDING S.A. 0.00% of their portfolio CHAMBESY, V8 100,000100.0k $97.3k $97.3k 0.00% Unchanged
33 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 83,00083.0k $80.4k $80.4k 0.00% Unchanged
34 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 70,00070.0k $67.8k $67.8k 0.00% New
35 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 69,00069.0k $66.8k $66.8k 0.00% Unchanged
36 Balboa Wealth Partners 0.02% of their portfolio SCOTTSDALE, AZ 53,00053.0k $51.5k $51.5k 0.02% Reduced -7.0k -7,000
37 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 38,00038.0k $37.0k $37.0k 0.00% Unchanged
38 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 37,00037.0k $35.8k $35.8k 0.00% New
39 SSI INVESTMENT MANAGEMENT LLC 0.00% of their portfolio Los Angeles, CA 35,00035.0k $33.9k $33.9k 0.00% Unchanged
40 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 25,00025.0k $24.2k $24.2k 0.00% New
41 Goldstein Advisors, LLC 0.00% of their portfolio Madison, WI 19,00019.0k $18.4k $18.4k 0.00% New
42 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 18,00018.0k $17.4k $17.4k 0.00% Added +7.0k +7,000
43 UBS Group AG 0.00% of their portfolio ZURICH, V8 15,00015.0k $14.5k $14.5k 0.00% Added +9.0k +9,000
44 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 13,00013.0k $13.0k $13.0k 0.00% New
45 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 10,00010.0k $10.0k $10.0k 0.00% Unchanged
46 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8,0008.0k $775.0k $775.0k 0.00% New
47 LAFFER TENGLER INVESTMENTS, INC. 0.55% of their portfolio Scottsdale, AZ 2,1262.1k $2.1m $2.1m 0.55% New
48 Rehmann Capital Advisory Group 0.00% of their portfolio LANSING, MI 3737 $35.8k $35.8k 0.00% New
49 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2121 $20.3k $20.3k 0.00% New
50 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged