Vault-13

NEXIMMUNE INC

COM · Common Stock · CUSIP 65344D109

33 institutional holders +1 vs Q1 2023
4,454,0324.5m shares reported held*
$1.3mreported value*
5 new 4 added 6 reduced 4 sold out net sold ≈ $372.1k (-1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.28.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 40Q4 22: 30Q1 23: 32Q2 23: 3333Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202240
Q4 202230
Q1 202332
Q2 202333

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 11 bought or addedQ4 22: 16 cut or sold outQ4 22Q1 23: 15 bought or addedQ1 23: 11 cut or sold outQ1 23Q2 23: 9 bought or addedQ2 23: 10 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221116
Q1 20231511
Q2 2023910

Biggest buyers

JANE STREET GROUP, LLC New +44,969+45.0k
HRT FINANCIAL LP New +41,958+42.0k
TWO SIGMA SECURITIES, LLC New +23,732+23.7k
RENAISSANCE TECHNOLOGIES LLC Added +17,200+17.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +11,014+11.0k
DAVENPORT & Co LLC Added +8,000+8.0k
ROYAL BANK OF CANADA New +510+510
OSAIC HOLDINGS, INC. Added +350+350
WELLS FARGO & COMPANY/MN Added +6+6

Biggest sellers

CITIGROUP INC Sold out -799,170-799.2k
VANGUARD GROUP INC Reduced -376,657-376.7k
MILLENNIUM MANAGEMENT LLC Reduced -176,928-176.9k
BlackRock Inc. Reduced -43,508-43.5k
Simplicity Solutions, LLC Sold out -24,700-24.7k
BBR PARTNERS, LLC Sold out -20,000-20.0k
TWO SIGMA INVESTMENTS, LP Reduced -16,072-16.1k
Baader Bank Aktiengesellschaft Reduced -13,761-13.8k
BANK OF AMERICA CORP /DE/ Sold out -387-387
Tower Research Capital LLC (TRC) Reduced -123-123

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Slate Path Capital LP 0.01% of their portfolio New York, NY 925,000925.0k $260.7k $260.7k 0.01% Unchanged
2 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.00% of their portfolio Boston, MA 801,371801.4k $225.8k $225.8k 0.00% Unchanged
3 ALLEN OPERATIONS LLC 0.04% of their portfolio NEW YORK, NY 635,934635.9k $179.3k $179.3k 0.04% Unchanged
4 EPIQ Capital Group, LLC 0.06% of their portfolio San Francisco, CA 390,600390.6k $110.1k $110.1k 0.06% Unchanged
5 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 320,622320.6k $90.4k $90.4k 0.00% Unchanged
6 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 316,039316.0k $89.1k $89.1k 0.00% Unchanged
7 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 149,110149.1k $42.0k $42.0k 0.00% Unchanged
8 M28 Capital Management LP 0.05% of their portfolio STAMFORD, CT 133,442133.4k $37.6k $37.6k 0.05% Unchanged
9 Caprock Group, LLC 0.00% of their portfolio BOISE, ID 103,482103.5k $29.2k $29.2k 0.00% Unchanged
10 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 97,32097.3k $27.4k $27.4k 0.00% Reduced -376.7k -376,657
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 81,42181.4k $22.9k $22.9k 0.00% Unchanged
12 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 61,73261.7k $17.2k $17.2k 0.00% Unchanged
13 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 59,59359.6k $16.6k $16.6k 0.00% Reduced -176.9k -176,928
14 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 56,60056.6k $16.0k $16.0k 0.00% Added +17.2k +17,200
15 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 50,00050.0k $13.9k $13.9k 0.00% Unchanged
16 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 44,96945.0k $12.7k $12.7k 0.00% New
17 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 41,95842.0k $11.0k $11.0k 0.00% New
18 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 32,00032.0k $11.5k $11.5k 0.00% Unchanged
19 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 26,00026.0k $7.3k $7.3k 0.00% Added +8.0k +8,000
20 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 23,73223.7k $6.7k $6.7k 0.00% New
21 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 22,91922.9k $6.4k $6.4k 0.00% Unchanged
22 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 22,57722.6k $6.4k $6.4k 0.00% Reduced -16.1k -16,072
23 Baader Bank Aktiengesellschaft 0.00% of their portfolio Unterschleissheim, 2M 15,87915.9k $3.4k $3.4k 0.00% Reduced -13.8k -13,761
24 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 12,66812.7k $3.6k $3.6k 0.00% Unchanged
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,01411.0k $3.1k $3.1k 0.00% New
26 Smith Salley Wealth Management 0.00% of their portfolio GREENSBORO, NC 10,00010.0k $2.8k $2.8k 0.00% Unchanged
27 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 6,3926.4k $1.8k $1.8k 0.00% Reduced -123 -123
28 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 600600 $169 $169 0.00% Added +350 +350
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 510510 $0 $0 0.00% New
30 BlackRock Inc. 0.00% of their portfolio New York, NY 360360 $101 $101 0.00% Reduced -43.5k -43,508
31 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 139139 $39 $39 0.00% Added +6 +6
32 UBS Group AG 0.00% of their portfolio ZURICH, V8 4949 $14 $14 0.00% Unchanged
33 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged