Vault-13

NEXTERA ENERGY INC NEE 6.219 09.01.23

UNIT 09/01/2023 · PUBLIC · CUSIP 65339F739

65 institutional holders -8 vs Q1 2023
47,126,05347.1m shares reported held*
$2.0bnreported value*
10 new 12 added 29 reduced 19 sold out net sold ≈ $45.2m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $43.19.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 77Q4 22: 67Q1 23: 73Q2 23: 6565Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202277
Q4 202267
Q1 202373
Q2 202365

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 27 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 36 bought or addedQ1 23: 27 cut or sold outQ1 23Q2 23: 22 bought or addedQ2 23: 48 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222740
Q1 20233627
Q2 20232248

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $0Q3 22 puts: $12.1mQ3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$12.1m—
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$0—

Biggest buyers

ADVENT CAPITAL MANAGEMENT /DE/ New +1,375,090+1.4m
TWO SIGMA INVESTMENTS, LP Added +897,641+897.6k
Nuveen Asset Management, LLC New +775,175+775.2k
CAMDEN ASSET MANAGEMENT L P /CA Added +713,000+713.0k
BlackRock Inc. Added +259,660+259.7k
VAN ECK ASSOCIATES CORP Added +213,361+213.4k
PIER 88 INVESTMENT PARTNERS LLC Added +203,220+203.2k
STATE STREET CORP Added +175,676+175.7k
PIPER SANDLER & CO. New +79,831+79.8k
FEDERATED HERMES, INC. New +51,500+51.5k

Biggest sellers

ADVENT CAPITAL MANAGEMENT /DE/ Sold out -1,453,926-1.5m
Nuveen Asset Management, LLC Sold out -777,836-777.8k
LORD, ABBETT & CO. LLC Reduced -748,610-748.6k
FMR LLC Reduced -336,000-336.0k
KAYNE ANDERSON CAPITAL ADVISORS LP Sold out -275,000-275.0k
VICTORY CAPITAL MANAGEMENT INC Reduced -243,118-243.1k
TD Asset Management Inc Reduced -230,000-230.0k
AEGON USA Investment Management, LLC Reduced -228,569-228.6k
Skaana Management L.P. Sold out -218,415-218.4k
JPMORGAN CHASE & CO Reduced -189,006-189.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LORD, ABBETT & CO. LLC 0.84% of their portfolio JERSEY CITY, NJ 9,970,39010.0m $488.2m $488.2m 0.84% Reduced -748.6k -748,610
2 FRANKLIN RESOURCES INC 0.19% of their portfolio San Mateo, CA 8,048,7008.0m $394.6m $394.6m 0.19% Unchanged
3 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 5,150,5005.2m $5.1m $5.1m 0.01% Reduced -75.0k -75,000
4 VOYA INVESTMENT MANAGEMENT LLC 0.24% of their portfolio ATLANTA, GA 4,779,8254.8m $234.4m $234.4m 0.24% Unchanged
5 BlackRock Inc. 0.00% of their portfolio New York, NY 3,285,1563.3m $161.1m $161.1m 0.00% Added +259.7k +259,660
6 CAMDEN ASSET MANAGEMENT L P /CA 4.55% of their portfolio Los Angeles, CA 2,687,2252.7m $131.2m $131.2m 4.55% Added +713.0k +713,000
7 TWO SIGMA INVESTMENTS, LP 0.25% of their portfolio NEW YORK, NY 1,934,7491.9m $94.9m $94.9m 0.25% Added +897.6k +897,641
8 ADVENT CAPITAL MANAGEMENT /DE/ 1.35% of their portfolio NEW YORK, NY 1,375,0901.4m $67.3m $67.3m 1.35% New
9 Calamos Advisors LLC 0.34% of their portfolio NAPERVILLE, IL 1,361,8641.4m $66.8m $66.8m 0.34% Reduced -82.0k -82,006
10 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.03% of their portfolio Toronto, A6 952,464952.5k $46.6m $46.6m 0.03% Reduced -134.9k -134,887
11 VAN ECK ASSOCIATES CORP 0.10% of their portfolio NEW YORK, NY 930,799930.8k $45.6m $45.6m 0.10% Added +213.4k +213,361
12 VICTORY CAPITAL MANAGEMENT INC 0.05% of their portfolio San Antonio, TX 893,546893.5k $43.8m $43.8m 0.05% Reduced -243.1k -243,118
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 838,420838.4k $41.0m $41.0m 0.00% Added +175.7k +175,676
14 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 775,175775.2k $380.1k $380.1k 0.00% New
15 Weiss Asset Management LP 4.37% of their portfolio BOSTON, MA 703,500703.5k $34.4m $34.4m 4.37% Added +10.0k +10,000
16 FMR LLC 0.00% of their portfolio BOSTON, MA 336,000336.0k $16.4m $16.4m 0.00% Reduced -336.0k -336,000
17 TD Asset Management Inc 0.02% of their portfolio Toronto, A6 329,000329.0k $16.1m $16.1m 0.02% Reduced -230.0k -230,000
18 PIER 88 INVESTMENT PARTNERS LLC 3.40% of their portfolio SAN FRANCISCO, CA 280,020280.0k $13.7m $13.7m 3.40% Added +203.2k +203,220
19 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 278,202278.2k $13.6m $13.6m 0.02% Added +718 +718
20 AEGON USA Investment Management, LLC 7.28% of their portfolio CEDAR RAPIDS, IA 259,275259.3k $12.7m $12.7m 7.28% Reduced -228.6k -228,569
21 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 252,000252.0k $12.3m $12.3m 0.03% Reduced -18.0k -18,000
22 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 208,157208.2k $10.2m $10.2m 0.00% Reduced -27.0k -27,037
23 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 200,000200.0k $9.7m $9.7m 0.00% Unchanged
24 Clearbridge Investments, LLC 0.01% of their portfolio NEW YORK, NY 183,441183.4k $9.0m $9.0m 0.01% Reduced -380 -380
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 134,376134.4k $6.6m $6.6m 0.00% Reduced -5.3k -5,339
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 114,620114.6k $5.6m $5.6m 0.01% Reduced -117.4k -117,380
27 TORTOISE CAPITAL ADVISORS, L.L.C. 0.08% of their portfolio OVERLAND PARK, KS 111,111111.1k $5.4m $5.4m 0.08% Unchanged
28 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 109,248109.2k $5.4m $5.4m 0.00% Reduced -15.8k -15,800
29 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 104,675104.7k $5.1m $5.1m 0.01% Reduced -39.9k -39,919
30 EAGLE ASSET MANAGEMENT INC 0.03% of their portfolio ST PETERSBURG, FL 94,17194.2k $4.6m $4.6m 0.03% Reduced -146.2k -146,154
31 RATIONAL ADVISORS, INC. 0.35% of their portfolio San Juan, PR 87,40087.4k $4.3m $4.3m 0.35% Added +10.6k +10,600
32 PIPER SANDLER & CO. 4.18% of their portfolio MINNEAPOLIS, MN 79,83179.8k $3.9m $3.9m 4.18% New
33 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 66,45366.5k $3.3m $3.3m 0.00% Reduced -189.0k -189,006
34 GABELLI FUNDS LLC 0.02% of their portfolio Rye, NY 59,32559.3k $2.9m $2.9m 0.02% Unchanged
35 FEDERATED HERMES, INC. 0.01% of their portfolio PITTSBURGH, PA 51,50051.5k $2.5m $2.5m 0.01% New
36 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 50,00050.0k $2.5m $2.5m 0.00% New
37 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 46,25846.3k $2.3m $2.3m 0.03% Added +1.1k +1,100
38 COMERICA BANK 0.00% of their portfolio DALLAS, TX 41,58841.6k $28 $28 0.00% First filing
39 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 29,94629.9k $1.5m $1.5m 0.00% Reduced -628 -628
40 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 24,84524.8k $1.2m $1.2m 0.00% Reduced -47.4k -47,382
41 SHIKIAR ASSET MANAGEMENT INC 0.39% of their portfolio NEW YORK, NY 24,68524.7k $1.2m $1.2m 0.39% Reduced -100 -100
42 CSS LLC/IL 0.08% of their portfolio CHICAGO, IL 20,57720.6k $1.0m $1.0m 0.08% New
43 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 20,00020.0k $980.6k $980.6k 0.01% Unchanged
44 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 19,98420.0k $979.8k $979.8k 0.00% Unchanged
45 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 18,44618.4k $904.4k $904.4k 0.00% Added +13.2k +13,210
46 SCHNIEDERS CAPITAL MANAGEMENT LLC 0.14% of their portfolio PASADENA, CA 13,90013.9k $681.5k $681.5k 0.14% Reduced -200 -200
47 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 9,3569.4k $459.0k $459.0k 0.00% Reduced -2.7k -2,695
48 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 8,4228.4k $413.0k $413.0k 0.00% Reduced -153 -153
49 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 8,3508.3k $409.4k $409.4k 0.02% Added +750 +750
50 Calamos Wealth Management LLC 0.03% of their portfolio NAPERVILLE, IL 7,6457.6k $374.8k $374.8k 0.03% Reduced -1.3k -1,305
51 ROWLANDMILLER & PARTNERS.ADV 0.07% of their portfolio ATLANTA, GA 6,4506.5k $316.2k $316.2k 0.07% Unchanged
52 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 6,3006.3k $308.9k $308.9k 0.00% New
53 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 6,1506.2k $301.1k $301.1k 0.00% Reduced -2.3k -2,314
54 Valley Brook Capital Group, Inc. 0.27% of their portfolio Venetia, PA 5,9506.0k $291.7k $291.7k 0.27% Unchanged
55 SSI INVESTMENT MANAGEMENT LLC 0.02% of their portfolio Los Angeles, CA 5,1505.2k $251.5k $251.5k 0.02% Reduced -490 -490
56 Colonial River Investments, LLC 0.15% of their portfolio MIDLOTHIAN, VA 4,5434.5k $222.7k $222.7k 0.15% Reduced -284 -284
57 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,5913.6k $176.0k $176.0k 0.00% Unchanged
58 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,5951.6k $78.2k $78.2k 0.00% Unchanged
59 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,2801.3k $62.8k $62.8k 0.00% Reduced -474 -474
60 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 1,1921.2k $58.4k $58.4k 0.00% New
61 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 547547 $26.8k $26.8k 0.00% Unchanged
62 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 361361 $17.7k $17.7k 0.00% Reduced -46 -46
63 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 220220 $10.8k $10.8k 0.00% New
64 GODSEY & GIBB, INC 0.00% of their portfolio RICHMOND, VA 7272 $3.5k $3.5k 0.00% New
65 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged